Chief Compliance Officer

0001602020-21-000003.txt : 20210803 0001602020-21-000003.hdr.sgml : 20210803 20210803103503 ACCESSION NUMBER: 0001602020-21-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210803 DATE AS OF CHANGE: 20210803 EFFECTIVENESS DATE: 20210803 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Anfield Capital Management, LLC CENTRAL INDEX KEY: 0001602020 IRS NUMBER: 274782738 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18040 FILM NUMBER: 211138400 BUSINESS ADDRESS: STREET 1: 4041 MACARTHUR BOULEVARD, SUITE 155 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 949-891-0600 MAIL ADDRESS: STREET 1: 4041 MACARTHUR BOULEVARD, SUITE 155 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001602020 XXXXXXXX 06-30-2021 06-30-2021 Anfield Capital Management, LLC

4041 MACARTHUR BOULEVARD, SUITE 155 NEWPORT BEACH CA 92660

13F HOLDINGS REPORT 028-18040 N Jon Wieman Chief Compliance Officer 9498910600 Jon Wieman Redondo Beach CA 08-03-2021 0 216 262591 false INFORMATION TABLE 2 Anfield_13F_06302021.xml ABBOTT LABS COM 002824100 14 125 SH DFND 0 0 125 ABERDEEN ASIA-PACIFIC INCOME COM 003009107 1 259 SH DFND 0 0 259 ABERDEEN STD PALLADIUM ETF T PHYSCL PALLADM 003262102 2531 9748 SH DFND 0 0 9748 ABERDEEN STD PRECIOUS METALS PHYSCL PM BASKET 003263100 5 51 SH DFND 0 0 51 AEGON N V NY REGISTRY SHS 007924103 0 29 SH DFND 0 0 29 ALLSTATE CORP COM 020002101 192 1469 SH DFND 0 0 1469 AMARIN CORP PLC SPONS ADR NEW 023111206 12 2848 SH DFND 0 0 2848 AMAZON COM INC COM 023135106 337 98 SH DFND 0 0 98 AMGEN INC COM 031162100 11 44 SH DFND 0 0 44 AMPLIFY ETF TR ONLIN RETL ETF 032108102 1063 8198 SH DFND 0 0 8198 AMPLIFY ETF TR BLOCKCHAIN LDR 032108607 1221 25624 SH DFND 0 0 25624 AMPLIFY ETF TR HIGH INCOME 032108847 1281 72606 SH DFND 0 0 72606 APPLE INC COM 037833100 629 4595 SH DFND 0 0 4595 APPLIED MATLS INC COM 038222105 15 104 SH DFND 0 0 104 AUTODESK INC COM 052769106 142 485 SH DFND 0 0 485 AUTOZONE INC COM 053332102 67 45 SH DFND 0 0 45 BAIDU INC SPON ADR REP A 056752108 58 285 SH DFND 0 0 285 BANK NEW YORK MELLON CORP COM 064058100 78 1530 SH DFND 0 0 1530 BAUSCH HEALTH COS INC COM 071734107 1 34 SH DFND 0 0 34 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 121 435 SH DFND 0 0 435 BLACKROCK FLOATING RATE INCO COM 09255X100 223 16827 SH SOLE 16827 0 0 BOEING CO COM 097023105 56 235 SH DFND 0 0 235 ALPS ETF TR DISRUPTIVE TECH 00162Q478 33 678 SH DFND 0 0 678 ARK ETF TR INNOVATION ETF 00214Q104 68 522 SH DFND 0 0 522 ARK ETF TR AUTNMUS TECHNLGY 00214Q203 1327 15390 SH DFND 0 0 15390 ARK ETF TR GENOMIC REV ETF 00214Q302 1157 12502 SH DFND 0 0 12502 ARK ETF TR NEXT GNRTN INTER 00214Q401 8 50 SH DFND 0 0 50 ABBVIE INC COM 00287Y109 12 110 SH DFND 0 0 110 ADOBE SYSTEMS INCORPORATED COM 00724F101 11 18 SH DFND 0 0 18 ADVISORSHARES TR Q DYNAMIC GROWTH 00768Y438 334 11846 SH DFND 0 0 11846 ADVISORSHARES TR STAR GLOB BUYW 00768Y768 398 10000 SH DFND 0 0 10000 ADVISORS INNER CIRCLE FD III RAYLIANT QUANTAM 00774Q197 831 30311 SH DFND 0 0 30311 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 5 23 SH DFND 0 0 23 ALPHABET INC CAP STK CL C 02079K107 63 25 SH DFND 0 0 25 ALPHABET INC CAP STK CL A 02079K305 269 110 SH DFND 0 0 110 AMERICAN AIRLS GROUP INC COM 02376R102 3 125 SH DFND 0 0 125 AMERICAN NATIONAL GROUP INC COM NEW 02772A109 62 420 SH DFND 0 0 420 AMERICAN TOWER CORP NEW COM 03027X100 2153 7969 SH DFND 0 0 7969 ARCUS BIOSCIENCES INC COM 03969F109 221 8041 SH DFND 0 0 8041 ARES CAPITAL CORP COM 04010L103 1883 96100 SH DFND 0 0 96100 AURORA CANNABIS INC COM 05156X884 4 391 SH DFND 0 0 391 BLACKROCK INCOME TR INC COM 09247F100 84 13270 SH DFND 0 0 13270 BLACKROCK INC COM 09247X101 21 24 SH DFND 0 0 24 BLACKROCK ENERGY & RES TR COM 09250U101 4 359 SH DFND 0 0 359 BLACKROCK DEBT STRATEGIES FD COM NEW 09255R202 89 7733 SH DFND 0 0 7733 BLACKROCK FLOATING RATE INCO COM 09255X100 223 16827 SH DFND 0 0 16827 BLACKROCK RES & COMMODITIES SHS 09257A108 6 675 SH DFND 0 0 675 BLACKSTONE GROUP INC COM 09260D107 4323 44501 SH DFND 0 0 44501 BROADCOM INC COM 11135F101 10 21 SH DFND 0 0 21 CAPITAL ONE FINL CORP COM 14040H105 156 1011 SH DFND 0 0 1011 CARRIER GLOBAL CORPORATION COM 14448C104 177 3648 SH DFND 0 0 3648 CISCO SYS INC COM 17275R102 73 1380 SH DFND 0 0 1380 CLOUDERA INC COM 18914U100 8 500 SH DFND 0 0 500 COMCAST CORP NEW CL A 20030N101 119 2085 SH DFND 0 0 2085 COMPASS PATHWAYS PLC SPONSORED ADS 20451W101 1 35 SH DFND 0 0 35 CONOCOPHILLIPS COM 20825C104 32 530 SH DFND 0 0 530 COSTCO WHSL CORP NEW COM 22160K105 194 491 SH DFND 0 0 491 CROWN CASTLE INTL CORP NEW COM 22822V101 2592 13284 SH DFND 0 0 13284 D R HORTON INC COM 23331A109 11 124 SH DFND 0 0 124 DEVON ENERGY CORP NEW COM 25179M103 20 670 SH DFND 0 0 670 DIAGEO PLC SPON ADR NEW 25243Q205 58 305 SH DFND 0 0 305 DUCKHORN PORTFOLIO INC COM 26414D106 6 277 SH DFND 0 0 277 DUKE ENERGY CORP NEW COM NEW 26441C204 12 121 SH DFND 0 0 121 EATON VANCE TAX-MANAGED BUY- COM 27828Y108 3314 203553 SH DFND 0 0 203553 ENPHASE ENERGY INC COM 29355A107 10 56 SH DFND 0 0 56 EQUITY LIFESTYLE PPTYS INC COM 29472R108 5 72 SH DFND 0 0 72 EXPEDIA GROUP INC COM NEW 30212P303 143 874 SH DFND 0 0 874 EXXON MOBIL CORP COM 30231G102 11 170 SH DFND 0 0 170 FACEBOOK INC CL A 30303M102 209 602 SH DFND 0 0 602 FEDEX CORP COM 31428X106 159 532 SH DFND 0 0 532 FIRST TR EXCHANGE-TRADED FD NAS CLNEDG GREEN 33733E500 1036 14966 SH DFND 0 0 14966 FIRST TR BICK INDEX FD COM SHS 33733H107 16 392 SH DFND 0 0 392 FIRST TR VALUE LINE DIVID IN SHS 33734H106 9 226 SH DFND 0 0 226 FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 33734X192 1258 11873 SH DFND 0 0 11873 FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 97 1476 SH DFND 0 0 1476 FIRST TR EXCHANGE-TRADED FD FIRST TR TA HIYL 33738D408 46 938 SH DFND 0 0 938 FIRST TR EXCHANGE-TRADED FD NASD TECH DIV 33738R118 96 1681 SH DFND 0 0 1681 FIRST TR EXCH TRADED FD III MANAGD MUN ETF 33739N108 35 608 SH DFND 0 0 608 FIRST TR EXCH TRADED FD III LNG/SHT EQUITY 33739P103 1752 36003 SH DFND 0 0 36003 FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 1509 29645 SH DFND 0 0 29645 FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 94 1815 SH DFND 0 0 1815 FIRST TR EXCHNG TRADED FD VI CBOE VEST US EQT 33740F722 32 890 SH DFND 0 0 890 FOX CORP CL B COM 35137L204 21 610 SH DFND 0 0 610 FREEPORT-MCMORAN INC CL B 35671D857 145 3917 SH DFND 0 0 3917 GABELLI UTIL TR COM 36240A101 86 10850 SH DFND 0 0 10850 GAMCO GLOBAL GOLD NAT RES & COM SH BEN INT 36465A109 1 303 SH DFND 0 0 303 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 55 1375 SH DFND 0 0 1375 GLOBAL X FDS VDEO GAM ESPRT 37954Y392 1696 52478 SH DFND 0 0 52478 GLOBAL X FDS US PFD ETF 37954Y657 83 3179 SH DFND 0 0 3179 GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 29 400 SH DFND 0 0 400 GOLDMAN SACHS GROUP INC COM 38141G104 47 125 SH DFND 0 0 125 GOLDMAN SACHS BDC INC SHS 38147U107 43 2200 SH DFND 0 0 2200 INDEXIQ ETF TR HEDGE MLTI ETF 45409B107 1340 41541 SH DFND 0 0 41541 INNOVATIVE INDL PPTYS INC COM 45781V101 618 3233 SH DFND 0 0 3233 INNOVATOR ETFS TR S&P 500 ULTRA 45782C300 114 3670 SH DFND 0 0 3670 INNOVATOR ETFS TR NASDAQ 100 POWER 45782C334 49 1300 SH DFND 0 0 1300 INNOVATOR ETFS TR S&P 500 PWR BUFR 45782C383 108 3543 SH DFND 0 0 3543 INNOVATOR ETFS TR S&P 500 BUFFER 45782C409 120 3350 SH DFND 0 0 3350 INNOVATOR ETFS TR S&P 500 POWER 45782C417 309 10885 SH DFND 0 0 10885 INNOVATOR ETFS TR S&P 500 POWER 45782C508 514 15856 SH DFND 0 0 15856 INNOVATOR ETFS TR S&P 500 PWR BU 45782C540 359 11763 SH DFND 0 0 11763 INNOVATOR ETFS TR S&P 500 BUFFER 45782C888 51 1600 SH DFND 0 0 1600 INVESCO EXCHANGE TRADED FD T WILDERHIL CLAN 46137V134 4 47 SH DFND 0 0 47 INVESCO EXCHANGE TRADED FD T S&P500 BUY WRT 46137V399 1332 58827 SH DFND 0 0 58827 INVESCO EXCHANGE TRADED FD T DYNMC SOFTWARE 46137V639 42 254 SH DFND 0 0 254 INVESCO EXCHANGE TRADED FD T DYNMC LRG GWTH 46137V746 9 118 SH DFND 0 0 118 INVESCO EXCHANGE TRADED FD T DYNMC BIOTECH 46137V787 1999 25850 SH DFND 0 0 25850 INVESCO EXCHANGE TRADED FD T DWA MOMENTUM 46137V837 5 60 SH DFND 0 0 60 INVESCO EXCH TRADED FD TR II FNDMNTL HY CRP 46138E719 3312 169459 SH DFND 0 0 169459 INVESCO EXCH TRADED FD TR II SR LN ETF 46138G508 760 34329 SH DFND 0 0 34329 INVESCO EXCH TRADED FD TR II S&P ULTRA DIVIDE 46138G656 100 2434 SH DFND 0 0 2434 INVESCO EXCH TRADED FD TR II SOLAR ETF 46138G706 5 51 SH DFND 0 0 51 INVESCO EXCH TRADED FD TR II VAR RATE PFD 46138G870 81 3082 SH DFND 0 0 3082 ISHARES SILVER TR ISHARES 46428Q109 2 100 SH DFND 0 0 100 ISHARES TR US TREAS BD ETF 46429B267 1075 40395 SH DFND 0 0 40395 ISHARES TR MSCI EAFE MIN VL 46429B689 6 76 SH DFND 0 0 76 ISHARES TR MSCI USA MIN VOL 46429B697 4 57 SH DFND 0 0 57 ISHARES U S ETF TR INT RT HDG C B 46431W705 2 19 SH DFND 0 0 19 ISHARES TR MSCI USA QLT FCT 46432F339 181 1359 SH DFND 0 0 1359 ISHARES TR MSCI USA SZE FT 46432F370 1763 13624 SH DFND 0 0 13624 ISHARES TR CORE MSCI EURO 46434V738 4563 79657 SH DFND 0 0 79657 ISHARES TR CONV BD ETF 46435G102 541 5299 SH DFND 0 0 5299 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 1689 33294 SH DFND 0 0 33294 JANUS DETROIT STR TR HENDRSN SHRT ETF 47103U886 5146 102466 SH DFND 0 0 102466 LUMBER LIQUIDATORS HLDGS INC COM 55003T107 0 20 SH DFND 0 0 20 MRC GLOBAL INC COM 55345K103 21 2200 SH DFND 0 0 2200 MSCI INC COM 55354G100 172 322 SH DFND 0 0 322 MARATHON PETE CORP COM 56585A102 162 2684 SH DFND 0 0 2684 MARKETAXESS HLDGS INC COM 57060D108 111 240 SH DFND 0 0 240 MATCH GROUP INC NEW COM 57667L107 1 6 SH DFND 0 0 6 MERCK & CO INC COM 58933Y105 14 183 SH DFND 0 0 183 MIND MEDICINE MINDMED INC COM SUB VTG 60255C109 2 550 SH DFND 0 0 550 NETFLIX INC COM 64110L106 14 27 SH DFND 0 0 27 NEXTERA ENERGY INC COM 65339F101 21 289 SH DFND 0 0 289 NOVARTIS AG SPONSORED ADR 66987V109 42 460 SH DFND 0 0 460 NVIDIA CORPORATION COM 67066G104 269 336 SH DFND 0 0 336 ONCTERNAL THERAPEUTICS INC COM 68236P107 9 1834 SH DFND 0 0 1834 ONE STOP SYS INC COM 68247W109 3134 541249 SH DFND 0 0 541249 PALANTIR TECHNOLOGIES INC CL A 69608A108 3 100 SH DFND 0 0 100 PAYPAL HLDGS INC COM 70450Y103 192 659 SH DFND 0 0 659 PIMCO CORPORATE & INCM STRG COM 72200U100 1301 69593 SH DFND 0 0 69593 PIMCO ETF TR ACTIVE BD ETF 72201R775 1367 12322 SH DFND 0 0 12322 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 3345 32803 SH DFND 0 0 32803 PIMCO INCOME OPPORTUNITY FD COM 72202B100 1276 47878 SH DFND 0 0 47878 PRINCIPAL EXCHANGE-TRADED FD SPECTRUM PFD 74255Y888 81 3922 SH DFND 0 0 3922 PROASSURANCE CORP COM 74267C106 0 4 SH DFND 0 0 4 PROSHARES TR LONG ONLINE SHRT 74347B375 1050 12648 SH DFND 0 0 12648 PROSPECT CAP CORP COM 74348T102 5 597 SH DFND 0 0 597 REGENERON PHARMACEUTICALS COM 75886F107 10 18 SH DFND 0 0 18 ROKU INC COM CL A 77543R102 161 350 SH DFND 0 0 350 SPDR S&P 500 ETF TR TR UNIT 78462F103 51422 120129 SH DFND 0 0 120129 SPDR GOLD TR GOLD SHS 78463V107 100 601 SH DFND 0 0 601 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 4 97 SH DFND 0 0 97 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 1 29 SH DFND 0 0 29 SPDR SER TR S&P 600 SMCP GRW 78464A201 6 71 SH DFND 0 0 71 SPDR SER TR BLMBRG BRC CNVRT 78464A359 2187 25217 SH DFND 0 0 25217 SPDR SER TR PORTFOLIO INTRMD 78464A375 1536 41858 SH DFND 0 0 41858 SPDR SER TR PORTFOLIO LN TSR 78464A664 8 189 SH DFND 0 0 189 SPDR SER TR PORTFOLI S&P1500 78464A805 62 1179 SH DFND 0 0 1179 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 4 12 SH DFND 0 0 12 SPDR SER TR BLOOMBERG BRCLYS 78468R622 3787 34434 SH DFND 0 0 34434 SVB FINANCIAL GROUP COM 78486Q101 145 260 SH DFND 0 0 260 SALESFORCE COM INC COM 79466L302 10 40 SH DFND 0 0 40 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 12209 96934 SH DFND 0 0 96934 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 94 1349 SH DFND 0 0 1349 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 16003 89628 SH DFND 0 0 89628 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 13785 375704 SH DFND 0 0 375704 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 12969 126649 SH DFND 0 0 126649 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 16632 112638 SH DFND 0 0 112638 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 9523 117617 SH DFND 0 0 117617 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 3 51 SH DFND 0 0 51 SERVICENOW INC COM 81762P102 171 312 SH DFND 0 0 312 SNAP INC CL A 83304A106 27 396 SH DFND 0 0 396 SYNCHRONY FINANCIAL COM 87165B103 157 3226 SH DFND 0 0 3226 TERADATA CORP DEL COM 88076W103 13 262 SH DFND 0 0 262 TESLA INC COM 88160R101 321 473 SH DFND 0 0 473 3M CO COM 88579Y101 37 185 SH DFND 0 0 185 TWITTER INC COM 90184L102 255 3699 SH DFND 0 0 3699 TWO RDS SHARED TR ANFIELD CAP DI 90213U115 20487 1940039 SH DFND 0 0 1940039 TWO RDS SHARED TR AFFINITY WORLD 90214Q105 52 1916 SH DFND 0 0 1916 TWO RDS SHARED TR ANFIELD DYNAMIC 90214Q725 2835 291062 SH DFND 0 0 291062 TWO RDS SHARED TR ANFIELD US EQU 90214Q733 9821 721102 SH DFND 0 0 721102 TWO RDS SHARED TR ANFIELD UNVL ETF 90214Q766 4258 437940 SH DFND 0 0 437940 UNITED STS OIL FD LP UNITS 91232N207 20 400 SH DFND 0 0 400 UNITEDHEALTH GROUP INC COM 91324P102 26 64 SH DFND 0 0 64 VANECK VECTORS ETF TR PFD SECS EX FINL 92189F429 83 3912 SH DFND 0 0 3912 VANECK VECTORS ETF TR SEMICONDUCTOR ET 92189F676 38 144 SH DFND 0 0 144 VANECK VECTORS ETF TR JR GOLD MINERS E 92189F791 1284 27472 SH DFND 0 0 27472 VANECK VECTORS ETF TR HIGH YLD MUN ETF 92189H409 0 7 SH DFND 0 0 7 VANECK VECTORS ETF TR OIL SVCS ETF 92189H607 23 107 SH DFND 0 0 107 VANGUARD WORLD FDS ENERGY ETF 92204A306 33 430 SH DFND 0 0 430 VANGUARD WORLD FDS INF TECH ETF 92204A702 87 218 SH DFND 0 0 218 VANGUARD WORLD FDS UTILITIES ETF 92204A876 5 34 SH DFND 0 0 34 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 1523 18413 SH DFND 0 0 18413 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 8 86 SH DFND 0 0 86 VERIZON COMMUNICATIONS INC COM 92343V104 32 570 SH DFND 0 0 570 VIACOMCBS INC CL B 92556H206 23 509 SH DFND 0 0 509 VIATRIS INC COM 92556V106 0 12 SH DFND 0 0 12 VIRGIN GALACTIC HOLDINGS INC COM 92766K106 30 650 SH DFND 0 0 650 VIRTUS ALLIANZGI EQUITY & CO COM 92841M101 1843 60951 SH DFND 0 0 60951 WPP PLC NEW ADR 92937A102 40 595 SH DFND 0 0 595 WESTERN ASSET EMERGING MKTS COM 95766A101 1 82 SH DFND 0 0 82 WISDOMTREE TR JAPN HEDGE EQT 97717W851 45 744 SH DFND 0 0 744 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 4 54 SH DFND 0 0 54 WISDOMTREE TR CLOUD COMPUTNG 97717Y691 2127 38049 SH DFND 0 0 38049 ZOETIS INC CL A 98978V103 143 767 SH DFND 0 0 767 ADIENT PLC ORD SHS G0084W101 5 100 SH DFND 0 0 100 ALKERMES PLC SHS G01767105 3 125 SH DFND 0 0 125 JOHNSON CTLS INTL PLC SHS G51502105 12 171 SH DFND 0 0 171 MEDTRONIC PLC SHS G5960L103 16 128 SH DFND 0 0 128 APTIV PLC SHS G6095L109 31 200 SH DFND 0 0 200 ALCON AG ORD SHS H01301128 6 92 SH DFND 0 0 92 CHUBB LIMITED COM H1467J104 1 4 SH DFND 0 0 4 UBS GROUP AG SHS H42097107 1 50 SH DFND 0 0 50 CNH INDL N V SHS N20944109 35 2115 SH DFND 0 0 2115 ROYAL CARIBBEAN GROUP COM V7780T103 17 200 SH DFND 0 0 200