The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
ABERDEEN STD PALLADIUM ETF T PHYSCL PALLADM 003262102 2,328 9,508 SH   DFND   0 0 9,508
AMAZON COM INC COM 023135106 384 124 SH   DFND   0 0 124
AMPLIFY ETF TR ONLIN RETL ETF 032108102 993 8,000 SH   DFND   0 0 8,000
AMPLIFY ETF TR BLOCKCHAIN LDR 032108607 1,396 25,000 SH   DFND   0 0 25,000
AMPLIFY ETF TR HIGH INCOME 032108847 1,183 70,836 SH   DFND   0 0 70,836
APPLE INC COM 037833100 535 4,376 SH   DFND   0 0 4,376
EXCHANGE TRADED CONCEPTS TR EMQQ EM INTERN 301505889 1,653 25,870 SH   DFND   0 0 25,870
FLAHERTY & CRUMRIN PFD & INM COM 338478100 2,886 123,195 SH   DFND   0 0 123,195
FRANKLIN UNVL TR SH BEN INT 355145103 82 10,958 SH   DFND   0 0 10,958
GENERAL ELECTRIC CO COM 369604103 133 10,108 SH   DFND   0 0 10,108
ISHARES INC JP MRG EM CRP BD 464286251 324 6,239 SH   DFND   0 0 6,239
ISHARES TR CORE US AGGBD ET 464287226 6,856 60,231 SH   DFND   0 0 60,231
ISHARES TR IBOXX INV CP ETF 464287242 973 7,478 SH   DFND   0 0 7,478
ISHARES TR GLOB HLTHCRE ETF 464287325 1,548 20,093 SH   DFND   0 0 20,093
ISHARES TR RUS MD CP GR ETF 464287481 7,259 71,128 SH   DFND   0 0 71,128
ISHARES TR JPMORGAN USD EMG 464288281 1,171 10,757 SH   DFND   0 0 10,757
ISHARES TR IBOXX HI YD ETF 464288513 327 3,752 SH   DFND   0 0 3,752
ISHARES TR MBS ETF 464288588 1,373 12,663 SH   DFND   0 0 12,663
ISHARES TR 3 7 YR TREAS BD 464288661 327 2,516 SH   DFND   0 0 2,516
ISHARES TR PFD AND INCM SEC 464288687 3,133 81,587 SH   DFND   0 0 81,587
ISHARES TR GLOBAL MATER ETF 464288695 1,736 20,006 SH   DFND   0 0 20,006
JOHNSON & JOHNSON COM 478160104 376 2,286 SH   DFND   0 0 2,286
MICROSOFT CORP COM 594918104 467 1,981 SH   DFND   0 0 1,981
OXFORD LANE CAP CORP COM 691543102 1,424 226,111 SH   DFND   0 0 226,111
QUALCOMM INC COM 747525103 605 4,566 SH   DFND   0 0 4,566
SCHWAB STRATEGIC TR US SML CAP ETF 808524607 1,611 16,159 SH   DFND   0 0 16,159
VANGUARD WORLD FD MEGA GRWTH IND 921910816 678 3,272 SH   DFND   0 0 3,272
VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 2,727 7,485 SH   DFND   0 0 7,485
INVESCO QQQ TR UNIT SER 1 46090E103 7,299 22,872 SH   DFND   0 0 22,872
ARK ETF TR AUTNMUS TECHNLGY 00214Q203 1,259 15,000 SH   DFND   0 0 15,000
ARK ETF TR GENOMIC REV ETF 00214Q302 1,047 11,800 SH   DFND   0 0 11,800
ADVISORSHARES TR Q DYNAMIC GROWTH 00768Y438 246 9,599 SH   DFND   0 0 9,599
ADVISORSHARES TR STAR GLOB BUYW 00768Y768 380 10,000 SH   DFND   0 0 10,000
ALPHABET INC CAP STK CL A 02079K305 210 102 SH   DFND   0 0 102
AMERICAN TOWER CORP NEW COM 03027X100 1,857 7,770 SH   DFND   0 0 7,770
ARCUS BIOSCIENCES INC COM 03969F109 226 8,041 SH   DFND   0 0 8,041
ARES CAPITAL CORP COM 04010L103 1,558 83,279 SH   DFND   0 0 83,279
BLACKROCK INCOME TR INC COM 09247F100 78 12,845 SH   SOLE   0 0 12,845
BLACKROCK FLOATING RATE INCO COM 09255X100 430 33,146 SH   DFND   0 0 33,146
BLACKSTONE GROUP INC COM CL A 09260D107 3,236 43,415 SH   DFND   0 0 43,415
CROWN CASTLE INTL CORP NEW COM 22822V101 2,229 12,950 SH   DFND   0 0 12,950
EATON VANCE TX MNG BY WRT OP COM 27828Y108 3,076 198,591 SH   DFND   0 0 198,591
FIRST TR EXCHANGE-TRADED FD NAS CLNEDG GREEN 33733E500 1,002 14,600 SH   DFND   0 0 14,600
FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 33734X192 1,083 11,311 SH   DFND   0 0 11,311
FIRST TR EXCH TRADED FD III LNG/SHT EQUITY 33739P103 1,596 35,127 SH   DFND   0 0 35,127
FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 648 12,687 SH   DFND   0 0 12,687
FS KKR CAP CORP II COM 35952V303 562 28,763 SH   DFND   0 0 28,763
GABELLI UTIL TR COM 36240A101 72 10,360 SH   DFND   0 0 10,360
GLOBAL X FDS VDEO GAM ESPRT 37954Y392 1,609 51,200 SH   DFND   0 0 51,200
INDEXIQ ETF TR HEDGE MLTI ETF 45409B107 1,289 40,527 SH   DFND   0 0 40,527
INNOVATIVE INDL PPTYS INC COM 45781V101 582 3,233 SH   DFND   0 0 3,233
INVESCO EXCHANGE TRADED FD T S&P500 BUY WRT 46137V399 1,243 57,393 SH   DFND   0 0 57,393
INVESCO EXCHANGE TRADED FD T DYNMC BIOTECH 46137V787 1,862 25,220 SH   SOLE   0 0 25,220
INVESCO EXCHANGE-TRADED FD T FNDMNTL HY CRP 46138E719 3,485 180,100 SH   DFND   0 0 180,100
INVESCO EXCHANGE-TRADED FD T SR LN ETF 46138G508 1,073 48,495 SH   DFND   0 0 48,495
ISHARES TR US TREAS BD ETF 46429B267 453 17,286 SH   DFND   0 0 17,286
ISHARES TR USA SIZE FACTOR 46432F370 1,596 13,294 SH   DFND   0 0 13,294
ISHARES TR CONV BD ETF 46435G102 199 2,023 SH   DFND   0 0 2,023
J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 2,795 55,073 SH   DFND   0 0 55,073
JANUS DETROIT STR TR HENDRSN SHRT ETF 47103U886 5,019 100,000 SH   DFND   0 0 100,000
ONE STOP SYS INC COM 68247W109 3,432 541,249 SH   DFND   0 0 541,249
PIMCO CORPORATE & INCOME STR COM 72200U100 1,176 67,895 SH   DFND   0 0 67,895
PIMCO ETF TR ACTIVE BD ETF 72201R775 1,093 9,981 SH   DFND   0 0 9,981
PIMCO ETF TR ENHAN SHRT MA AC 72201R833 3,598 35,311 SH   DFND   0 0 35,311
PIMCO INCOME OPPORTUNITY FD COM 72202B100 1,229 46,714 SH   DFND   0 0 46,714
PROSHARES TR LONG ONLINE SHRT 74347B375 1,032 12,342 SH   DFND   0 0 12,342
ROKU INC COM CL A 77543R102 236 723 SH   DFND   0 0 723
SPDR S&P 500 ETF TR TR UNIT 78462F103 39,317 99,203 SH   DFND   0 0 99,203
SPDR SER TR BLMBRG BRC CNVRT 78464A359 1,961 23,523 SH   DFND   0 0 23,523
SPDR SER TR PORTFOLIO INTRMD 78464A375 649 17,915 SH   DFND   0 0 17,915
SPDR SER TR BLOOMBERG BRCLYS 78468R622 4,032 37,054 SH   DFND   0 0 37,054
SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 9,305 79,710 SH   DFND   0 0 79,710
SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 12,207 72,634 SH   DFND   0 0 72,634
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 10,234 300,575 SH   DFND   0 0 300,575
SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 9,944 101,003 SH   DFND   0 0 101,003
SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 12,520 94,270 SH   DFND   0 0 94,270
SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 6,943 94,706 SH   DFND   0 0 94,706
TESLA INC COM 88160R101 306 458 SH   DFND   0 0 458
TWITTER INC COM 90184L102 235 3,699 SH   DFND   0 0 3,699
TWO RDS SHARED TR ANFIELD CAP DI 90213U115 18,739 1,873,891 SH   DFND   0 0 1,873,891
TWO RDS SHARED TR ANFIELD DYNAMIC 90214Q725 2,519 261,300 SH   DFND   0 0 261,300
TWO RDS SHARED TR ANFIELD US EQU 90214Q733 8,189 650,467 SH   DFND   0 0 650,467
TWO RDS SHARED TR ANFIELD UNVL ETF 90214Q766 4,142 426,355 SH   DFND   0 0 426,355
VANECK VECTORS ETF TR JR GOLD MINERS E 92189F791 1,206 26,800 SH   DFND   0 0 26,800
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 650 7,884 SH   DFND   0 0 7,884
WISDOMTREE TR CLOUD COMPUTNG 97717Y691 1,782 37,000 SH   DFND   0 0 37,000