0001214659-16-009472.txt : 20160212 0001214659-16-009472.hdr.sgml : 20160212 20160212090732 ACCESSION NUMBER: 0001214659-16-009472 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160212 DATE AS OF CHANGE: 20160212 EFFECTIVENESS DATE: 20160212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BECK CAPITAL MANAGEMENT, LLC CENTRAL INDEX KEY: 0001601904 IRS NUMBER: 271940430 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16099 FILM NUMBER: 161414722 BUSINESS ADDRESS: STREET 1: 2009 S. CAPITAL OF TEXAS HWY. STREET 2: STE 200 CITY: AUSTIN STATE: TX ZIP: 78746 BUSINESS PHONE: 512-345-6789 MAIL ADDRESS: STREET 1: 2009 S. CAPITAL OF TEXAS HWY. STREET 2: STE 200 CITY: AUSTIN STATE: TX ZIP: 78746 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001601904 XXXXXXXX 12-31-2015 12-31-2015 false BECK CAPITAL MANAGEMENT, LLC

2009 S. Capital Of Texas Hwy. Ste 200 Austin TX 78746

13F HOLDINGS REPORT 028-16099 N James Franklin Beck 512-345-6789 /s/ James Franklin Beck Austin TX 01-26-2016 0 154 169899 INFORMATION TABLE 2 infotable.xml FACEBOOK INC COM USD0.000006 CL A Equity 30303M102 6959 66493 SH SOLE 0 0 66493 DISNEY WALT CO Equity 037833100 5338 50799 SH SOLE 0 0 50799 JETBLUE AWYS CORP Equity 477143101 4909 216747 SH SOLE 0 0 216747 ISHARES CORE S&P 500 ETF Equity 464287200 4517 22051 SH SOLE 0 0 22051 NIKE INC CLASS B Equity 654106103 4322 69154 SH SOLE 0 0 69154 PALO ALTO NETWORKS INC COM USD0.0001 Equity 697435105 4305 24441 SH SOLE 0 0 24441 APPLE INC Equity 037833100 3996 37965 SH SOLE 0 0 37965 BOEING CO Equity 097023105 3983 27547 SH SOLE 0 0 27547 AT&T INC COM ISIN #US00206R1023 SEDOL #2831811 Equity 00206R102 3954 114909 SH SOLE 0 0 114909 AMAZON.COM INC Equity 023135106 3912 5788 SH SOLE 0 0 5788 GENERAL ELECTRIC CO Equity 369604103 3711 119123 SH SOLE 0 0 119123 AMERICAN INTL GROUP INC COM NEW Equity 026874784 3646 58834 SH SOLE 0 0 58834 UNDER ARMOUR INC CL A Equity 904311107 3437 42636 SH SOLE 0 0 42636 SOUTHWEST AIRLNS CO Equity 844741108 3360 78024 SH SOLE 0 0 78024 VEOLIA ENVIRONNEMENT SPONSORED ADR ISIN #US92334N1037 SEDOL #2803597 Equity 92334N103 3358 141387 SH SOLE 0 0 141387 RAYTHEON CO COM NEW Equity 755111507 3266 26224 SH SOLE 0 0 26224 CITIGROUP INC COM NEW Equity 172967424 3186 61568 SH SOLE 0 0 61568 ISHARES TR US HOME CONS ETF Equity 464288752 3041 112233 SH SOLE 0 0 112233 ALPHABET INC CAP STK CL A Equity 02079K305 3040 3908 SH SOLE 0 0 3908 MICROSOFT CORP Equity 594918104 3010 54256 SH SOLE 0 0 54256 NEXTERA ENERGY INC COM Equity 65339F101 2860 27530 SH SOLE 0 0 27530 ASTROTECH CORP COM ISIN #US0464841016 SEDOL #2807793 Equity 046484101 2745 1794194 SH SOLE 0 0 1794194 LENNAR CORP CL A Equity 526057104 2533 51785 SH SOLE 0 0 51785 WISDOMTREE TR EUROPE HEDGED EQ Equity 97717X701 2353 43722 SH SOLE 0 0 43722 ALPHABET INC CAP STK CL C Equity 02079K107 2251 2966 SH SOLE 0 0 2966 VEREIT INC COM Equity 92339V100 2247 283710 SH SOLE 0 0 283710 VISA INC COM CL A Equity 92826C839 2182 28131 SH SOLE 0 0 28131 D R HORTON INC COM ISIN #US23331A1097 SEDOL #2250687 Equity 23331A109 2136 66684 SH SOLE 0 0 66684 HOME DEPOT INC COM ISIN #US4370761029 SEDOL #2434209 Equity 437076102 2132 16123 SH SOLE 0 0 16123 ISHARES NASDAQ BIOTECHNOLOGY ETF Equity 464287556 2064 6100 SH SOLE 0 0 6100 STARBUCKS CORP Equity 855244109 2052 34183 SH SOLE 0 0 34183 FORTINET INC COM USD0.001 Equity 34959E109 2033 65221 SH SOLE 0 0 65221 WISDOMTREE TRUST JAPAN HEDGE EQT ISIN #US97717W8516 SEDOL #B17FKC6 Equity 97717W851 1975 39446 SH SOLE 0 0 39446 FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECHNOLOGY INDEX FD Equity 33733E203 1943 17190 SH SOLE 0 0 17190 GLOBAL NET LEASE INC COM Equity 379378102 1911 240408 SH SOLE 0 0 240408 FIRST TR EXCHANGE TRADED FD DOW JONES INTERNET INDEX FD Equity 33733E302 1865 25002 SH SOLE 0 0 25002 ISHARES RUSSELL 2000 GROWTH ETF Equity 464287655 1756 12607 SH SOLE 0 0 12607 DELTA AIR LINES INC DEL COM NEW Equity 247361702 1736 34254 SH SOLE 0 0 34254 BAIDU INC SPON ADR REP A ISIN #US0567521085 SEDOL #B0FXT17 Equity 056752108 1697 8976 SH SOLE 0 0 8976 CHECK POINT SOFTWARE TECHNOLOGIES ORD ILS0.01 Equity M22465104 1689 20750 SH SOLE 0 0 20750 HANESBRANDS INC COM Equity 410345102 1670 56702 SH SOLE 0 0 56702 FACTORSHARES TR ISE CYBER SEC ISIN #US30304R4074 SEDOL #BSM5SV5 Equity 30304R407 1651 63763 SH SOLE 0 0 63763 POWERSHARES EXCH TRADED FD TST II S&P 500 LOW VOLATILITY PORT Equity 73937B779 1644 42615 SH SOLE 0 0 42615 FIRST TR EXCHANGE TRADED FD II HEALTH CARE ALPHADEX FD ANNUAL Equity 33734X143 1540 25473 SH SOLE 0 0 25473 PROSPECT CAP CORP Equity 74348T102 1486 212899 SH SOLE 0 0 212899 ISHARES GLOBAL HEALTHCARE ETF Equity 464287325 1320 12864 SH SOLE 0 0 12864 EXXON MOBIL CORP Equity 30231G102 1285 16487 SH SOLE 0 0 16487 SPDR SER TR S&P HOMEBUILDERS ETF Equity 78464A888 1249 36537 SH SOLE 0 0 36537 MYLAN N V SHS EURO ISIN #NL0011031208 SEDOL #BVFMFG8 Equity N59465109 1204 22260 SH SOLE 0 0 22260 INDIA FD INC COM ISIN #US4540891037 SEDOL #2445115 Equity 454089103 1197 52633 SH SOLE 0 0 52633 UNITEDHEALTH GROUP Equity 91324P102 1106 9400 SH SOLE 0 0 9400 ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT Equity 02052T109 1067 45893 SH SOLE 0 0 45893 AMERICAN AIRLINES GROUP INC COM USD1 Equity 02376R102 1034 24424 SH SOLE 0 0 24424 CROWN CASTLE INTL CORP NEW COM ISIN #US22822V1017 SEDOL #BTGQCX1 Equity 22822V101 889 10283 SH SOLE 0 0 10283 CVR REFNG LP COM UNIT REPSTG LTD PARTNER INT Equity 12663P107 871 46040 SH SOLE 0 0 46040 ISHARES NORTH AMERICAN TECH ETF Equity 464287549 824 7447 SH SOLE 0 0 7447 MASTERCARD INC CL A Equity 57636Q104 780 8020 SH SOLE 0 0 8020 FIDELITY MSCI CONSUMER DISCRETIONARY INDEX ETF ISIN #US3160922049 SEDOL #BFG1ZJ5 Equity 316092204 777 25343 SH SOLE 0 0 25343 JPMORGAN CHASE & CO Equity 46625H100 776 11749 SH SOLE 0 0 11749 TJX COS INC NEW COM ISIN #US8725401090 SEDOL #2989301 Equity 872540109 770 10865 SH SOLE 0 0 10865 ALASKA AIR GROUP INC Equity 011659109 738 9165 SH SOLE 0 0 9165 KROGER CO COM ISIN #US5010441013 SEDOL #2497406 Equity 501044101 712 17026 SH SOLE 0 0 17026 UNIVERSAL DISPLAY CORP Equity 91347P105 670 12314 SH SOLE 0 0 12314 AMERICAN TOWER CORPORATION ISIN #US03027X1000 SEDOL #B7FBFL2 Equity 03027X100 601 6206 SH SOLE 0 0 6206 BRISTOL MYERS SQUIBB Equity 110122108 597 8680 SH SOLE 0 0 8680 CARNIVAL CORP PAIRED CTF ISIN #PA1436583006 SEDOL #2523044 Equity 143658300 567 10401 SH SOLE 0 0 10401 3M COMPANY Equity 88579Y101 561 3727 SH SOLE 0 0 3727 ALIBABA GROUP HLDG LTD Equity 01609W102 558 6870 SH SOLE 0 0 6870 FIDELITY MSCI CONSUMER STAPLES INDEX ETF Equity 316092303 555 18332 SH SOLE 0 0 18332 FIRST TR EXCHANGE TRADED FD II INDLS PROD DURABL ALPHADEX FD ANNUAL Equity 33734X150 549 21029 SH SOLE 0 0 21029 ANNALY CAPITAL MANAGEMENT INC COM Equity 035710409 540 57610 SH SOLE 0 0 57610 KIMBERLY CLARK CORP Equity 494368103 473 3716 SH SOLE 0 0 3716 ISHARES RUSSELL 1000 GROWTH ETF Equity 464287614 450 4523 SH SOLE 0 0 4523 LOWES COS INC COM ISIN #US5486611073 SEDOL #2536763 Equity 548661107 434 5705 SH SOLE 0 0 5705 GILEAD SCIENCES INC Equity 375558103 429 4245 SH SOLE 0 0 4245 VEREIT INC PFD SER F 6.7% Equity 92339V209 420 17075 SH SOLE 0 0 17075 WISDOMTREE TR LARGECAP DIVID FD ISIN #US97717W3079 SEDOL #B17FFW1 Equity 97717W307 414 5820 SH SOLE 0 0 5820 MARKET VECTORS ETF TRUST RETAIL ETF Equity 57060U225 412 5300 SH SOLE 0 0 5300 VANGUARD SPECIALIZED PORTFOLIOS DIV APPRECIATION INDEX FD VIPER SHS Equity 921908844 408 5245 SH SOLE 0 0 5245 GOLDMAN SACHS BDC INC SHS Equity 38141G104 403 21210 SH SOLE 0 0 21210 TARGET CORP COM ISIN #US87612E1064 SEDOL #2259101 Equity 876568502 400 5513 SH SOLE 0 0 5513 PEPSICO INC Equity 713448108 388 3881 SH SOLE 0 0 3881 VANGUARD SECTOR INDEX FDS VANGUARD CONSUMER DISCRETIONARY VIPERS Equity 92204A108 386 3154 SH SOLE 0 0 3154 ROSS STORES INC COM ISIN #US7782961038 SEDOL #2746711 Equity 778296103 380 7060 SH SOLE 0 0 7060 GOODYEAR TIRE & RUBBER CO 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BUSCH INBEV SA/NV SPONSORED ADR ISIN #US03524A1088 SEDOL #B3P93Y7 Equity 03524A108 288 2305 SH SOLE 0 0 2305 ROYAL CARIBBEAN CRUISES COM USD0.01 Equity V7780T103 288 2850 SH SOLE 0 0 2850 FIRST TR EXCH TRADED ALPHADEX FD II SMALL CAP GROWTH ALPHADEX FD Equity 33737M300 283 9270 SH SOLE 0 0 9270 VALERO ENERGY CORP Equity 91913Y100 276 3910 SH SOLE 0 0 3910 SMITH A O CORP Equity 831865209 267 3485 SH SOLE 0 0 3485 MARKET VECTORS ETF PHARMACEUTICAL ETF Equity 57060U217 257 3931 SH SOLE 0 0 3931 CAMBRIA ETF TRUST SHAREHOLDER YIELD ETF Equity 132061201 256 8850 SH SOLE 0 0 8850 WELLS FARGO & CO NEW Equity 949746101 251 4625 SH SOLE 0 0 4625 WASTE MANAGEMENT INC Equity 94106L109 245 4600 SH SOLE 0 0 4600 GENERAL DYNAMICS CRP Equity 369550108 238 1730 SH SOLE 0 0 1730 ISHARES S&P 100 ETF Equity 464287101 233 2560 SH SOLE 0 0 2560 BANK OF AMERICA CORP Equity 060505104 217 12880 SH SOLE 0 0 12880 SALESFORCE COM INC Equity 79466L302 216 2750 SH SOLE 0 0 2750 NESTLE S A SPONSORED ADR ISIN #US6410694060 SEDOL #B014JG9 Equity 641069406 201 2705 SH SOLE 0 0 2705 AVAGO TECHNOLOGIES LTD COM NPV ISIN #SG9999006241 SEDOL #B3Z2D24 Equity Y0486S104 199 1375 SH SOLE 0 0 1375 MARKET VECTORS ETF TRUST MKT VECTORS Equity 57060U134 199 6900 SH SOLE 0 0 6900 POWERSHARES QQQ TR UNIT SER 1 Equity 73935A104 198 1775 SH SOLE 0 0 1775 NVIDIA CORP Equity 67066G104 195 5920 SH SOLE 0 0 5920 INTL BUSINESS MACH Equity 459200101 191 1385 SH SOLE 0 0 1385 TYLER TECHNOLOGIES INC COM ISIN #US9022521051 SEDOL #2909644 Equity 902252105 182 1047 SH SOLE 0 0 1047 ISHARES RUSSELL 2000 ETF Equity 464287655 181 1605 SH SOLE 0 0 1605 PHILLIPS 66 COM Equity 718546104 178 2180 SH SOLE 0 0 2180 ROYAL BK SCOTLAND GROUP PLC SPONSORED ADR REPRESENTING PREF SHS SER T 7.25% 12/31/2049 Equity 780097713 176 6800 SH SOLE 0 0 6800 BLACKROCK INC Equity 060505104 174 510 SH SOLE 0 0 510 TENCENT HOLDINGS LIMITED UNSP ADR EACH REP 1 ORD ISIN #US88032Q1094 SEDOL #B3F2DZ7 Equity 88032Q109 169 8575 SH SOLE 0 0 8575 MERCK & CO INC NEW COM Equity 58933Y105 165 3129 SH SOLE 0 0 3129 HSBC HLDGS PLC PERP SUB CAP SECS SECS EXCH PREF SHS SER 2 8.00% EXP 12/31/2049 Equity 404280802 164 6300 SH SOLE 0 0 6300 PRICELINE GROUP INC THE Equity 741503403 164 129 SH SOLE 0 0 129 AMERICAN ELEC PWR CO Equity 025537101 159 2724 SH SOLE 0 0 2724 PFIZER INC Equity 717081103 156 4820 SH SOLE 0 0 4820 VANGUARD SECTOR INDEX FDS VANGUARD INDLS VIPERS Equity 92204A603 156 1548 SH SOLE 0 0 1548 SPDR S&P 500 ETF TRUST UNIT SER 1 S&P Equity 78462F103 148 730 SH SOLE 0 0 730 ARRIS GROUP INC NEW COM Equity G0551A103 145 4750 SH SOLE 0 0 4750 ACUITY BRANDS INC Equity 00508Y102 144 615 SH SOLE 0 0 615 BERKSHIRE HATHAWAY INC DEL CL B NEW Equity 084670702 130 985 SH SOLE 0 0 985 SELECT SECTOR SPDR TR CONSUMER DISCRETIONARY FORMERLY CYCLICAL/ TRANSN TO 06/24/2002 Equity 81369Y407 130 1659 SH SOLE 0 0 1659 COSTCO WHOLESALE CORP Equity 22160K105 127 787 SH SOLE 0 0 787 ISHARES U S CONSUMER SERVICES ETF Equity 464287580 127 880 SH SOLE 0 0 880 SPDR SER TR S&P INS ETF Equity 78464A789 124 1790 SH SOLE 0 0 1790 PROSHARES TRUST S&P 500 DIVID ARISTOCRATS ETF ISIN #US74348A4673 SEDOL #BFN8PY4 Equity 74348A467 123 2489 SH SOLE 0 0 2489 ISHARES MSCI EAFE ETF Equity 464287465 122 2075 SH SOLE 0 0 2075 SECTOR SPDR TR SHS BEN INT TECHNOLOGY Equity 81369Y803 117 2744 SH SOLE 0 0 2744 PILGRIMS PRIDE CORP NEW COM Equity 72147K108 116 5240 SH SOLE 0 0 5240 BLACKSTONE GROUP LP COM UNIT LTD Equity 09253U108 115 3935 SH SOLE 0 0 3935 ABBOTT LABORATORIES Equity 002824100 114 2543 SH SOLE 0 0 2543 ALLIANCEBERNSTEIN HLDG L P UNIT LTD PARTNERSHIP INTERESTS Equity 01881G106 113 4725 SH SOLE 0 0 4725 COCA-COLA ENTERPRISES INC COM USD1.00 Equity 191216100 110 2235 SH SOLE 0 0 2235 ISHARES GLOBAL TELECOM ETF Equity 464287275 110 1903 SH SOLE 0 0 1903 GUGGENHEIM S&P 500 PURE VALUE ETF Equity 78355W304 109 2225 SH SOLE 0 0 2225 MEDALLION FINL CORP Equity 583928106 108 15400 SH SOLE 0 0 15400 MONSANTO CO NEW Equity 61166W101 108 1100 SH SOLE 0 0 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