0001104659-23-064776.txt : 20230525 0001104659-23-064776.hdr.sgml : 20230525 20230525173410 ACCESSION NUMBER: 0001104659-23-064776 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230523 FILED AS OF DATE: 20230525 DATE AS OF CHANGE: 20230525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rothstein Adam CENTRAL INDEX KEY: 0001602273 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40710 FILM NUMBER: 23962182 BUSINESS ADDRESS: BUSINESS PHONE: 917-805-6872 MAIL ADDRESS: STREET 1: 101 CROSS HWY CITY: WESTPORT STATE: CA ZIP: 92610 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Roth CH Acquisition IV Co. CENTRAL INDEX KEY: 0001855447 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 888 SAN CLEMENTE DRIVE SUITE 400 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 9497205700 MAIL ADDRESS: STREET 1: 888 SAN CLEMENTE DRIVE SUITE 400 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 4 1 tm2316861-2_4seq1.xml OWNERSHIP DOCUMENT X0407 4 2023-05-23 1 0001855447 Roth CH Acquisition IV Co. TYGO 0001602273 Rothstein Adam C/O ROTH CAPITAL PARTNERS, LLC 888 SAN CLEMENTE DRIVE, SUITE 400 NEWPORT BEACH CA 92660 0 0 0 1 former director 0 Common Stock 2023-05-23 4 S 0 20485 D 12549 D Warrants to purchase common stock 11.50 2023-05-23 4 S 0 2099 D Common Stock 2099 185 D The reporting person disposed of (i) 16,287 shares of common stock and (ii) 4,198 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $22,770.75. The warrants become exercisable 30 days after the consummation of the registrant's initial business combination. The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. /s/ Adam Rothstein 2023-05-25