N-PX 1 BRD8W2_0001602584_2020.txt BRD8W2_0001602584_2020 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY INVESTMENT COMPANY ACT FILE NUMBER: 811-22949 NAME OF REGISTRANT: Calamos Dynamic Convertible and Income Fund ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 2020 Calamos Court Naperville, IL 60563-2787 NAME AND ADDRESS OF AGENT FOR SERVICE: John P Calamos, Sr., Founder, Chairman and Global Chief Investment Officer 2020 Calamos Court Naperville, IL 60563-2787 REGISTRANT'S TELEPHONE NUMBER: 630-245-7200 DATE OF FISCAL YEAR END: 10/31 DATE OF REPORTING PERIOD: 07/01/2019 - 06/30/2020 Calamos Dynamic Convertible & Income Fund -------------------------------------------------------------------------------------------------------------------------- ALLERGAN PLC Agenda Number: 935082305 -------------------------------------------------------------------------------------------------------------------------- Security: G0177J108 Meeting Type: Special Meeting Date: 14-Oct-2019 Ticker: AGN ISIN: IE00BY9D5467 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. COURT MEETING: Approve the scheme of Mgmt For For arrangement. 2. Extraordinary General Meeting: Approve the Mgmt For For scheme of arrangement and authorize the directors of Allergan plc to take all such actions as they consider necessary or appropriate for carrying the scheme of arrangement into effect. 3. Extraordinary General Meeting: Approve the Mgmt For For cancellation of any Allergan plc ordinary shares in issue at 11:59 p.m., Irish time, on the day before the Irish High Court hearing to sanction the scheme (excluding, in any case, any Allergan plc ordinary shares which are held from time to time by AbbVie Inc., Acquirer Sub (as defined in the scheme of arrangement) or any other subsidiary of AbbVie Inc., if any). 4. Extraordinary General Meeting: Authorize Mgmt For For the directors of Allergan plc to allot and issue new Allergan plc shares, fully paid up, to Acquirer Sub and/or its nominee(s) in connection with effecting the scheme. 5. Extraordinary General Meeting: Amend the Mgmt For For articles of association of Allergan plc so that any ordinary shares of Allergan plc that are issued on or after the Voting Record Time (as defined in the scheme of arrangement) to persons other than Acquirer Sub or its nominees will either be subject to the terms of the scheme or will be immediately and automatically acquired by Acquirer Sub and/or its nominee(s) for the scheme consideration. 6. Extraordinary General Meeting: Approve, on Mgmt For For a non-binding, advisory basis, specified compensatory arrangements between Allergan plc and its named executive officers relating to the transaction. 7. Extraordinary General Meeting: Approve any Mgmt For For motion by the Chairman to adjourn the extraordinary general meeting, or any adjournments thereof, to solicit additional proxies in favor of the approval of the resolutions if there are insufficient votes at the time of the extraordinary general meeting to approve resolutions 2 through 5. -------------------------------------------------------------------------------------------------------------------------- CHEVRON CORPORATION Agenda Number: 935183979 -------------------------------------------------------------------------------------------------------------------------- Security: 166764100 Meeting Type: Annual Meeting Date: 27-May-2020 Ticker: CVX ISIN: US1667641005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: W. M. Austin Mgmt For For 1B. Election of Director: J. B. Frank Mgmt For For 1C. Election of Director: A. P. Gast Mgmt For For 1D. Election of Director: E. Hernandez, Jr. Mgmt For For 1E. Election of Director: C. W. Moorman IV Mgmt For For 1F. Election of Director: D. F. Moyo Mgmt For For 1G. Election of Director: D. Reed-Klages Mgmt For For 1H. Election of Director: R. D. Sugar Mgmt For For 1I. Election of Director: D. J. Umpleby III Mgmt For For 1J. Election of Director: M. K. Wirth Mgmt For For 2. Ratification of Appointment of PwC as Mgmt For For Independent Registered Public Accounting Firm 3. Advisory Vote to Approve Named Executive Mgmt For For Officer Compensation 4. Report on Lobbying Shr Against For 5. Create a Board Committee on Climate Risk Shr Against For 6. Report on Climate Lobbying Shr Against For 7. Report on Petrochemical Risk Shr Against For 8. Report on Human Rights Practices Shr Against For 9. Set Special Meeting Threshold at 10% Shr Against For 10. Adopt Policy for an Independent Chairman Shr Against For -------------------------------------------------------------------------------------------------------------------------- GASLOG LTD. Agenda Number: 935166997 -------------------------------------------------------------------------------------------------------------------------- Security: G37585109 Meeting Type: Annual Meeting Date: 14-May-2020 Ticker: GLOG ISIN: BMG375851091 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Peter G. Livanos Mgmt For For 1B. Election of Director: Bruce L. Blythe Mgmt For For 1C. Election of Director: Donald J. Kintzer Mgmt For For 1D. Election of Director: Julian R. Metherell Mgmt For For 1E. Election of Director: Anthony S. Mgmt For For Papadimitriou 1F. Election of Director: Paul A. Wogan Mgmt For For 2. To approve the appointment of Deloitte LLP Mgmt For For as our independent auditors for the fiscal year ending December 31, 2020 and until the conclusion of the next annual general meeting, and to authorize the Board of Directors, acting through the Audit and Risk Committee, to determine the independent auditor fee. -------------------------------------------------------------------------------------------------------------------------- MAGELLAN MIDSTREAM PARTNERS,L.P. Agenda Number: 935136413 -------------------------------------------------------------------------------------------------------------------------- Security: 559080106 Meeting Type: Annual Meeting Date: 23-Apr-2020 Ticker: MMP ISIN: US5590801065 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Chansoo Joung Mgmt For For Michael N. Mears Mgmt For For James R. Montague Mgmt For For 2. Advisory Resolution to Approve Executive Mgmt For For Compensation. 3. Ratification of Appointment of Independent Mgmt For For Registered Public Accounting Firm for 2020. -------------------------------------------------------------------------------------------------------------------------- SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 935131021 -------------------------------------------------------------------------------------------------------------------------- Security: 806857108 Meeting Type: Annual Meeting Date: 01-Apr-2020 Ticker: SLB ISIN: AN8068571086 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Patrick de La Mgmt For For Chevardiere 1B. Election of Director: Miguel M. Galuccio Mgmt For For 1C. Election of Director: Olivier Le Peuch Mgmt For For 1D. Election of Director: Tatiana A. Mitrova Mgmt For For 1E. Election of Director: Lubna S. Olayan Mgmt For For 1F. Election of Director: Mark G. Papa Mgmt For For 1G. Election of Director: Leo Rafael Reif Mgmt For For 1H. Election of Director: Henri Seydoux Mgmt For For 1I. Election of Director: Jeff W. Sheets Mgmt For For 2. Approval of the advisory resolution to Mgmt For For approve our executive compensation. 3. Approval of our consolidated balance sheet Mgmt For For as of December 31, 2019; our consolidated statement of income for the year ended December 31, 2019; and our Board of Directors' declarations of dividends in 2019, as reflected in our 2019 Annual Report to Stockholders. 4. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as our independent auditors for 2020. -------------------------------------------------------------------------------------------------------------------------- SOUTHWESTERN ENERGY COMPANY Agenda Number: 935169400 -------------------------------------------------------------------------------------------------------------------------- Security: 845467109 Meeting Type: Annual Meeting Date: 19-May-2020 Ticker: SWN ISIN: US8454671095 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: John D. Gass Mgmt For For 1.2 Election of Director: Catherine A. Kehr Mgmt For For 1.3 Election of Director: Greg D. Kerley Mgmt For For 1.4 Election of Director: Jon A. Marshall Mgmt For For 1.5 Election of Director: Patrick M. Prevost Mgmt For For 1.6 Election of Director: Anne Taylor Mgmt For For 1.7 Election of Director: Denis J. Walsh III Mgmt For For 1.8 Election of Director: William J. Way Mgmt For For 2. Non-binding advisory vote to approve Mgmt For For compensation of our Named Executive Officers for 2019 (Say-on-Pay). 3. Proposal to ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP to serve as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. 4. To consider a shareholder proposal Shr Against For regarding special meetings, if properly presented at the Annual Meeting. -------------------------------------------------------------------------------------------------------------------------- TARGA RESOURCES CORP. Agenda Number: 935172320 -------------------------------------------------------------------------------------------------------------------------- Security: 87612G101 Meeting Type: Annual Meeting Date: 19-May-2020 Ticker: TRGP ISIN: US87612G1013 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Charles R. Crisp Mgmt For For 1.2 Election of Director: Laura C. Fulton Mgmt For For 1.3 Election of Director: James W. Whalen Mgmt For For 2. Ratification of the selection of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent auditors for 2020. 3. Approval, on an advisory basis, of the Mgmt For For compensation of the Company's named executive officers, as disclosed in the proxy statement pursuant to the compensation disclosure rules of the SEC. -------------------------------------------------------------------------------------------------------------------------- THE WILLIAMS COMPANIES, INC. Agenda Number: 935140094 -------------------------------------------------------------------------------------------------------------------------- Security: 969457100 Meeting Type: Annual Meeting Date: 28-Apr-2020 Ticker: WMB ISIN: US9694571004 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Alan S. Armstrong Mgmt For For 1B. Election of Director: Stephen W. Bergstrom Mgmt For For 1C. Election of Director: Nancy K. Buese Mgmt For For 1D. Election of Director: Stephen I. Chazen Mgmt For For 1E. Election of Director: Charles I. Cogut Mgmt For For 1F. Election of Director: Michael A. Creel Mgmt For For 1G. Election of Director: Vicki L. Fuller Mgmt For For 1H. Election of Director: Peter A. Ragauss Mgmt For For 1I. Election of Director: Scott D. Sheffield Mgmt For For 1J. Election of Director: Murray D. Smith Mgmt For For 1K. Election of Director: William H. Spence Mgmt For For 2. Approval of the Amendment to The Williams Mgmt For For Companies, Inc. 2007 Incentive Plan. 3. Approval of the Amendment to The Williams Mgmt For For Companies, Inc. 2007 Employee Stock Purchase Plan. 4. Approval, by nonbinding advisory vote, of Mgmt For For the Company's executive compensation. 5. Ratification of Ernst & Young LLP as Mgmt For For auditors for 2020. -------------------------------------------------------------------------------------------------------------------------- WEATHERFORD INTERNATIONAL PLC Agenda Number: 935205345 -------------------------------------------------------------------------------------------------------------------------- Security: G48833118 Meeting Type: Annual Meeting Date: 12-Jun-2020 Ticker: WFTLF ISIN: IE00BLNN3691 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Thomas R. Bates, Jr. Mgmt For For 1B. Election of Director: John F. Glick Mgmt For For 1C. Election of Director: Neal P. Goldman Mgmt For For 1D. Election of Director: Gordon T. Hall Mgmt For For 1E. Election of Director: Mark A. McCollum Mgmt Abstain Against 1F. Election of Director: Jacqueline C. Mgmt For For Mutschler 1G. Election of Director: Charles M. Sledge Mgmt For For 2. To ratify the appointment of KPMG LLP as Mgmt For For the Company's independent registered public accounting firm and auditor for the financial year ending December 31, 2020 and KPMG Chartered Accountants, Dublin, as the Company's statutory auditor under Irish law to hold office until the close of the 2021 AGM, and to authorize the Board of Directors of the Company, acting through the Audit Committee, to determine the auditors remuneration. 3. To approve, in an advisory vote, the Mgmt For For compensation of our named executive officers. * Management position unknown
SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) Calamos Dynamic Convertible and Income Fund By (Signature) /s/ John P. Calamos Sr. Name John P. Calamos Sr. Title President Date 08/26/2020