0001602020-21-000004.txt : 20211104
0001602020-21-000004.hdr.sgml : 20211104
20211104164719
ACCESSION NUMBER: 0001602020-21-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210930
FILED AS OF DATE: 20211104
DATE AS OF CHANGE: 20211104
EFFECTIVENESS DATE: 20211104
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Anfield Capital Management, LLC
CENTRAL INDEX KEY: 0001602020
IRS NUMBER: 274782738
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18040
FILM NUMBER: 211380651
BUSINESS ADDRESS:
STREET 1: 4041 MACARTHUR BOULEVARD, SUITE 155
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
BUSINESS PHONE: 949-891-0600
MAIL ADDRESS:
STREET 1: 4041 MACARTHUR BOULEVARD, SUITE 155
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001602020
XXXXXXXX
09-30-2021
09-30-2021
Anfield Capital Management, LLC
4041 MACARTHUR BOULEVARD, SUITE 155
NEWPORT BEACH
CA
92660
13F HOLDINGS REPORT
028-18040
N
Jon Wieman
Chief Compliance Officer
949-891-0600
Jon Wieman
Redondo Beach
CA
11-04-2021
0
125
320586
false
INFORMATION TABLE
2
Anfield_13F_09302021.xml
ABBOTT LABS
COM
002824100
12
99
SH
DFND
0
0
99
ABERDEEN STD PALLADIUM ETF T
PHYSCL PALLADM
003262102
1781
9988
SH
DFND
0
0
9988
AMAZON COM INC
COM
023135106
328
96
SH
DFND
0
0
96
AMPLIFY ETF TR
ONLIN RETL ETF
032108102
917
8396
SH
DFND
0
0
8396
AMPLIFY ETF TR
BLOCKCHAIN LDR
032108607
1172
26248
SH
DFND
0
0
26248
AMPLIFY ETF TR
HIGH INCOME
032108847
1251
74376
SH
DFND
0
0
74376
ANTARES PHARMA INC
COM
036642106
1
170
SH
DFND
0
0
170
APPLE INC
COM
037833100
675
4524
SH
DFND
0
0
4524
BIO RAD LABS INC
CL A
090572207
3
4
SH
DFND
0
0
4
BRUKER CORP
COM
116794108
1
16
SH
DFND
0
0
16
CHIPOTLE MEXICAN GRILL INC
COM
169656105
208
114
SH
DFND
0
0
114
COOPER COS INC
COM NEW
216648402
3
7
SH
DFND
0
0
7
DANAHER CORPORATION
COM
235851102
12
39
SH
DFND
0
0
39
EXCHANGE TRADED CONCEPTS TR
EMQQ EM INTERN
301505889
1347
27166
SH
DFND
0
0
27166
FLAHERTY & CRUMRIN PFD & INM
COM
338478100
2881
129351
SH
DFND
0
0
129351
FRANKLIN UNVL TR
SH BEN INT
355145103
104
12565
SH
DFND
0
0
12565
FULGENT GENETICS INC
COM
359664109
1
7
SH
DFND
0
0
7
GLOBUS MED INC
CL A
379577208
1
15
SH
DFND
0
0
15
HOLOGIC INC
COM
436440101
3
38
SH
DFND
0
0
38
ISHARES INC
JP MRG EM CRP BD
464286251
1016
19589
SH
DFND
0
0
19589
ISHARES TR
CORE US AGGBD ET
464287226
7204
62780
SH
DFND
0
0
62780
ISHARES TR
IBOXX INV CP ETF
464287242
3126
23497
SH
DFND
0
0
23497
ISHARES TR
GLOB HLTHCRE ETF
464287325
3147
23743
SH
DFND
0
0
23743
ISHARES TR
RUS MD CP GR ETF
464287481
9294
78397
SH
DFND
0
0
78397
ISHARES TR
JPMORGAN USD EMG
464288281
1243
11297
SH
DFND
0
0
11297
ISHARES TR
IBOXX HI YD ETF
464288513
1027
11744
SH
DFND
0
0
11744
ISHARES TR
MBS ETF
464288588
3667
33919
SH
DFND
0
0
33919
ISHARES TR
PFD AND INCM SEC
464288687
3325
85667
SH
DFND
0
0
85667
ISHARES TR
GLOBAL MATER ETF
464288695
1789
21002
SH
DFND
0
0
21002
JOHNSON & JOHNSON
COM
478160104
386
2361
SH
DFND
0
0
2361
LEMAITRE VASCULAR INC
COM
525558201
1
11
SH
DFND
0
0
11
MERIDIAN BIOSCIENCE INC
COM
589584101
1
32
SH
DFND
0
0
32
MICROSOFT CORP
COM
594918104
689
2243
SH
DFND
0
0
2243
OXFORD LANE CAP CORP
COM
691543102
1817
251954
SH
DFND
0
0
251954
PACIRA BIOSCIENCES
COM
695127100
1
11
SH
DFND
0
0
11
PERKINELMER INC
COM
714046109
3
17
SH
DFND
0
0
17
PFIZER INC
COM
717081103
12
280
SH
DFND
0
0
280
QUALCOMM INC
COM
747525103
434
3287
SH
DFND
0
0
3287
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
2693
25802
SH
DFND
0
0
25802
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
597
14939
SH
DFND
0
0
14939
THERMO FISHER SCIENTIFIC INC
COM
883556102
13
22
SH
DFND
0
0
22
TRINET GROUP INC
COM
896288107
242
2499
SH
DFND
0
0
2499
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
3497
8406
SH
DFND
0
0
8406
WATERS CORP
COM
941848103
3
9
SH
DFND
0
0
9
WEST PHARMACEUTICAL SVSC INC
COM
955306105
5
11
SH
DFND
0
0
11
INVESCO QQQ TR
UNIT SER 1
46090E103
11248
31422
SH
DFND
0
0
31422
EDWARDS LIFESCIENCES CORP
COM
28176E108
12
105
SH
DFND
0
0
105
ARK ETF TR
AUTNMUS TECHNLGY
00214Q203
1232
15780
SH
DFND
0
0
15780
ARK ETF TR
GENOMIC REV ETF
00214Q302
926
12388
SH
DFND
0
0
12388
ADVISORSHARES TR
STAR GLOB BUYW
00768Y768
395
10000
SH
DFND
0
0
10000
AGILENT TECHNOLOGIES INC
COM
00846U101
7
46
SH
DFND
0
0
46
ALPHABET INC
CAP STK CL A
02079K305
312
110
SH
DFND
0
0
110
AMERICAN TOWER CORP NEW
COM
03027X100
2164
8154
SH
DFND
0
0
8154
ARCUS BIOSCIENCES INC
COM
03969F109
275
8041
SH
DFND
0
0
8041
ARES CAPITAL CORP
COM
04010L103
2052
100550
SH
DFND
0
0
100550
BIONTECH SE
SPONSORED ADS
09075V102
10
38
SH
DFND
0
0
38
BLACKROCK INCOME TR INC
COM
09247F100
94
15295
SH
DFND
0
0
15295
BLACKROCK FLOATING RATE INCO
COM
09255X100
228
17078
SH
SOLE
17078
0
0
BLACKSTONE GROUP INC
COM CL A
09260D107
5304
45587
SH
DFND
0
0
45587
BLUEPRINT MEDICINES CORP
COM
09627Y109
1
8
SH
DFND
0
0
8
CATALYST PHARMACEUTICALS INC
COM
14888U101
1
125
SH
DFND
0
0
125
COSTCO WHSL CORP NEW
COM
22160K105
231
491
SH
DFND
0
0
491
CROWN CASTLE INTL CORP NEW
COM
22822V101
2357
13598
SH
DFND
0
0
13598
EATON VANCE TX MNG BY WRT OP
COM
27828Y108
3334
208515
SH
DFND
0
0
208515
ENCOMPASS HEALTH CORP
COM
29261A100
1
15
SH
DFND
0
0
15
FIRST TR EXCHANGE-TRADED FD
NAS CLNEDG GREEN
33733E500
960
15332
SH
DFND
0
0
15332
FIRST TR EXCHANGE TRADED FD
CLOUD COMPUTING
33734X192
1251
11875
SH
DFND
0
0
11875
FIRST TR EXCH TRADED FD III
LNG/SHT EQUITY
33739P103
1783
36879
SH
DFND
0
0
36879
GABELLI UTIL TR
COM
36240A101
99
12426
SH
DFND
0
0
12426
GLOBAL X FDS
VDEO GAM ESPRT
37954Y392
1506
53756
SH
DFND
0
0
53756
HALOZYME THERAPEUTICS INC
COM
40637H109
1
21
SH
DFND
0
0
21
INDEXIQ ETF TR
HEDGE MLTI ETF
45409B107
1352
42555
SH
DFND
0
0
42555
INNOVIVA INC
COM
45781M101
1
41
SH
DFND
0
0
41
INNOVATIVE INDL PPTYS INC
COM
45781V101
817
3233
SH
DFND
0
0
3233
INNOVATOR ETFS TR
S&P 500 POWER
45782C417
283
9785
SH
DFND
0
0
9785
INNOVATOR ETFS TR
S&P 500 POWER
45782C508
405
12276
SH
DFND
0
0
12276
INTUITIVE SURGICAL INC
COM NEW
46120E602
12
12
SH
DFND
0
0
12
INVESCO EXCHANGE TRADED FD T
S&P500 BUY WRT
46137V399
1385
60261
SH
DFND
0
0
60261
INVESCO EXCHANGE TRADED FD T
DYNMC BIOTECH
46137V787
1982
26480
SH
DFND
0
0
26480
INVESCO EXCHANGE-TRADED FD T
FNDMNTL HY CRP
46138E719
4260
218691
SH
DFND
0
0
218691
INVESCO EXCHANGE-TRADED FD T
SR LN ETF
46138G508
1405
63531
SH
DFND
0
0
63531
IRONWOOD PHARMACEUTICALS INC
COM CL A
46333X108
1
51
SH
DFND
0
0
51
ISHARES TR
US TREAS BD ETF
46429B267
4200
158301
SH
DFND
0
0
158301
ISHARES TR
USA SIZE FACTOR
46432F370
1782
13954
SH
DFND
0
0
13954
ISHARES TR
CORE MSCI EURO
46434V738
4761
81376
SH
DFND
0
0
81376
ISHARES TR
CONV BD ETF
46435G102
576
5775
SH
DFND
0
0
5775
J P MORGAN EXCHANGE-TRADED F
ULTRA SHRT INC
46641Q837
1697
33509
SH
DFND
0
0
33509
JANUS DETROIT STR TR
HENDRSN SHRT ETF
47103U886
5265
104932
SH
DFND
0
0
104932
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
4
15
SH
DFND
0
0
15
MSCI INC
COM
55354G100
201
322
SH
DFND
0
0
322
NVIDIA CORP
COM
67066G104
282
1276
SH
DFND
0
0
1276
ONE STOP SYS INC
COM
68247W109
2750
541249
SH
DFND
0
0
541249
ORGANOGENESIS HLDGS INC
COM
68621F102
1
41
SH
DFND
0
0
41
PIMCO CORPORATE & INCOME STR
COM
72200U100
1286
71291
SH
DFND
0
0
71291
PIMCO ETF TR
ACTIVE BD ETF
72201R775
1310
11943
SH
DFND
0
0
11943
PIMCO ETF TR
ENHAN SHRT MA AC
72201R833
3350
32906
SH
DFND
0
0
32906
PIMCO INCOME OPPORTUNITY FD
COM
72202B100
1202
49042
SH
DFND
0
0
49042
PREMIER INC
CL A
74051N102
1
17
SH
DFND
0
0
17
PROSHARES TR
LONG ONLINE SHRT
74347B375
891
12954
SH
DFND
0
0
12954
QUEST DIAGNOSTICS INC
COM
74834L100
3
18
SH
DFND
0
0
18
QUIDEL CORP
COM
74838J101
1
5
SH
DFND
0
0
5
REGENERON PHARMACEUTICALS
COM
75886F107
10
16
SH
DFND
0
0
16
SPDR S&P 500 ETF TR
TR UNIT
78462F103
54591
124720
SH
DFND
0
0
124720
SPDR SER TR
BLMBRG BRC CNVRT
78464A359
2108
24699
SH
DFND
0
0
24699
SPDR SER TR
BLOOMBERG BRCLYS
78468R622
4822
44115
SH
DFND
0
0
44115
SAGE THERAPEUTICS INC
COM
78667J108
1
14
SH
DFND
0
0
14
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
12992
101623
SH
DFND
0
0
101623
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
17084
93982
SH
DFND
0
0
93982
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
14989
394351
SH
DFND
0
0
394351
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
13122
132725
SH
DFND
0
0
132725
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
17854
117115
SH
DFND
0
0
117115
SELECT SECTOR SPDR TR
COMMUNICATION
81369Y852
9942
123829
SH
DFND
0
0
123829
SERVICENOW INC
COM
81762P102
213
312
SH
DFND
0
0
312
TESLA INC
COM
88160R101
397
459
SH
DFND
0
0
459
TWITTER INC
COM
90184L102
243
3699
SH
DFND
0
0
3699
TWO RDS SHARED TR
ANFIELD CAP DI
90213U115
20945
1969418
SH
DFND
0
0
1969418
TWO RDS SHARED TR
ANFIELD US EQU
90214Q733
10555
737111
SH
DFND
0
0
737111
TWO RDS SHARED TR
ANFIELD UNVL ETF
90214Q766
4206
438167
SH
DFND
0
0
438167
VANECK VECTORS ETF TR
JR GOLD MINERS E
92189F791
1079
28144
SH
DFND
0
0
28144
VERTEX PHARMACEUTICALS INC
COM
92532F100
7
40
SH
DFND
0
0
40
WISDOMTREE TR
CLOUD COMPUTNG
97717Y691
2238
38848
SH
DFND
0
0
38848
CRISPR THERAPEUTICS AG
NAMEN AKT
H17182108
1
11
SH
DFND
0
0
11
INMODE LTD
SHS
M5425M103
1
5
SH
DFND
0
0
5
QIAGEN NV
SHS NEW
N72482123
2
36
SH
DFND
0
0
36
UNIQURE NV
SHS
N90064101
1
18
SH
DFND
0
0
18