0000950103-18-013722.txt : 20181127 0000950103-18-013722.hdr.sgml : 20181127 20181127091217 ACCESSION NUMBER: 0000950103-18-013722 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20181127 DATE AS OF CHANGE: 20181127 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Auris Medical Holding AG CENTRAL INDEX KEY: 0001601936 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: V8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-224889 FILM NUMBER: 181202077 BUSINESS ADDRESS: STREET 1: BAHNHOFSTRASSE 21 CITY: 6300 ZUG STATE: V8 ZIP: 00000 BUSINESS PHONE: 41 (0)61 201 13 50 MAIL ADDRESS: STREET 1: BAHNHOFSTRASSE 21 CITY: 6300 ZUG STATE: V8 ZIP: 00000 FORMER COMPANY: FORMER CONFORMED NAME: Old Auris Medical Holding AG DATE OF NAME CHANGE: 20180314 FORMER COMPANY: FORMER CONFORMED NAME: Auris Medical Holding AG DATE OF NAME CHANGE: 20140529 FORMER COMPANY: FORMER CONFORMED NAME: Auris Medical AG DATE OF NAME CHANGE: 20140306 424B3 1 dp98684_424b3-224889.htm FORM 424B3

 

Filed pursuant to Rule 424(b)(3)
Registration No. 333-224889

 

PROSPECTUS SUPPLEMENT NO. 6

 

1,750,000 Common Shares

 

 

Auris Medical Holding AG

 

Common Shares

 

 

 

This Prospectus Supplement No. 6 (this “Prospectus Supplement”) amends and supplements our Prospectus dated June 14, 2018 (the “Prospectus”), which forms a part of our Registration Statement (our “Registration Statement”) on Form F-1 (Registration No. 333-224889). This Prospectus Supplement is being filed to amend and supplement the information included or incorporated by reference in the Prospectus with the information contained in this Prospectus Supplement. The Prospectus and this Prospectus Supplement relate to the resale, from time to time, of up to 1,750,000 common shares of Auris Medical Holding AG, a stock corporation organized under the laws of Switzerland, by the selling shareholder, Lincoln Park Capital Fund, LLC.

 

This Prospectus Supplement includes information from our Current Report on Form 6-K, which was filed with the Securities and Exchange Commission on November 27, 2018.

 

This Prospectus Supplement should be read in conjunction with the Prospectus that was previously delivered, except to the extent that the information in this Prospectus Supplement updates and supersedes the information contained in the Prospectus.

 

Neither the Securities and Exchange Commission nor any state securities commission has approved or disapproved of these securities or passed upon the adequacy or accuracy of this Prospectus Supplement or the Prospectus. Any representation to the contrary is a criminal offense.  

 

 

 

 

The date of this Prospectus Supplement is November 27, 2018

 

 

 

 

On November 27, 2018, Auris Medical Holding AG (the “Company” or “we”) entered into a purchase agreement (the “Purchase Agreement”) with FiveT Capital AG (“FTC”), pursuant to which FTC committed to subscribe for 1,615,000 of our common shares for an aggregate price of $865,640, subject to certain limitations and conditions set forth in the Purchase Agreement and pursuant to our effective shelf registration statement on Form F-3 (Registration No. 333-228121), filed with the Securities and Exchange Commission (the “SEC”) in accordance with the provisions of the Securities Act of 1933, as amended (the “Securities Act”), which was declared effective on November 14, 2018 and the related prospectus supplement dated November 27, 2018.

 

The Purchase Agreement contains customary representations, warranties and agreements of the parties, indemnification rights of FTC and other obligations of the parties.

 

 

GRAPHIC 2 b3logo.jpg GRAPHIC begin 644 b3logo.jpg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