0001602476-21-000003.txt : 20210826 0001602476-21-000003.hdr.sgml : 20210826 20210826110434 ACCESSION NUMBER: 0001602476-21-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210826 DATE AS OF CHANGE: 20210826 EFFECTIVENESS DATE: 20210826 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Lumbard & Kellner, LLC CENTRAL INDEX KEY: 0001602476 IRS NUMBER: 020438289 STATE OF INCORPORATION: NH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16104 FILM NUMBER: 211209812 BUSINESS ADDRESS: STREET 1: 5 HUTCHINGS DRIVE CITY: HOLLIS STATE: NH ZIP: 03049 BUSINESS PHONE: 603-465-7700 MAIL ADDRESS: STREET 1: PO BOX 749 CITY: HOLLIS STATE: NH ZIP: 03049 FORMER COMPANY: FORMER CONFORMED NAME: Lumbard Investment Counseling, LLC DATE OF NAME CHANGE: 20140312 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001602476 XXXXXXXX 06-30-2021 06-30-2021 Lumbard & Kellner, LLC

PO BOX 749 HOLLIS NH 03049

13F HOLDINGS REPORT 028-16104 N Drew Kellner 6034657700 Drew Kellner Hollis NH 08-26-2021 0 101 258290 false INFORMATION TABLE 2 13F_06_30_21.xml AT T INC COMMON STOCK 00206R102 4482 155737 SH SOLE 155737 0 0 ALPHABET INC CL C COMMON STOCK 02079K107 9802 3911 SH SOLE 3911 0 0 AMERICAN CENTURY EQUITY INCOME I MUTUAL FUNDS - EQUITY 025076209 183 18554 SH SOLE 18554 0 0 AMERICAN EXPRESS CO 4.900 9/15/67 CORPORATE BONDS AND NOTES 025816BL2 685 684000 SH SOLE 684000 0 0 APPLE INC COM Stock 037833100 2731 19935 SH SOLE 19935 0 0 APPLIED MATERIALS INC COMMON STOCK 038222105 9522 66865 SH SOLE 66865 0 0 BANK OF NY MELLON 3.6467 12/20/67 CORPORATE BONDS AND NOTES 064058AD2 1989 1975000 SH SOLE 1975000 0 0 BERKSHIRE HATHAWAY INC DEL CL A Stock 084670108 837 2 SH SOLE 2 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 084670702 994 3578 SH SOLE 3578 0 0 BRIGHTHOUSE FINL INC COMMON STOCK 10922N103 4606 101135 SH SOLE 101135 0 0 CAMPING WORLD HLDGS INC CL A Stock 13462K109 451 11007 SH SOLE 11007 0 0 CARDLYTICS INC COM Stock 14161W105 786 6190 SH SOLE 6190 0 0 CISCO SYS INC COM Stock 17275R102 718 13559 SH SOLE 13559 0 0 CITIGROUP INC 0.7375 8/25/36 CORPORATE BONDS AND NOTES 172967DS7 1780 2015000 SH SOLE 2015000 0 0 COMCAST CORP NEW CL A Stock 20030N101 1144 20071 SH SOLE 20071 0 0 CONAGRA BRANDS INC COM Stock 205887102 331 9093 SH SOLE 9093 0 0 CORNING INC COMMON STOCK 219350105 3448 84298 SH SOLE 84298 0 0 COVETRUS INC NPV COMMON STOCK 22304C100 2045 75735 SH SOLE 75735 0 0 D R HORTON INC COM Stock 23331A109 424 4688 SH SOLE 4688 0 0 DOUBLEVERIFY HLDGS INC COM COMMON STOCK 25862V105 617 14577 SH SOLE 14577 0 0 EXXON MOBIL CORP COMMON STOCK 30231G102 555 8794 SH SOLE 8794 0 0 FACEBOOK INC CL A Stock 30303M102 6774 19480 SH SOLE 19480 0 0 FEDEX CORP COM Stock 31428X106 8368 28049 SH SOLE 28049 0 0 FORD MTR CO DEL SR 8.500 4/21/23 CORPORATE BONDS AND NOTES 345370CV0 2692 2412000 SH SOLE 2412000 0 0 FRANKLIN FTSE TAIWAN ETF CLOSED END MUTUAL FUND EQUITY 35473P686 4732 105742 SH SOLE 105742 0 0 FRANKLIN FTSE SOUTH KOREA ETF CLOSED END MUTUAL FUND EQUITY 35473P710 5434 163206 SH SOLE 163206 0 0 FREEPORT-MCMORAN INC CL B Stock 35671D857 7434 200330 SH SOLE 200330 0 0 GMS INC COMMON STOCK 36251C103 5114 106227 SH SOLE 106227 0 0 GENERAL ELECTRIC CO COMMON STOCK 369604103 238 17700 SH SOLE 17700 0 0 GENERAL MOTORS CO COMMON STOCK 37045V100 4577 77354 SH SOLE 77354 0 0 GOLDMAN SACHS GROUP INC COMMON STOCK 38141G104 7514 19798 SH SOLE 19798 0 0 HONEYWELL INTERNATIONAL INC COMMON STOCK 438516106 715 3261 SH SOLE 3261 0 0 INGRAM MICRO INC 5.450 12/15/24 CORPORATE BONDS AND NOTES 457153AG9 102 90000 SH SOLE 90000 0 0 INTL BUSINESS MACHINES CORP COMMON STOCK 459200101 213 1450 SH SOLE 1450 0 0 INVESCO QQQ TRUST ETF CLOSED END MUTUAL FUND EQUITY 46090E103 10756 30346 SH SOLE 30346 0 0 INVESCO S&P 500 EQUAL WEIGHT ETF ETF 46137V357 2273 15078 SH SOLE 15078 0 0 ISHARES CORE S&P 500 ETF ETF 464287200 1636 3806 SH SOLE 3806 0 0 ISHARES COHEN & STEERS REIT ETF ETF 464287564 201 3080 SH SOLE 3080 0 0 ISHARES U.S. TREASURY BOND ETF ETF 46429B267 209 7872 SH SOLE 7872 0 0 ISHARES MSCI INDONESIA ETF CLOSED END MUTUAL FUND EQUITY 46429B309 4727 233081 SH SOLE 233081 0 0 BLACKROCK ULTRA SHORT TERM BOND ETF CLOSED END MUTUAL FUND FIXED 46434V878 12310 243657 SH SOLE 243657 0 0 JOHNSON JOHNSON COMMON STOCK 478160104 245 1490 SH SOLE 1490 0 0 JP MORGAN CHASE MTN 2.000 4/30/24 CORPORATE BONDS AND NOTES 48126N6A0 906 881000 SH SOLE 881000 0 0 KEYCORP COMMON STOCK 493267108 1632 79028 SH SOLE 79028 0 0 KIMBERLY CLARK CORP COMMON STOCK 494368103 201 1500 SH SOLE 1500 0 0 KINDER MORGAN INC DEL COM Stock 49456B101 7110 390009 SH SOLE 390009 0 0 KOHLS CORPORATION 4.250 7/17/25 CORPORATE BONDS AND NOTES 500255AU8 55 50000 SH SOLE 50000 0 0 KRATON CORPORATION COMMON STOCK 50077C106 3769 116735 SH SOLE 116735 0 0 LENDINGTREE INC NEW COM Stock 52603B107 381 1800 SH SOLE 1800 0 0 ELI LILLY CO COMMON STOCK 532457108 1267 5519 SH SOLE 5519 0 0 LIVENT CORP COMMON STOCK 53814L108 332 17174 SH SOLE 17174 0 0 LOCKHEED MARTIN CORP COMMON STOCK 539830109 4965 13123 SH SOLE 13123 0 0 M D C HLDGS INC COM Stock 552676108 5508 108848 SH SOLE 108848 0 0 MATTHEWS INDIA FUND INSTITUTIONAL MUTUAL FUNDS - 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