0000950103-18-014534.txt : 20181211 0000950103-18-014534.hdr.sgml : 20181211 20181211083716 ACCESSION NUMBER: 0000950103-18-014534 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20181211 DATE AS OF CHANGE: 20181211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Auris Medical Holding AG CENTRAL INDEX KEY: 0001601936 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: V8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-225676 FILM NUMBER: 181227846 BUSINESS ADDRESS: STREET 1: BAHNHOFSTRASSE 21 CITY: 6300 ZUG STATE: V8 ZIP: 00000 BUSINESS PHONE: 41 (0)61 201 13 50 MAIL ADDRESS: STREET 1: BAHNHOFSTRASSE 21 CITY: 6300 ZUG STATE: V8 ZIP: 00000 FORMER COMPANY: FORMER CONFORMED NAME: Old Auris Medical Holding AG DATE OF NAME CHANGE: 20180314 FORMER COMPANY: FORMER CONFORMED NAME: Auris Medical Holding AG DATE OF NAME CHANGE: 20140529 FORMER COMPANY: FORMER CONFORMED NAME: Auris Medical AG DATE OF NAME CHANGE: 20140306 424B3 1 dp99488_424b3-6.htm FORM 424B3

Filed pursuant to Rule 424(b)(3)
Registration No. 333-225676

 

PROSPECTUS SUPPLEMENT NO. 6

 

17,948,717 Common Shares

 

LOGO

 

Auris Medical Holding AG

 

Common Shares

 

 

This Prospectus Supplement No. 6 (this “Prospectus Supplement”) amends and supplements our Prospectus dated July 12, 2018 (the “Prospectus”), which forms a part of our Registration Statement (our “Registration Statement”) on Form F-1 (Registration No. 333-225676). This Prospectus Supplement is being filed to amend and supplement the information included or incorporated by reference in the Prospectus with the information contained in this Prospectus Supplement. The Prospectus and this Prospectus Supplement relate to the resale of up to 17,948,717 of our common shares issuable upon exercise of certain outstanding warrants.

 

This Prospectus Supplement includes information from our Current Report on Form 6-K, which was filed with the Securities and Exchange Commission on December 11, 2018.

 

This Prospectus Supplement should be read in conjunction with the Prospectus that was previously delivered, except to the extent that the information in this Prospectus Supplement updates and supersedes the information contained in the Prospectus.

 

Neither the Securities and Exchange Commission nor any state securities commission has approved or disapproved of these securities or passed upon the adequacy or accuracy of this Prospectus Supplement or the Prospectus. Any representation to the contrary is a criminal offense.

 

 

The date of this Prospectus Supplement is December 11, 2018.

 

 

 

 

On December 11, 2018, Auris Medical Holding AG (the “Company” or “we”) entered into a purchase agreement (the “Purchase Agreement”) with FiveT Capital AG (“FTC”), pursuant to which FTC committed to subscribe for 1,700,000 of our common shares for an aggregate price of $707,200, subject to certain limitations and conditions set forth in the Purchase Agreement and pursuant to our effective shelf registration statement on Form F-3 (Registration No. 333-228121), filed with the Securities and Exchange Commission (the “SEC”) in accordance with the provisions of the Securities Act of 1933, as amended (the “Securities Act”), which was declared effective on November 14, 2018 and the related prospectus supplement dated December 11, 2018.

 

The Purchase Agreement contains customary representations, warranties and agreements of the parties, indemnification rights of FTC and other obligations of the parties.

 

 

 

GRAPHIC 2 image_001.jpg GRAPHIC begin 644 image_001.jpg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end