0001602476-14-000003.txt : 20140514 0001602476-14-000003.hdr.sgml : 20140514 20140514114507 ACCESSION NUMBER: 0001602476-14-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140514 DATE AS OF CHANGE: 20140514 EFFECTIVENESS DATE: 20140514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Lumbard Investment Counseling, LLC CENTRAL INDEX KEY: 0001602476 IRS NUMBER: 020438289 STATE OF INCORPORATION: NH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16104 FILM NUMBER: 14840065 BUSINESS ADDRESS: STREET 1: 5 HUTCHINGS DRIVE CITY: HOLLIS STATE: NH ZIP: 03049 BUSINESS PHONE: 603-465-7700 MAIL ADDRESS: STREET 1: PO BOX 749 CITY: HOLLIS STATE: NH ZIP: 03049 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0001602476 XXXXXXXX 03-31-2014 03-31-2014 Lumbard Investment Counseling, LLC

PO BOX 749 HOLLIS NH 03049

13F HOLDINGS REPORT 028-16104 N Drew Kellner 603-465-7700 Drew Kellner Hollis NH 05-14-2014 0 70 123072 false INFORMATION TABLE 2 13F_IT_12_31_14.xml PEPSICO INC COMMON STOCK 713448108 241 2900 SH SOLE 2900 0 0 KIMBERLY CLARK CORP COMMON STOCK 494368103 313 3000 SH SOLE 3000 0 0 ANADARKO PETROLEUM CORP COMMON STOCK 032511107 240 3016 SH SOLE 3016 0 0 ELI LILLY CO COMMON STOCK 532457108 204 4000 SH SOLE 4000 0 0 WAL MART STORES INC COMMON STOCK 931142103 346 4400 SH SOLE 4400 0 0 HONEYWELL INTERNATIONAL INC COMMON STOCK 438516106 406 4446 SH SOLE 4446 0 0 CHEVRON CORPORATION COMMON STOCK 166764100 622 4976 SH SOLE 4976 0 0 PHILIP MORRIS INTL COMMON STOCK 718172109 447 5130 SH SOLE 5130 0 0 ORACLE CORPORATION COMMON STOCK 68389X105 287 7500 SH SOLE 7500 0 0 COMCAST CORP CL A COMMON STOCK 20030N101 427 8221 SH SOLE 8221 0 0 RPM INTERNATIONAL INC COMMON STOCK 749685103 361 8700 SH SOLE 8700 0 0 MERCK AND CO INC COMMON STOCK 58933Y105 580 11580 SH SOLE 11580 0 0 NISOURCE INC COMMON STOCK 65473P105 395 12000 SH SOLE 12000 0 0 EXXON MOBIL CORP COMMON STOCK 30231G102 1329 13134 SH SOLE 13134 0 0 ALCOA INC COMMON STOCK 013817101 151 14200 SH SOLE 14200 0 0 STANLEY BLACK DECKER INC COMMON STOCK 854502101 1831 22695 SH SOLE 22695 0 0 INTERNATIONAL BUSINESS MACHINES CORP COMMON STOCK 459200101 4407 23495 SH SOLE 23495 0 0 GENERAL ELECTRIC CO COMMON STOCK 369604103 684 24400 SH SOLE 24400 0 0 FORD OTOMOTIV SANAYI A S A D R FOREIGN COMMON STOCK 345409106 1493 28268 SH SOLE 28268 0 0 APPLIED MATERIALS INC COMMON STOCK 038222105 537 30400 SH SOLE 30400 0 0 PRUDENTIAL FINANCIAL INC COMMON STOCK 744320102 2810 30475 SH SOLE 30475 0 0 FED EX CORP COMMON STOCK 31428X106 4535 31540 SH SOLE 31540 0 0 QUALCOMM INC COMMON STOCK 747525103 2381 32061 SH SOLE 32061 0 0 RAYTHEON COMPANY COMMON STOCK 755111507 3165 34895 SH SOLE 34895 0 0 KOREA FUND INC CLOSED END MUTUAL FUND EQUITY 500634209 1508 36557 SH SOLE 36557 0 0 POWERSHARES DB CRUDE SHORT CLOSED END MUTUAL FUND EQUITY 25154K874 1669 42805 SH SOLE 42805 0 0 GE ELEC CAP CORP CORPORATE BONDS AND NOTES 36966R3A2 53 50000 SH SOLE 50000 0 0 SINGAPORE TELECOMMUNICATNS A D R FOREIGN COMMON STOCK 82929R304 1493 51305 SH SOLE 51305 0 0 MARKET VECTORS VIETNAM ETF CLOSED END MUTUAL FUND EQUITY 57060U761 975 51905 SH SOLE 51905 0 0 DIRECTV COMMON STOCK 25490A309 3629 52550 SH SOLE 52550 0 0 SANOFI A D R FOREIGN COMMON STOCK 80105N105 2937 54765 SH SOLE 54765 0 0 GENERAL MOTORS CO COMMON STOCK 37045V100 2340 57259 SH SOLE 57259 0 0 MEDTRONIC INC COMMON STOCK 585055106 3304 57565 SH SOLE 57565 0 0 JOHNSON CONTROLS INC COMMON STOCK 478366107 3465 67545 SH SOLE 67545 0 0 AMERICAN CENTY MUN TR MUTUAL FUNDS/MONEY MARKETS 024934408 74 74000 SH SOLE 74000 0 0 IMMUNOGEN INC COMMON STOCK 45253H101 1192 81225 SH SOLE 81225 0 0 ISHARES MSCI POLAND CAPPED INVSTBL CLOSED END MUTUAL FUND EQUITY 46429B606 2506 84430 SH SOLE 84430 0 0 HEWLETT PACKARD CO COMMON STOCK 428236103 2437 87081 SH SOLE 87081 0 0 BROADCOM CORP CL A COMMON STOCK 111320107 2614 88170 SH SOLE 88170 0 0 THAI FUND INC CLOSED END MUTUAL FUND EQUITY 882904105 1622 89360 SH SOLE 89360 0 0 VIVUS INC COMMON STOCK 928551100 826 90945 SH SOLE 90945 0 0 SEADRILL LIMITED FOREIGN COMMON STOCK G7945E105 4012 97661 SH SOLE 97661 0 0 PFIZER INC COMMON STOCK 717081103 3004 98078 SH SOLE 98078 0 0 BANK OF AMERICA CORP COMMON STOCK 06048WCQ1 102 100000 SH SOLE 100000 0 0 SCHNEIDER ELECT SA UNSP A D R FOREIGN COMMON STOCK 80687P106 1834 104520 SH SOLE 104520 0 0 HAWAIIAN HLDGS INC COMMON STOCK 419879101 1155 119975 SH SOLE 119975 0 0 METLIFE INC COMMON STOCK 59156R108 7064 131540 SH SOLE 131540 0 0 CORNING INC COMMON STOCK 219350105 2525 141676 SH SOLE 141676 0 0 FORD MOTOR CO COMMON STOCK 345370860 2196 142325 SH SOLE 142325 0 0 TELEFONICA SA SPON A D R FOREIGN COMMON STOCK 879382208 2377 145460 SH SOLE 145460 0 0 PACER INTERNATIONAL INC COMMON STOCK 69373H106 1239 150000 SH SOLE 150000 0 0 MICROSOFT CORP COMMON STOCK 594918104 6209 165970 SH SOLE 165970 0 0 KEYCORP NEW COMMON STOCK 493267108 3304 246175 SH SOLE 246175 0 0 CITIGROUP INC CORPORATE BONDS AND NOTES 1730T0LD9 309 300000 SH SOLE 300000 0 0 MATTHEWS ASIA DIVIDEND FUND MUTUAL FUNDS - EQUITY 577125107 6320 405145 SH SOLE 405145 0 0 CITIGROUP INC CORPORATE BONDS AND NOTES 172967DS7 465 600000 SH SOLE 600000 0 0 GENERAL ELEC CAP CORP CORPORATE BONDS AND NOTES 36962GW75 677 750000 SH SOLE 750000 0 0 NTC CAPITAL II CORPORATE BONDS AND NOTES 629398AA6 620 758000 SH SOLE 758000 0 0 DESARROLLADORA HOMEX A D R OTHER FOREIGN CORPORATE BONDS 25030W100 1076 919700 SH SOLE 919700 0 0 ROYAL BK OF SCOTLAND NV OTHER FOREIGN CORPORATE BONDS B06CB39 984 998000 SH SOLE 998000 0 0 MORGAN STANLEYY CORPORATE BONDS AND NOTES 61745EH53 1038 1000000 SH SOLE 1000000 0 0 FIRST MD CAP I CORPORATE BONDS AND NOTES 320808AD0 851 1050000 SH SOLE 1050000 0 0 MORGAN STANLEY CORPORATE BONDS AND NOTES 61760QAY0 1195 1205000 SH SOLE 1205000 0 0 MORGAN STANLEY CORPORATE BONDS AND NOTES 61745EM99 1455 1400000 SH SOLE 1400000 0 0 US BANK CAPITAL IX CORPORATE BONDS AND NOTES 91731KAA8 1149 1482000 SH SOLE 1482000 0 0 STATE STREET CAP TR IV CORPORATE BONDS AND NOTES 85748DAA7 1417 1875000 SH SOLE 1875000 0 0 EUROPEAN INVESTMENT BANK OTHER FOREIGN CORPORATE BONDS B0FJVD1 1039 2220000 SH SOLE 2220000 0 0 CVS CAREMARK CORPORATE BONDS AND NOTES 126650BK5 2225 2483000 SH SOLE 2483000 0 0