0001602476-19-000002.txt : 20190528 0001602476-19-000002.hdr.sgml : 20190528 20190528111724 ACCESSION NUMBER: 0001602476-19-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190528 DATE AS OF CHANGE: 20190528 EFFECTIVENESS DATE: 20190528 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Lumbard & Kellner, LLC CENTRAL INDEX KEY: 0001602476 IRS NUMBER: 020438289 STATE OF INCORPORATION: NH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16104 FILM NUMBER: 19856515 BUSINESS ADDRESS: STREET 1: 5 HUTCHINGS DRIVE CITY: HOLLIS STATE: NH ZIP: 03049 BUSINESS PHONE: 603-465-7700 MAIL ADDRESS: STREET 1: PO BOX 749 CITY: HOLLIS STATE: NH ZIP: 03049 FORMER COMPANY: FORMER CONFORMED NAME: Lumbard Investment Counseling, LLC DATE OF NAME CHANGE: 20140312 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0001602476 XXXXXXXX 03-31-2019 03-31-2019 Lumbard & Kellner, LLC

PO BOX 749 HOLLIS NH 03049

13F HOLDINGS REPORT 028-16104 N Drew Kellner 6034657700 Drew Kellner Hollis NH 05-28-2019 0 80 179536 false INFORMATION TABLE 2 13F_03_31_19.xml ALPHABET INC CL C COMMON STOCK 02079K107 6540 5574 SH SOLE 6540 0 0 AMERICAN EXPRESS CO 4.900 12/29/49 CORPORATE BONDS AND NOTES 025816BL2 694 698000 SH SOLE 694 0 0 APPLE INC COMMON STOCK 037833100 626 3298 SH SOLE 626 0 0 APPLIED MATERIALS INC COMMON STOCK 038222105 643 16203 SH SOLE 643 0 0 AT&T INC COMMON STOCK 00206R102 4565 145571 SH SOLE 4565 0 0 BANK OF AMER MTN 2.90473 12/01/26 CORPORATE BONDS AND NOTES 5901886X1 852 949000 SH SOLE 852 0 0 BANK OF AMER MTN 4.66172 6/29/20 CORPORATE BONDS AND NOTES 06048WCQ1 100 100000 SH SOLE 100 0 0 BANK OF NY MELLON 4.950 12/29/49 CORPORATE BONDS AND NOTES 064058AD2 2020 2000000 SH SOLE 2020 0 0 BORG WARNER INC COMMON STOCK 099724106 1144 29795 SH SOLE 1144 0 0 BRIGHTHOUSE FINL INC COMMON STOCK 10922N103 2177 59995 SH SOLE 2177 0 0 CHECK POINT SOFTWARE TECH LTD FOREIGN COMMON STOCK M22465104 427 3376 SH SOLE 427 0 0 CITIGROUP INC 5.950 12/29/49 CORPORATE BONDS AND NOTES 172967JZ5 798 790000 SH SOLE 798 0 0 CITIGROUP INC 3.20404 8/25/36 CORPORATE BONDS AND NOTES 172967DS7 449 570000 SH SOLE 449 0 0 CITIGROUP INC MTN 4.03819 12/15/20 CORPORATE BONDS AND NOTES 1730T0LD9 302 300000 SH SOLE 302 0 0 COMCAST CORP CLASS A COMMON STOCK 20030N101 421 10529 SH SOLE 421 0 0 CORNING INC COMMON STOCK 219350105 4374 132141 SH SOLE 4374 0 0 COVETRUS INC NPV COMMON STOCK 22304C100 1959 61519 SH SOLE 1959 0 0 ELI LILLY CO COMMON STOCK 532457108 773 5955 SH SOLE 773 0 0 ENERGY TRANSFER 5.68202 11/01/66 CORPORATE BONDS AND NOTES 29273RBA6 1548 1911000 SH SOLE 1548 0 0 EXXON MOBIL CORP COMMON STOCK 30231G102 711 8794 SH SOLE 711 0 0 FACEBOOK INC CLASS A COMMON STOCK 30303M102 4929 29567 SH SOLE 4929 0 0 FED EX CORP COMMON STOCK 31428X106 5197 28647 SH SOLE 5197 0 0 FIRST AM GOVT OB FD CL Y SHORT TERM FDS-TAXABLE (ACM) 31846V203 6858 6857976 SH SOLE 6858 0 0 FIRST MD CAP I 3.43631 1/15/27 CORPORATE BONDS AND NOTES 320808AD0 918 992000 SH SOLE 918 0 0 GABRIEL RESOURCES LTD FOREIGN COMMON STOCK 361970106 10 30000 SH SOLE 10 0 0 GENERAL ELECTRIC CO COMMON STOCK 369604103 167 16700 SH SOLE 167 0 0 GOLDMAN SACHS GROUP INC COMMON STOCK 38141G104 3959 20619 SH SOLE 3959 0 0 HONEYWELL INTERNATIONAL INC COMMON STOCK 438516106 769 4836 SH SOLE 769 0 0 HUNTINGTON BANCSHARES INC COMMON STOCK 446150104 2483 195795 SH SOLE 2483 0 0 INGRAM MICRO INC 5.450 12/15/24 CORPORATE BONDS AND NOTES 457153AG9 89 90000 SH SOLE 89 0 0 INVESCO QQQ TRUST ETF CLOSED END MUTUAL FUND EQUITY 46090E103 5719 31830 SH SOLE 5719 0 0 ISHARES MSCI POLAND ETF CLOSED END MUTUAL FUND EQUITY 46429B606 4397 192185 SH SOLE 4397 0 0 JOHNSON JOHNSON COMMON STOCK 478160104 208 1490 SH SOLE 208 0 0 JP MORGAN CHASE MTN 2.4912 4/30/24 CORPORATE BONDS AND NOTES 48126N6A0 890 926000 SH SOLE 890 0 0 KEYCORP COMMON STOCK 493267108 2022 128400 SH SOLE 2022 0 0 KOHLS CORPORATION 4.250 7/17/25 CORPORATE BONDS AND NOTES 500255AU8 51 50000 SH SOLE 51 0 0 KRATON CORPORATION COMMON STOCK 50077C106 2653 82458 SH SOLE 2653 0 0 LOCKHEED MARTIN CORP COMMON STOCK 539830109 2863 9539 SH SOLE 2863 0 0 LYONDELLBASELL INDU CL A FOREIGN COMMON STOCK N53745100 248 2955 SH SOLE 248 0 0 MANUF TRADERS 3.4608 12/28/20 CORPORATE BONDS AND NOTES 564759PS1 173 173000 SH SOLE 173 0 0 MASSACHUSETTS ST SER 3.000 12/01/23 MUNI BDS-FIXED NON TAXABLE 57582PD31 50 50000 SH SOLE 50 0 0 MATTHEWS ASIA DIVIDEND INS MUTUAL FUNDS - 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