0001602020-21-000004.txt : 20211104 0001602020-21-000004.hdr.sgml : 20211104 20211104164719 ACCESSION NUMBER: 0001602020-21-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211104 DATE AS OF CHANGE: 20211104 EFFECTIVENESS DATE: 20211104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Anfield Capital Management, LLC CENTRAL INDEX KEY: 0001602020 IRS NUMBER: 274782738 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18040 FILM NUMBER: 211380651 BUSINESS ADDRESS: STREET 1: 4041 MACARTHUR BOULEVARD, SUITE 155 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 949-891-0600 MAIL ADDRESS: STREET 1: 4041 MACARTHUR BOULEVARD, SUITE 155 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001602020 XXXXXXXX 09-30-2021 09-30-2021 Anfield Capital Management, LLC

4041 MACARTHUR BOULEVARD, SUITE 155 NEWPORT BEACH CA 92660

13F HOLDINGS REPORT 028-18040 N Jon Wieman 949-891-0600 Jon Wieman Redondo Beach CA 11-04-2021 0 125 320586 false INFORMATION TABLE 2 Anfield_13F_09302021.xml ABBOTT LABS COM 002824100 12 99 SH DFND 0 0 99 ABERDEEN STD PALLADIUM ETF T PHYSCL PALLADM 003262102 1781 9988 SH DFND 0 0 9988 AMAZON COM INC COM 023135106 328 96 SH DFND 0 0 96 AMPLIFY ETF TR ONLIN RETL ETF 032108102 917 8396 SH DFND 0 0 8396 AMPLIFY ETF TR BLOCKCHAIN LDR 032108607 1172 26248 SH DFND 0 0 26248 AMPLIFY ETF TR HIGH INCOME 032108847 1251 74376 SH DFND 0 0 74376 ANTARES PHARMA INC COM 036642106 1 170 SH DFND 0 0 170 APPLE INC COM 037833100 675 4524 SH DFND 0 0 4524 BIO RAD LABS INC CL A 090572207 3 4 SH DFND 0 0 4 BRUKER CORP COM 116794108 1 16 SH DFND 0 0 16 CHIPOTLE MEXICAN GRILL INC COM 169656105 208 114 SH DFND 0 0 114 COOPER COS INC COM NEW 216648402 3 7 SH DFND 0 0 7 DANAHER CORPORATION COM 235851102 12 39 SH DFND 0 0 39 EXCHANGE TRADED CONCEPTS TR EMQQ EM INTERN 301505889 1347 27166 SH DFND 0 0 27166 FLAHERTY & CRUMRIN PFD & INM COM 338478100 2881 129351 SH DFND 0 0 129351 FRANKLIN UNVL TR SH BEN INT 355145103 104 12565 SH DFND 0 0 12565 FULGENT GENETICS INC COM 359664109 1 7 SH DFND 0 0 7 GLOBUS MED INC CL A 379577208 1 15 SH DFND 0 0 15 HOLOGIC INC COM 436440101 3 38 SH DFND 0 0 38 ISHARES INC JP MRG EM CRP BD 464286251 1016 19589 SH DFND 0 0 19589 ISHARES TR CORE US AGGBD ET 464287226 7204 62780 SH DFND 0 0 62780 ISHARES TR IBOXX INV CP ETF 464287242 3126 23497 SH DFND 0 0 23497 ISHARES TR GLOB HLTHCRE ETF 464287325 3147 23743 SH DFND 0 0 23743 ISHARES TR RUS MD CP GR ETF 464287481 9294 78397 SH DFND 0 0 78397 ISHARES TR JPMORGAN USD EMG 464288281 1243 11297 SH DFND 0 0 11297 ISHARES TR IBOXX HI YD ETF 464288513 1027 11744 SH DFND 0 0 11744 ISHARES TR MBS ETF 464288588 3667 33919 SH DFND 0 0 33919 ISHARES TR PFD AND INCM SEC 464288687 3325 85667 SH DFND 0 0 85667 ISHARES TR GLOBAL MATER ETF 464288695 1789 21002 SH DFND 0 0 21002 JOHNSON & JOHNSON COM 478160104 386 2361 SH DFND 0 0 2361 LEMAITRE VASCULAR INC COM 525558201 1 11 SH DFND 0 0 11 MERIDIAN BIOSCIENCE INC COM 589584101 1 32 SH DFND 0 0 32 MICROSOFT CORP COM 594918104 689 2243 SH DFND 0 0 2243 OXFORD LANE CAP CORP COM 691543102 1817 251954 SH DFND 0 0 251954 PACIRA BIOSCIENCES COM 695127100 1 11 SH DFND 0 0 11 PERKINELMER INC COM 714046109 3 17 SH DFND 0 0 17 PFIZER INC COM 717081103 12 280 SH DFND 0 0 280 QUALCOMM INC COM 747525103 434 3287 SH DFND 0 0 3287 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 2693 25802 SH DFND 0 0 25802 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 597 14939 SH DFND 0 0 14939 THERMO FISHER SCIENTIFIC INC COM 883556102 13 22 SH DFND 0 0 22 TRINET GROUP INC COM 896288107 242 2499 SH DFND 0 0 2499 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 3497 8406 SH DFND 0 0 8406 WATERS CORP COM 941848103 3 9 SH DFND 0 0 9 WEST PHARMACEUTICAL SVSC INC COM 955306105 5 11 SH DFND 0 0 11 INVESCO QQQ TR UNIT SER 1 46090E103 11248 31422 SH DFND 0 0 31422 EDWARDS LIFESCIENCES CORP COM 28176E108 12 105 SH DFND 0 0 105 ARK ETF TR AUTNMUS TECHNLGY 00214Q203 1232 15780 SH DFND 0 0 15780 ARK ETF TR GENOMIC REV ETF 00214Q302 926 12388 SH DFND 0 0 12388 ADVISORSHARES TR STAR GLOB BUYW 00768Y768 395 10000 SH DFND 0 0 10000 AGILENT TECHNOLOGIES INC COM 00846U101 7 46 SH DFND 0 0 46 ALPHABET INC CAP STK CL A 02079K305 312 110 SH DFND 0 0 110 AMERICAN TOWER CORP NEW COM 03027X100 2164 8154 SH DFND 0 0 8154 ARCUS BIOSCIENCES INC COM 03969F109 275 8041 SH DFND 0 0 8041 ARES CAPITAL CORP COM 04010L103 2052 100550 SH DFND 0 0 100550 BIONTECH SE SPONSORED ADS 09075V102 10 38 SH DFND 0 0 38 BLACKROCK INCOME TR INC COM 09247F100 94 15295 SH DFND 0 0 15295 BLACKROCK FLOATING RATE INCO COM 09255X100 228 17078 SH SOLE 17078 0 0 BLACKSTONE GROUP INC COM CL A 09260D107 5304 45587 SH DFND 0 0 45587 BLUEPRINT MEDICINES CORP COM 09627Y109 1 8 SH DFND 0 0 8 CATALYST PHARMACEUTICALS INC COM 14888U101 1 125 SH DFND 0 0 125 COSTCO WHSL CORP NEW COM 22160K105 231 491 SH DFND 0 0 491 CROWN CASTLE INTL CORP NEW COM 22822V101 2357 13598 SH DFND 0 0 13598 EATON VANCE TX MNG BY WRT OP COM 27828Y108 3334 208515 SH DFND 0 0 208515 ENCOMPASS HEALTH CORP COM 29261A100 1 15 SH DFND 0 0 15 FIRST TR EXCHANGE-TRADED FD NAS CLNEDG GREEN 33733E500 960 15332 SH DFND 0 0 15332 FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 33734X192 1251 11875 SH DFND 0 0 11875 FIRST TR EXCH TRADED FD III LNG/SHT EQUITY 33739P103 1783 36879 SH DFND 0 0 36879 GABELLI UTIL TR COM 36240A101 99 12426 SH DFND 0 0 12426 GLOBAL X FDS VDEO GAM ESPRT 37954Y392 1506 53756 SH DFND 0 0 53756 HALOZYME THERAPEUTICS INC COM 40637H109 1 21 SH DFND 0 0 21 INDEXIQ ETF TR HEDGE MLTI ETF 45409B107 1352 42555 SH DFND 0 0 42555 INNOVIVA INC COM 45781M101 1 41 SH DFND 0 0 41 INNOVATIVE INDL PPTYS INC COM 45781V101 817 3233 SH DFND 0 0 3233 INNOVATOR ETFS TR S&P 500 POWER 45782C417 283 9785 SH DFND 0 0 9785 INNOVATOR ETFS TR S&P 500 POWER 45782C508 405 12276 SH DFND 0 0 12276 INTUITIVE SURGICAL INC COM NEW 46120E602 12 12 SH DFND 0 0 12 INVESCO EXCHANGE TRADED FD T S&P500 BUY WRT 46137V399 1385 60261 SH DFND 0 0 60261 INVESCO EXCHANGE TRADED FD T DYNMC BIOTECH 46137V787 1982 26480 SH DFND 0 0 26480 INVESCO EXCHANGE-TRADED FD T FNDMNTL HY CRP 46138E719 4260 218691 SH DFND 0 0 218691 INVESCO EXCHANGE-TRADED FD T SR LN ETF 46138G508 1405 63531 SH DFND 0 0 63531 IRONWOOD PHARMACEUTICALS INC COM CL A 46333X108 1 51 SH DFND 0 0 51 ISHARES TR US TREAS BD ETF 46429B267 4200 158301 SH DFND 0 0 158301 ISHARES TR USA SIZE FACTOR 46432F370 1782 13954 SH DFND 0 0 13954 ISHARES TR CORE MSCI EURO 46434V738 4761 81376 SH DFND 0 0 81376 ISHARES TR CONV BD ETF 46435G102 576 5775 SH DFND 0 0 5775 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 1697 33509 SH DFND 0 0 33509 JANUS DETROIT STR TR HENDRSN SHRT ETF 47103U886 5265 104932 SH DFND 0 0 104932 LABORATORY CORP AMER HLDGS COM NEW 50540R409 4 15 SH DFND 0 0 15 MSCI INC COM 55354G100 201 322 SH DFND 0 0 322 NVIDIA CORP COM 67066G104 282 1276 SH DFND 0 0 1276 ONE STOP SYS INC COM 68247W109 2750 541249 SH DFND 0 0 541249 ORGANOGENESIS HLDGS INC COM 68621F102 1 41 SH DFND 0 0 41 PIMCO CORPORATE & INCOME STR COM 72200U100 1286 71291 SH DFND 0 0 71291 PIMCO ETF TR ACTIVE BD ETF 72201R775 1310 11943 SH DFND 0 0 11943 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 3350 32906 SH DFND 0 0 32906 PIMCO INCOME OPPORTUNITY FD COM 72202B100 1202 49042 SH DFND 0 0 49042 PREMIER INC CL A 74051N102 1 17 SH DFND 0 0 17 PROSHARES TR LONG ONLINE SHRT 74347B375 891 12954 SH DFND 0 0 12954 QUEST DIAGNOSTICS INC COM 74834L100 3 18 SH DFND 0 0 18 QUIDEL CORP COM 74838J101 1 5 SH DFND 0 0 5 REGENERON PHARMACEUTICALS COM 75886F107 10 16 SH DFND 0 0 16 SPDR S&P 500 ETF TR TR UNIT 78462F103 54591 124720 SH DFND 0 0 124720 SPDR SER TR BLMBRG BRC CNVRT 78464A359 2108 24699 SH DFND 0 0 24699 SPDR SER TR BLOOMBERG BRCLYS 78468R622 4822 44115 SH DFND 0 0 44115 SAGE THERAPEUTICS INC COM 78667J108 1 14 SH DFND 0 0 14 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 12992 101623 SH DFND 0 0 101623 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 17084 93982 SH DFND 0 0 93982 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 14989 394351 SH DFND 0 0 394351 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 13122 132725 SH DFND 0 0 132725 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 17854 117115 SH DFND 0 0 117115 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 9942 123829 SH DFND 0 0 123829 SERVICENOW INC COM 81762P102 213 312 SH DFND 0 0 312 TESLA INC COM 88160R101 397 459 SH DFND 0 0 459 TWITTER INC COM 90184L102 243 3699 SH DFND 0 0 3699 TWO RDS SHARED TR ANFIELD CAP DI 90213U115 20945 1969418 SH DFND 0 0 1969418 TWO RDS SHARED TR ANFIELD US EQU 90214Q733 10555 737111 SH DFND 0 0 737111 TWO RDS SHARED TR ANFIELD UNVL ETF 90214Q766 4206 438167 SH DFND 0 0 438167 VANECK VECTORS ETF TR JR GOLD MINERS E 92189F791 1079 28144 SH DFND 0 0 28144 VERTEX PHARMACEUTICALS INC COM 92532F100 7 40 SH DFND 0 0 40 WISDOMTREE TR CLOUD COMPUTNG 97717Y691 2238 38848 SH DFND 0 0 38848 CRISPR THERAPEUTICS AG NAMEN AKT H17182108 1 11 SH DFND 0 0 11 INMODE LTD SHS M5425M103 1 5 SH DFND 0 0 5 QIAGEN NV SHS NEW N72482123 2 36 SH DFND 0 0 36 UNIQURE NV SHS N90064101 1 18 SH DFND 0 0 18