0001602476-19-000001.txt : 20190208 0001602476-19-000001.hdr.sgml : 20190208 20190208151744 ACCESSION NUMBER: 0001602476-19-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190208 DATE AS OF CHANGE: 20190208 EFFECTIVENESS DATE: 20190208 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Lumbard & Kellner, LLC CENTRAL INDEX KEY: 0001602476 IRS NUMBER: 020438289 STATE OF INCORPORATION: NH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16104 FILM NUMBER: 19579539 BUSINESS ADDRESS: STREET 1: 5 HUTCHINGS DRIVE CITY: HOLLIS STATE: NH ZIP: 03049 BUSINESS PHONE: 603-465-7700 MAIL ADDRESS: STREET 1: PO BOX 749 CITY: HOLLIS STATE: NH ZIP: 03049 FORMER COMPANY: FORMER CONFORMED NAME: Lumbard Investment Counseling, LLC DATE OF NAME CHANGE: 20140312 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001602476 XXXXXXXX 12-31-2018 12-31-2018 Lumbard & Kellner, LLC

PO BOX 749 HOLLIS NH 03049

13F HOLDINGS REPORT 028-16104 N Drew Kellner 6034657700 Drew Kellner Hollis NH 02-08-2019 0 81 165022 false INFORMATION TABLE 2 13F_12_31_18.xml NEXTERA ENERGY INC COMMON STOCK 65339F101 209 1200 SH SOLE 209 0 0 VISA INC CLASS A SHARES COMMON STOCK 92826C839 389 2945 SH SOLE 389 0 0 PEPSICO INC COMMON STOCK 713448108 326 2950 SH SOLE 326 0 0 LYONDELLBASELL INDU CL A FOREIGN COMMON STOCK N53745100 246 2955 SH SOLE 246 0 0 APPLE INC COMMON STOCK 037833100 520 3298 SH SOLE 520 0 0 CHECK POINT SOFTWARE TECH LTD FOREIGN COMMON STOCK M22465104 347 3376 SH SOLE 347 0 0 MICROSOFT CORP COMMON STOCK 594918104 432 4250 SH SOLE 432 0 0 PHILIP MORRIS INTL COMMON STOCK 718172109 289 4334 SH SOLE 289 0 0 HONEYWELL INTERNATIONAL INC COMMON STOCK 438516106 639 4836 SH SOLE 639 0 0 VOYA FINANCIAL INC COMMON STOCK 929089100 222 5525 SH SOLE 222 0 0 ALPHABET INC CL C COMMON STOCK 02079K107 5780 5581 SH SOLE 5780 0 0 ELI LILLY CO COMMON STOCK 532457108 689 5955 SH SOLE 689 0 0 MERCK CO INC COMMON STOCK 58933Y105 468 6120 SH SOLE 468 0 0 SPDR S&P REGIONAL BANKING ETF CLOSED END MUTUAL FUND EQUITY 78464A698 293 6270 SH SOLE 293 0 0 EXXON MOBIL CORP COMMON STOCK 30231G102 600 8794 SH SOLE 600 0 0 LOCKHEED MARTIN CORP COMMON STOCK 539830109 2473 9444 SH SOLE 2473 0 0 NISOURCE INC COMMON STOCK 65473P105 304 12000 SH SOLE 304 0 0 COMCAST CORP CLASS A COMMON STOCK 20030N101 464 13629 SH SOLE 464 0 0 MEXICO EQUITY & INCOME FD CLOSED END MUTUAL FUND EQUITY 592834105 137 13635 SH SOLE 137 0 0 APPLIED MATERIALS INC COMMON STOCK 038222105 530 16203 SH SOLE 530 0 0 GENERAL ELECTRIC CO COMMON STOCK 369604103 126 16700 SH SOLE 126 0 0 GOLDMAN SACHS GROUP INC COMMON STOCK 38141G104 3214 19241 SH SOLE 3214 0 0 SOUTH CAROLINA ST 2.46622 12/01/49 MUNI BDS-VARIABLE NON TAXABLE 837151JR1 25 25000 SH SOLE 25 0 0 INTL BUSINESS MACHINES CORP COMMON STOCK 459200101 2991 26313 SH SOLE 2991 0 0 SHIRE PLC A D R FOREIGN COMMON STOCK 82481R106 4635 26630 SH SOLE 4635 0 0 FED EX CORP COMMON STOCK 31428X106 4608 28562 SH SOLE 4608 0 0 FACEBOOK INC CLASS A COMMON STOCK 30303M102 3797 28967 SH SOLE 3797 0 0 BORG WARNER INC COMMON STOCK 099724106 1040 29940 SH SOLE 1040 0 0 GABRIEL RESOURCES LTD FOREIGN COMMON STOCK 361970106 7 30000 SH SOLE 7 0 0 STATE STREET CORP 3.33413 6/15/37 CORPORATE BONDS AND NOTES 857477AY9 24 30000 SH SOLE 24 0 0 VANGUARD TOTAL WORLD STOCK INDEX ETF CLOSED END MUTUAL FUND EQUITY 922042742 2579 39405 SH SOLE 2579 0 0 SCHEIN HENRY INC COMMON STOCK 806407102 3120 39735 SH SOLE 3120 0 0 WALT DISNEY CO THE COMMON STOCK 254687106 4632 42245 SH SOLE 4632 0 0 TYSON FOODS INC CL A COMMON STOCK 902494103 2286 42810 SH SOLE 2286 0 0 AMICUS WIND DOWN 0.00001 6/15/12 CORPORATE BONDS AND NOTES 358497AC9 0 50000 SH SOLE 0 0 0 KOHLS CORPORATION 4.250 7/17/25 CORPORATE BONDS AND NOTES 500255AU8 49 50000 SH SOLE 49 0 0 MASSACHUSETTS ST SER 3.000 12/01/23 MUNI BDS-FIXED NON TAXABLE 57582PD31 50 50000 SH SOLE 50 0 0 MILTON MA REF 2.000 1/15/19 MUNI BDS-FIXED NON TAXABLE 602006RL4 50 50000 SH SOLE 50 0 0 SOUTHBOROUGH MA REF 4.000 6/01/20 MUNI BDS-FIXED NON TAXABLE 841229LM7 52 50000 SH SOLE 52 0 0 WELLS FARGO MTN 3.500 3/08/22 CORPORATE BONDS AND NOTES 94974BFC9 50 50000 SH SOLE 50 0 0 WESTWOOD MA REF 4.000 6/01/19 MUNI BDS-FIXED NON TAXABLE 961777XD6 50 50000 SH SOLE 50 0 0 ZOETIS INC COMMON STOCK 98978V103 4461 52155 SH SOLE 4461 0 0 BRIGHTHOUSE FINL INC COMMON STOCK 10922N103 1775 58230 SH SOLE 1775 0 0 DESARROLLADORA HOM 0.00001 9/28/15 OTHER FOREIGN CORPORATE BONDS 25030WAB6 0 63000 SH SOLE 0 0 0 WALMART INC COMMON STOCK 931142103 6347 68140 SH SOLE 6347 0 0 PRUDENTIAL FINANCIAL INC COMMON STOCK 744320102 5602 68699 SH SOLE 5602 0 0 PIMCO ENHANCED SHORT MATURITY ETF CLOSED END MUTUAL FUND FIXED 72201R833 7422 73522 SH SOLE 7422 0 0 KRATON CORPORATION COMMON STOCK 50077C106 1782 81608 SH SOLE 1782 0 0 INGRAM MICRO INC 5.450 12/15/24 CORPORATE BONDS AND NOTES 457153AG9 88 90000 SH SOLE 88 0 0 VANGUARD FTSE EMERGING MARKETS ETF CLOSED END MUTUAL FUND EQUITY 922042858 3467 91009 SH SOLE 3467 0 0 BANK OF AMER MTN 5.10101 6/29/20 CORPORATE BONDS AND NOTES 06048WCQ1 100 100000 SH SOLE 100 0 0 FIVE STAR SENIOR LIVING INC COMMON STOCK DDJ32D101 0 100000 SH SOLE 0 0 0 SINGAPORE TELECOMMUNICATNS A D R FOREIGN COMMON STOCK 82929R304 2329 108318 SH SOLE 2329 0 0 KEYCORP COMMON STOCK 493267108 1899 128470 SH SOLE 1899 0 0 CORNING INC COMMON STOCK 219350105 3995 132256 SH SOLE 3995 0 0 METLIFE INC COMMON STOCK 59156R108 5917 144108 SH SOLE 5917 0 0 AT&T INC COMMON STOCK 00206R102 4152 145470 SH SOLE 4152 0 0 MATTHEWS INDIA FUND INSTITUTIONAL MUTUAL FUNDS - EQUITY 577130768 4066 153071 SH SOLE 4066 0 0 MANUF TRADERS 3.55175 12/28/20 CORPORATE BONDS AND NOTES 564759PS1 173 173000 SH SOLE 173 0 0 VANGUARD TOTAL STOCK MARKET ETF CLOSED END MUTUAL FUND EQUITY 922908769 23276 182373 SH SOLE 23276 0 0 ISHARES MSCI POLAND ETF CLOSED END MUTUAL FUND EQUITY 46429B606 4429 192335 SH SOLE 4429 0 0 HUNTINGTON BANCSHARES INC COMMON STOCK 446150104 2336 195945 SH SOLE 2336 0 0 OPUS BANK 5.500 7/01/26 CORPORATE BONDS AND NOTES 684000AA0 203 200000 SH SOLE 203 0 0 SUNTRUST CAPITAL 2.91995 3/15/28 CORPORATE BONDS AND NOTES 86788LAA8 188 219000 SH SOLE 188 0 0 CITIGROUP INC MTN 3.58413 12/15/20 CORPORATE BONDS AND NOTES 1730T0LD9 303 300000 SH SOLE 303 0 0 CITIGROUP INC 2.79984 8/25/36 CORPORATE BONDS AND NOTES 172967DS7 445 570000 SH SOLE 445 0 0 CITIGROUP INC 6.050 12/29/49 CORPORATE BONDS AND NOTES 172967JZ5 579 600000 SH SOLE 579 0 0 MATTHEWS ASIA DIVIDEND INS MUTUAL FUNDS - EQUITY 577130750 10403 648571 SH SOLE 10403 0 0 AMERICAN EXPRESS CO 4.900 12/29/49 CORPORATE BONDS AND NOTES 025816BL2 668 698000 SH SOLE 668 0 0 MORGAN STANLEY MTN 4.58919 4/16/19 CORPORATE BONDS AND NOTES 61760QAY0 705 702000 SH SOLE 705 0 0 NTC CAPITAL II 2.26174 4/15/27 CORPORATE BONDS AND NOTES 629398AA6 694 758000 SH SOLE 694 0 0 WACHOVIA CAP TR II 5.44997 3/29/49 CORPORATE BONDS AND NOTES 92978AAA0 773 855000 SH SOLE 773 0 0 JP MORGAN CHASE MTN 2.4088 4/30/24 CORPORATE BONDS AND NOTES 48126N6A0 881 942000 SH SOLE 881 0 0 MELLON CAPITAL IV 4.000 12/20/67 CORPORATE BONDS AND NOTES 58551TAA5 716 944000 SH SOLE 716 0 0 BANK OF AMER MTN 2.87492 12/01/26 CORPORATE BONDS AND NOTES 5901886X1 852 968000 SH SOLE 852 0 0 FIRST MD CAP I 3.3113 1/15/27 CORPORATE BONDS AND NOTES 320808AD0 909 1004000 SH SOLE 909 0 0 US BANK CAPITAL IX 3.54413 4/15/49 CORPORATE BONDS AND NOTES 91731KAA8 1070 1446000 SH SOLE 1070 0 0 ENERGY TRANSFER 5.47976 11/01/66 CORPORATE BONDS AND NOTES 29273RBA6 1372 1933000 SH SOLE 1372 0 0 BANK OF NY MELLON 4.950 12/29/49 CORPORATE BONDS AND NOTES 064058AD2 1950 2000000 SH SOLE 1950 0 0 FIRST AM GOVT OB FD CL Y SHORT TERM FDS-TAXABLE (ACM) 31846V203 9953 9952600 SH SOLE 9953 0 0