The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
APPLE INC | COM | 037833100 | 447,044 | 2,711 | SH | DFND | 0 | 0 | 2,711 | |||
DONALDSON INC | COM | 257651109 | 299,453 | 4,583 | SH | DFND | 0 | 0 | 4,583 | |||
FS KKR CAP CORP | COM | 302635206 | 212,769 | 11,501 | SH | DFND | 0 | 0 | 11,501 | |||
ISHARES TR | RESIDNL REAL EST | 464288562 | 269,839 | 3,821 | SH | DFND | 0 | 0 | 3,821 | |||
ISHARES TR | MBS ETF | 464288588 | 770,344 | 8,132 | SH | DFND | 0 | 0 | 8,132 | |||
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 3,845,868 | 91,721 | SH | DFND | 0 | 0 | 91,721 | |||
US BANCORP DEL | COM NEW | 902973304 | 333,499 | 9,251 | SH | DFND | 0 | 0 | 9,251 | |||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 3,583,195 | 9,528 | SH | DFND | 0 | 0 | 9,528 | |||
ABERDEEN GLOBAL DYNAMIC DIVI | COM | 00302M106 | 12,129 | 1,300 | SH | DFND | 0 | 0 | 1,300 | |||
AMERICAN TOWER CORP NEW | COM | 03027X100 | 2,096,732 | 10,261 | SH | DFND | 0 | 0 | 10,261 | |||
ARES CAPITAL CORP | COM | 04010L103 | 2,606,088 | 142,604 | SH | DFND | 0 | 0 | 142,604 | |||
BLACKSTONE SECD LENDING FD | COMMON STOCK | 09261X102 | 352,386 | 14,135 | SH | DFND | 0 | 0 | 14,135 | |||
CENTERPOINT ENERGY INC | COM | 15189T107 | 377,824 | 12,825 | SH | DFND | 0 | 0 | 12,825 | |||
CROWN CASTLE INTL CORP NEW | COM | 22822V101 | 1,765,617 | 13,192 | SH | DFND | 0 | 0 | 13,192 | |||
ETF SER SOLUTIONS | NETLEASE CORP | 26922A248 | 2,084,781 | 83,116 | SH | DFND | 0 | 0 | 83,116 | |||
ENPHASE ENERGY INC | COM | 29355A107 | 270,420 | 1,286 | SH | DFND | 0 | 0 | 1,286 | |||
EXELON CORP | COM | 30161N101 | 395,064 | 9,431 | SH | DFND | 0 | 0 | 9,431 | |||
EXXON MOBIL CORP | COM | 30231G102 | 432,828 | 3,947 | SH | DFND | 0 | 0 | 3,947 | |||
FS CREDIT OPPORTUNITIES CORP | COMMON STOCK | 30290Y101 | 49,346 | 11,114 | SH | DFND | 0 | 0 | 11,114 | |||
FIRST TR EXCHANGE-TRADED FD | NAT GAS ETF | 33733E807 | 3,360,547 | 149,225 | SH | DFND | 0 | 0 | 149,225 | |||
FIRST TR EXCHANGE TRADED FD | CLOUD COMPUTING | 33734X192 | 1,511,538 | 22,594 | SH | DFND | 0 | 0 | 22,594 | |||
FIRST TR EXCHANGE-TRADED FD | SENIOR LN FD | 33738D309 | 3,072,067 | 67,906 | SH | DFND | 0 | 0 | 67,906 | |||
FIRST TR EXCHANGE-TRADED FD | DORSEYWRGT ETF | 33738R712 | 2,057,047 | 82,712 | SH | DFND | 0 | 0 | 82,712 | |||
FIRST TR MLP & ENERGY INCOME | COM | 33739B104 | 2,211,474 | 289,460 | SH | DFND | 0 | 0 | 289,460 | |||
FIRST TR EXCH TRADED FD III | LNG/SHT EQUITY | 33739P103 | 2,128,126 | 41,884 | SH | DFND | 0 | 0 | 41,884 | |||
FIRST TR EXCHNG TRADED FD VI | FT CBOE VEST BFR | 33740F623 | 3,193,094 | 91,558 | SH | DFND | 0 | 0 | 91,558 | |||
FIRST TR EXCHNG TRADED FD VI | US EQT BUFFER | 33740F763 | 247,530 | 6,622 | SH | DFND | 0 | 0 | 6,622 | |||
GLOBAL X FDS | S&P 500 COVERED | 37954Y475 | 1,749,235 | 43,191 | SH | DFND | 0 | 0 | 43,191 | |||
INVESCO EXCHANGE TRADED FD T | S&P500 BUY WRT | 46137V399 | 1,984,765 | 93,621 | SH | DFND | 0 | 0 | 93,621 | |||
INVESCO EXCHANGE TRADED FD T | DYNMC ENRG EXP | 46137V761 | 2,600,783 | 96,361 | SH | DFND | 0 | 0 | 96,361 | |||
INVESCO DB COMMDY INDX TRCK | UNIT | 46138B103 | 1,849,488 | 77,906 | SH | DFND | 0 | 0 | 77,906 | |||
INVESCO EXCHANGE-TRADED FD T | KBW PREM YIELD | 46138E594 | 1,819,730 | 99,006 | SH | DFND | 0 | 0 | 99,006 | |||
INVESCO EXCHANGE-TRADED FD T | FNDMNTL HY CRP | 46138E719 | 4,115,427 | 235,033 | SH | DFND | 0 | 0 | 235,033 | |||
POWERSHARES DB MULTI-SECTOR | ENERGY FD | 46140H304 | 2,286,920 | 111,316 | SH | DFND | 0 | 0 | 111,316 | |||
ISHARES S&P GSCI COMMODITY I | UNIT BEN INT | 46428R107 | 1,801,403 | 89,533 | SH | DFND | 0 | 0 | 89,533 | |||
ISHARES TR | US TREAS BD ETF | 46429B267 | 4,015,608 | 171,754 | SH | DFND | 0 | 0 | 171,754 | |||
ISHARES U S ETF TR | COMMOD SEL STG | 46431W853 | 1,374,745 | 50,860 | SH | DFND | 0 | 0 | 50,860 | |||
ISHARES TR | CONV BD ETF | 46435G102 | 526,349 | 7,248 | SH | DFND | 0 | 0 | 7,248 | |||
J P MORGAN EXCHANGE-TRADED F | ULTRA SHRT INC | 46641Q837 | 402,107 | 7,991 | SH | DFND | 0 | 0 | 7,991 | |||
JANUS DETROIT STR TR | HENDRSN SHRT ETF | 47103U886 | 3,533,929 | 74,009 | SH | DFND | 0 | 0 | 74,009 | |||
MARATHON PETE CORP | COM | 56585A102 | 470,287 | 3,488 | SH | DFND | 0 | 0 | 3,488 | |||
MCKESSON CORP | COM | 58155Q103 | 377,056 | 1,059 | SH | DFND | 0 | 0 | 1,059 | |||
NEUBERGER BERMAN REAL ESTATE | COM | 64190A103 | 241,672 | 78,465 | SH | DFND | 0 | 0 | 78,465 | |||
PACER FDS TR | SWAN SOS MOD JAN | 69374H550 | 781,607 | 33,740 | SH | DFND | 0 | 0 | 33,740 | |||
PACER FDS TR | BNCHMRK INDSTR | 69374H766 | 2,000,417 | 49,393 | SH | DFND | 0 | 0 | 49,393 | |||
PIMCO ETF TR | ENHNCD LW DUR AC | 72201R718 | 2,042,874 | 21,530 | SH | DFND | 0 | 0 | 21,530 | |||
PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | 456,749 | 4,602 | SH | DFND | 0 | 0 | 4,602 | |||
PIMCO DYNAMIC INCOME FD | SHS | 72201Y101 | 2,018,798 | 112,031 | SH | DFND | 0 | 0 | 112,031 | |||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 23,187,621 | 56,639 | SH | DFND | 0 | 0 | 56,639 | |||
SPDR INDEX SHS FDS | EURO STOXX 50 | 78463X202 | 3,031,289 | 67,512 | SH | DFND | 0 | 0 | 67,512 | |||
SPDR SER TR | PORTFOLIO S&P400 | 78464A847 | 8,565,883 | 194,945 | SH | DFND | 0 | 0 | 194,945 | |||
SSGA ACTIVE ETF TR | BLKSTN GSOSRLN | 78467V608 | 1,165,026 | 28,100 | SH | DFND | 0 | 0 | 28,100 | |||
SPDR SER TR | BLOOMBERG BRCLYS | 78468R622 | 4,783,664 | 51,537 | SH | DFND | 0 | 0 | 51,537 | |||
SPDR SER TR | SPDR BLOOMBERG | 78468R663 | 2,194,398 | 23,899 | SH | DFND | 0 | 0 | 23,899 | |||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 21,195,061 | 163,719 | SH | DFND | 0 | 0 | 163,719 | |||
SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | 14,775,097 | 197,766 | SH | DFND | 0 | 0 | 197,766 | |||
SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | 7,483,430 | 50,043 | SH | DFND | 0 | 0 | 50,043 | |||
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 9,259,151 | 111,785 | SH | DFND | 0 | 0 | 111,785 | |||
SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 | 7,345,971 | 72,603 | SH | DFND | 0 | 0 | 72,603 | |||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 12,922,076 | 85,571 | SH | DFND | 0 | 0 | 85,571 | |||
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 4,867,452 | 71,908 | SH | DFND | 0 | 0 | 71,908 | |||
TEUCRIUM COMMODITY TR | CORN FD SHS | 88166A102 | 2,064,570 | 81,830 | SH | DFND | 0 | 0 | 81,830 | |||
TWO RDS SHARED TR | ANFIELD CAP DI | 90213U115 | 1,656,394 | 198,133 | SH | DFND | 0 | 0 | 198,133 | |||
TWO RDS SHARED TR | REGENTS PK HDGD | 90214Q642 | 662,023 | 78,625 | SH | DFND | 0 | 0 | 78,625 | |||
TWO RDS SHARED TR | ANFIELD DYNAMIC | 90214Q725 | 2,197,703 | 257,493 | SH | DFND | 0 | 0 | 257,493 | |||
TWO RDS SHARED TR | ANFIELD US EQU | 90214Q733 | 12,190,358 | 1,014,173 | SH | DFND | 0 | 0 | 1,014,173 | |||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 339,792 | 719 | SH | DFND | 0 | 0 | 719 | |||
VANECK VECTORS ETF TR | BDC INCOME ETF | 92189F411 | 1,890,113 | 127,452 | SH | DFND | 0 | 0 | 127,452 |