Senior Vice President

0001601742-23-000005.txt : 20231024 0001601742-23-000005.hdr.sgml : 20231024 20231023173928 ACCESSION NUMBER: 0001601742-23-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231024 DATE AS OF CHANGE: 20231023 EFFECTIVENESS DATE: 20231024 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Private Ocean, LLC CENTRAL INDEX KEY: 0001601742 IRS NUMBER: 205742052 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16108 FILM NUMBER: 231340706 BUSINESS ADDRESS: STREET 1: 100 SMITH RANCH ROAD STREET 2: SUITE 300 CITY: SAN RAFAEL STATE: CA ZIP: 94903 BUSINESS PHONE: 415-526-2900 MAIL ADDRESS: STREET 1: 100 SMITH RANCH ROAD STREET 2: SUITE 300 CITY: SAN RAFAEL STATE: CA ZIP: 94903 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001601742 XXXXXXXX 09-30-2023 09-30-2023 Private Ocean, LLC

100 SMITH RANCH ROAD SUITE 300 SAN RAFAEL CA 94903

13F HOLDINGS REPORT 028-16108 000110666 801-20857 N Justin Hult Senior Vice President (415) 526-2900 Justin Hult San Rafael CA 10-23-2023 0 491 787658398 false INFORMATION TABLE 2 privateocean3q23.xml 3M Co COM 88579Y101 139400 1489 SH SOLE 0 0 1489 ABB Ltd COM 000375204 6762 190 SH SOLE 0 0 190 Abbott Laboratories COM 002824100 127358 1315 SH SOLE 0 0 1315 AbbVie Inc COM 00287Y109 397841 2669 SH SOLE 0 0 2669 Accelleron Industries AG COM 00449R109 232 9 SH SOLE 0 0 9 Accenture PLC Class A COM G1151C101 308646 1005 SH SOLE 0 0 1005 Adobe Systems Inc COM 00724F101 112178 220 SH SOLE 0 0 220 Advanced Battery Technologies Inc COM 02451V309 6094 707 SH SOLE 0 0 707 Advanced Micro Devices COM 007903107 34753 338 SH SOLE 0 0 338 Aegon NV COM 0076CA104 4627 964 SH SOLE 0 0 964 AES Corp COM 00130H105 8299 546 SH SOLE 0 0 546 Affirm Holdings Inc Ordinary Shares - Class A COM 00827B106 40647 1911 SH SOLE 0 0 1911 Agilent Technologies Inc COM 00846U101 10735 96 SH SOLE 0 0 96 Air Products & Chemicals Inc COM 009158106 103158 364 SH SOLE 0 0 364 Allstate Corp COM 020002101 65286 586 SH SOLE 0 0 586 Alphabet Inc Class A COM 02079K305 467694 3574 SH SOLE 0 0 3574 Alphabet Inc Class C COM 02079K107 605192 4590 SH SOLE 0 0 4590 Altria Group Inc COM 02209S103 16189 385 SH SOLE 0 0 385 Amazon.com Inc COM 023135106 2111284 16609 SH SOLE 0 0 16609 America Movil Sa L ADR COM 02390A101 24581 1419 SH SOLE 0 0 1419 American Eagle Outfitters COM 02553E106 229069 13791 SH SOLE 0 0 13791 American Electric Power Company Inc COM 025537101 9703 129 SH SOLE 0 0 129 American Express Co COM 025816109 491509 3295 SH SOLE 0 0 3295 American States Water Co COM 029899101 86627 1101 SH SOLE 0 0 1101 American Tower Corp A COM 03027X100 20435 124 SH SOLE 0 0 124 American Water Works Co. COM 030420103 9906 80 SH SOLE 0 0 80 Ameriprise Financial Inc COM 03076C106 43582 132 SH SOLE 0 0 132 Amgen Inc COM 031162100 390508 1453 SH SOLE 0 0 1453 Amkor Technology Inc COM 031652100 2411 107 SH SOLE 0 0 107 Apple Inc COM 037833100 4127967 24111 SH SOLE 0 0 24111 Applied Materials Inc COM 038222105 554 4 SH SOLE 0 0 4 Arista Networks Inc COM 040413106 7357 40 SH SOLE 0 0 40 Arthur J Gallagher & Co COM 363576109 701254 3077 SH SOLE 0 0 3077 Ascendis Pharma A/S Spon Adr Each Rep 1 COM 04351P101 45041 481 SH SOLE 0 0 481 AstraZeneca PLC ADR COM 046353108 5959 88 SH SOLE 0 0 88 AT&T Corp COM 00206R102 28725 1912 SH SOLE 0 0 1912 Autodesk Inc COM 052769106 84833 410 SH SOLE 0 0 410 Automatic Data Processing COM 053015103 112591 468 SH SOLE 0 0 468 Avery Dennison Corp COM 053611109 39274 215 SH SOLE 0 0 215 Avista Corp COM 05379B107 8513 263 SH SOLE 0 0 263 Bank Marin Corte Madera Ca COM 063425102 57093 3123 SH SOLE 0 0 3123 Bank of America Corp COM 060505104 26175 956 SH SOLE 0 0 956 Bank of Montreal COM 063671101 6159 73 SH SOLE 0 0 73 Banner COM 06652V208 51650 1219 SH SOLE 0 0 1219 Baxter International Inc COM 071813109 8718 231 SH SOLE 0 0 231 Becton Dickinson & Co COM 075887109 77559 300 SH SOLE 0 0 300 Berkshire Hathaway Cl B COM 084670702 1492628 4261 SH SOLE 0 0 4261 Best Buy Inc COM 086516101 13894 200 SH SOLE 0 0 200 Biozoom Inc COM 09072T100 0 100 SH SOLE 0 0 100 Blackrock Inc COM 09247X101 21981 34 SH SOLE 0 0 34 Blackstone Group Lp COM 09260D107 415168 3875 SH SOLE 0 0 3875 Boeing Co COM 097023105 234425 1223 SH SOLE 0 0 1223 Bristol-Myers Squibb Co COM 110122108 216025 3722 SH SOLE 0 0 3722 British American Tobacco COM 110448107 5120 163 SH SOLE 0 0 163 Broadcom Inc COM 11135F101 95517 115 SH SOLE 0 0 115 Broadridge Financial Solutions COM 11133T103 29364 164 SH SOLE 0 0 164 Cadence Design System COM 127387108 23430 100 SH SOLE 0 0 100 Cannabics Pharmaceuticals Inc COM 13764M209 0 9 SH SOLE 0 0 9 Cannabis Science Inc COM 137648101 0 10000 SH SOLE 0 0 10000 Canoo Inc. COM 13803R102 980 2000 SH SOLE 0 0 2000 Capital One Financial Corp COM 14040H105 2232 23 SH SOLE 0 0 23 Cardinal Health Inc COM 14149Y108 14152 163 SH SOLE 0 0 163 Cardiol Therapeutics Inc Class A COM 14161Y200 13560 15151 SH SOLE 0 0 15151 CarMax Inc COM 143130102 212 3 SH SOLE 0 0 3 Caterpillar Inc COM 149123101 42042 154 SH SOLE 0 0 154 Cdn Imperial Bk Comm COM 136069101 5753 149 SH SOLE 0 0 149 Cdw Corp COM 12514G108 45396 225 SH SOLE 0 0 225 Center Point Energy COM 15189T107 4189 156 SH SOLE 0 0 156 Charles Schwab Corp COM 808513105 370355 6746 SH SOLE 0 0 6746 Chestnut Str Exchang Fd Sh Partnership N COM 166668103 493739 538 SH SOLE 0 0 538 Chevron Texaco Corp COM 166764100 453181 2688 SH SOLE 0 0 2688 Church & Dwight Company Inc COM 171340102 53145 580 SH SOLE 0 0 580 Cigna Corp COM 125523100 44055 154 SH SOLE 0 0 154 Cisco Systems Inc COM 17275R102 307937 5728 SH SOLE 0 0 5728 Citigroup Inc COM 172967424 4360 106 SH SOLE 0 0 106 Citizens Finl Group Inc Com COM 174610105 4636 173 SH SOLE 0 0 173 Clorox Co COM 189054109 39318 300 SH SOLE 0 0 300 Coca Cola Co COM 191216100 145940 2607 SH SOLE 0 0 2607 Colgate-Palmolive Co COM 194162103 109012 1533 SH SOLE 0 0 1533 Comcast Corp A COM 20030N101 180198 4064 SH SOLE 0 0 4064 Communication Services Sel Sect SPDR ETF ETF 81369Y852 29703 453 SH SOLE 0 0 453 Community Invt Group Ltd COM 20371Q101 0 945 SH SOLE 0 0 945 ConocoPhillips COM 20825C104 75474 630 SH SOLE 0 0 630 Consolidated Edison Inc COM 209115104 168012 1964 SH SOLE 0 0 1964 Constellation Brands A COM 21036P108 33678 134 SH SOLE 0 0 134 Constellation Energy Group COM 21037T109 1418 13 SH SOLE 0 0 13 Consumer Discret Sel Sect SPDR ETF ETF 81369Y407 33484 208 SH SOLE 0 0 208 Consumer Staples Select Sector SPDR ETF ETF 81369Y308 52158 758 SH SOLE 0 0 758 Core Laboratories COM 21867A105 10084 420 SH SOLE 0 0 420 Coresite Rlty Corp Com COM 03073E105 67489 375 SH SOLE 0 0 375 Corteva Inc COM 22052L104 45414 888 SH SOLE 0 0 888 Costco Wholesale Corp COM 22160K105 1064385 1884 SH SOLE 0 0 1884 Coty Inc COM 222070203 505 46 SH SOLE 0 0 46 CSX Corp COM 126408103 24969 812 SH SOLE 0 0 812 Cummins Inc COM 231021106 8453 37 SH SOLE 0 0 37 CVS Caremark Corp COM 126650100 5446 78 SH SOLE 0 0 78 Danaher Corp COM 235851102 99240 400 SH SOLE 0 0 400 Dell Inc COM 24703L202 45681 663 SH SOLE 0 0 663 Deutsche Telekom AG COM 251566105 2662 127 SH SOLE 0 0 127 DFA Dimensional US Marketwide Value ETF ETF 25434V724 7697003 226249 SH SOLE 0 0 226249 DFA TA World ex US Core Equity I ETF 25434V880 85521 3798 SH SOLE 0 0 3798 DFA Tax-Managed International Value ETF 25434V807 2679058 82129 SH SOLE 0 0 82129 Diadexus Inc New Com New COM 25245P205 0 6 SH SOLE 0 0 6 Dimensional Emerging Core Equity Mkt ETF ETF 25434V302 25250324 1118756 SH SOLE 0 0 1118756 Dimensional Global Real Estate ETF ETF 25434V658 27875404 1243882 SH SOLE 0 0 1243882 Dimensional International Equity Mkt ETF ETF 25434V203 22595555 865399 SH SOLE 0 0 865399 Dimensional U.S. Core Equity 2 ETF ETF 25434V708 163337944 6234273 SH SOLE 0 0 6234273 Dimensional U.S. Core Equity Market ETF ETF 25434V104 14434301 481947 SH SOLE 0 0 481947 Dimensional U.S. Small Cap ETF ETF 25434V500 1845708 35163 SH SOLE 0 0 35163 Dimensional U.S. Targeted Value ETF ETF 25434V609 104659 2291 SH SOLE 0 0 2291 Discover Financial Services LLC COM 254709108 15593 180 SH SOLE 0 0 180 DoubleLine Shiller CAPE US Equities ETF ETF 25861R204 23670 1000 SH SOLE 0 0 1000 Dow Chemical Co COM 260557103 2269 44 SH SOLE 0 0 44 Duke Energy Corp COM 26441C204 10856 123 SH SOLE 0 0 123 Dupont De Nemours Inc COM 26614N102 7459 100 SH SOLE 0 0 100 Ecolab Inc COM 278865100 41503 245 SH SOLE 0 0 245 Edgewell Pers Care Co Com COM 28035Q102 16299 441 SH SOLE 0 0 441 Edison International COM 281020107 12658 200 SH SOLE 0 0 200 Edwards Lifesciences Cp COM 28176E108 83136 1200 SH SOLE 0 0 1200 Electronics Arts COM 285512109 1926 16 SH SOLE 0 0 16 Elevance Health, Inc. COM 036752103 142055 326 SH SOLE 0 0 326 Eli Lilly & Co COM 532457108 541964 1009 SH SOLE 0 0 1009 Emerson Electric Co COM 291011104 42587 441 SH SOLE 0 0 441 Energizer Holding Inc COM 29272W109 14130 441 SH SOLE 0 0 441 Entergy Corp COM 29364G103 2313 25 SH SOLE 0 0 25 Enterprise Products Partners COM 293792107 161319 5894 SH SOLE 0 0 5894 Equinix Inc COM 29444U700 726 1 SH SOLE 0 0 1 Equity Lifestyle Properties Inc COM 29472R108 7645 120 SH SOLE 0 0 120 Equity Residential COM 29476L107 14678 250 SH SOLE 0 0 250 Essex Properties Trust Inc COM 297178105 43903 207 SH SOLE 0 0 207 Euro Ressources SA COM F3366F102 67 20 SH SOLE 0 0 20 Eutelsat Communications COM F3692M128 592 100 SH SOLE 0 0 100 Evergy Inc COM 30034W106 4867 96 SH SOLE 0 0 96 Exelon Corp COM 30161N101 1436 38 SH SOLE 0 0 38 Expedia Inc COM 30212P303 39373 382 SH SOLE 0 0 382 Exxon Mobil Corp COM 30231G102 523584 4453 SH SOLE 0 0 4453 Fedex Corp COM 31428X106 50070 189 SH SOLE 0 0 189 Fgl Hldgs COM 30190A104 281 10 SH SOLE 0 0 10 Fidelity MSCI Materials Index ETF ETF 316092881 97491 2206 SH SOLE 0 0 2206 Fidelity National Financial Inc COM 31620R303 6319 153 SH SOLE 0 0 153 Fidelity Total Bond Etf ETF 316188309 90823 2085 SH SOLE 0 0 2085 Fidelity MSCI Information Tech ETF ETF 316092808 133835 1089 SH SOLE 0 0 1089 Financial Select Sector SPDR ETF ETF 81369Y605 33070 997 SH SOLE 0 0 997 First National Bank Alaska COM 32112J106 7708 41 SH SOLE 0 0 41 First Solar Inc COM 336433107 4848 30 SH SOLE 0 0 30 First Tr Exchange Traded Fd Ny Arca Biot ETF 33733E203 54003 369 SH SOLE 0 0 369 First Trust Energy Infrastructure Fund COM 33738C103 117090 7734 SH SOLE 0 0 7734 First Trust North American Energy Infrastructure ETF ETF 33738D101 881538 33366 SH SOLE 0 0 33366 FlexShares Morningstar U.S. Market Factors Tilt ETF ETF 33939L100 1229024 7545 SH SOLE 0 0 7545 Ford Motor Co COM 345370860 16705 1345 SH SOLE 0 0 1345 Fortive Corporation COM 34959J108 7416 100 SH SOLE 0 0 100 Fortrea Holdings Inc COM 34965K107 3574 125 SH SOLE 0 0 125 Franklin Resources Inc COM 354613101 34535 1405 SH SOLE 0 0 1405 Franks International COM 337738108 61337 543 SH SOLE 0 0 543 FS KKR Capital Corp COM 302635206 3702 188 SH SOLE 0 0 188 Fubotv Inc COM 35953D104 106800 40000 SH SOLE 0 0 40000 Funko Inc Com Cl A COM 361008105 153 20 SH SOLE 0 0 20 Gap Inc COM 364760108 6867 646 SH SOLE 0 0 646 GE HealthCare Technologies Inc. COM 36266G107 3402 50 SH SOLE 0 0 50 General Dynamics Corp COM 369550108 9281 42 SH SOLE 0 0 42 General Electric Co COM 369604301 36924 334 SH SOLE 0 0 334 General Mills Inc COM 370334104 15486 242 SH SOLE 0 0 242 General Moly COM 370373102 0 2190 SH SOLE 0 0 2190 GenTech Holdings Inc COM 37253Y101 0 1170000 SH SOLE 0 0 1170000 Global X Fds Rbtcs Artfl Inte ETF 37954Y715 29664 1200 SH SOLE 0 0 1200 Global X Uranium ETF ETF 37954Y871 13520 500 SH SOLE 0 0 500 GraniteShares Gold Trust ETF 38748G101 40216 2200 SH SOLE 0 0 2200 Health Care Select Sector SPDR ETF ETF 81369Y209 41969 326 SH SOLE 0 0 326 Healthpeak Pptys Inc COM 42250P103 4976 271 SH SOLE 0 0 271 Hercules Technology Growth Capital COM 427096508 123232 7505 SH SOLE 0 0 7505 Hereuare Inc Xxx COM 427177100 0 35 SH SOLE 0 0 35 Hershey Foods Corp COM 427866108 152395 762 SH SOLE 0 0 762 Hewlett Packard Ente COM 42824C109 5350 308 SH SOLE 0 0 308 Hewlett-Packard Co COM 40434L105 26497 1031 SH SOLE 0 0 1031 Home Depot Inc COM 437076102 345369 1143 SH SOLE 0 0 1143 Honeywell International COM 438516106 32330 175 SH SOLE 0 0 175 Host Hotels & Resorts Inc COM 44107P104 2700 168 SH SOLE 0 0 168 HSBC Holdings ADR COM 404280406 3749 95 SH SOLE 0 0 95 Huhtamaki Oyj COM X33752100 1979 60 SH SOLE 0 0 60 Humana Inc COM 444859102 1460 3 SH SOLE 0 0 3 Iac/Interactive Corp COM 44891N208 19249 382 SH SOLE 0 0 382 Illinois Tool Works Inc COM 452308109 37310 162 SH SOLE 0 0 162 Illumina Inc COM 452327109 1236 9 SH SOLE 0 0 9 Independence Resources Plc Spon Adr(nv) COM 45378C102 0 313 SH SOLE 0 0 313 Industrial Select Sector SPDR ETF ETF 81369Y704 29299 289 SH SOLE 0 0 289 Intel Corp COM 458140100 93437 2628 SH SOLE 0 0 2628 IntercontinentalExchange COM 45866F104 7701 70 SH SOLE 0 0 70 International Business Machines COM 459200101 179805 1282 SH SOLE 0 0 1282 International Paper Co COM 460146103 2944 83 SH SOLE 0 0 83 Invesco PLC ETF G491BT108 1946 134 SH SOLE 0 0 134 Invesco QQQ Trust ETF 46090E103 829675 2316 SH SOLE 0 0 2316 Invesco S&P 500 Equal Weight Tech ETF ETF 46137V282 159392 5662 SH SOLE 0 0 5662 Invesco Taxable Municipal Bond ETF ETF 46138G805 15933437 630029 SH SOLE 0 0 630029 Invesco Water Resources ETF ETF 46137V142 40683 765 SH SOLE 0 0 765 Iron Mountain Inc COM 46284V101 53505 900 SH SOLE 0 0 900 iShares 0-5 Year Tips ETF 46429B747 4444 46 SH SOLE 0 0 46 iShares 1-3 Year Treasury Bond ETF ETF 464287457 2510 31 SH SOLE 0 0 31 iShares 1-5 yr Inv Grd Corp ETF ETF 464288646 1369378 27481 SH SOLE 0 0 27481 iShares 3-7 Year Trery ETF 464288661 42888 379 SH SOLE 0 0 379 iShares Barclays 20 Year Treasury Bond ETF 464287432 62083 700 SH SOLE 0 0 700 iShares Barclays Aggregate Bond ETF 464287226 1707766 18160 SH SOLE 0 0 18160 iShares Barclays MBS Bond Fund ETF 464288588 61627 694 SH SOLE 0 0 694 iShares Calif Amt Free ETF 464288356 1091791 19909 SH SOLE 0 0 19909 iShares Core High Dividend ETF ETF 46429B663 82236 832 SH SOLE 0 0 832 iShares Core MSCI EAFE ETF ETF 46432F842 175096 2721 SH SOLE 0 0 2721 iShares Core MSCI Emerging Markets ETF ETF 46434G103 2160919 45407 SH SOLE 0 0 45407 iShares Core Msci Totl ETF 46432F834 312332 5206 SH SOLE 0 0 5206 iShares Core S&P 500 ETF ETF 464287200 9078325 21140 SH SOLE 0 0 21140 iShares Core S&P Small-Cap ETF ETF 464287804 1824688 19344 SH SOLE 0 0 19344 iShares Core S&P Total US Stock Market E ETF 464287150 72017 765 SH SOLE 0 0 765 iShares Core US REIT ETF ETF 464288521 187682 3978 SH SOLE 0 0 3978 iShares Dow Jones Select Dividend ETF 464287168 491700 4568 SH SOLE 0 0 4568 iShares Dow Jones US Real Estate ETF 464287739 110933 1420 SH SOLE 0 0 1420 iShares ESG 1-5 Year USD Corp Bd ETF ETF 46435G243 18211052 766136 SH SOLE 0 0 766136 iShares ESG Aware MSCI USA ETF ETF 46435G425 6858713 73035 SH SOLE 0 0 73035 iShares ESG MSCI USA Leaders ETF ETF 46435U218 946284 12549 SH SOLE 0 0 12549 iShares ESG U.S. Aggregate Bond ETF ETF 46435U549 26871052 593180 SH SOLE 0 0 593180 Ishares Global Reit Etf ETF 46434V647 149841 7078 SH SOLE 0 0 7078 iShares Global Tech ETF ETF 464287291 9081 157 SH SOLE 0 0 157 iShares Gold Trust ETF 464285204 53430 1527 SH SOLE 0 0 1527 iShares iBoxx High Yield Corporate Bond ETF 464288513 647483 8783 SH SOLE 0 0 8783 IShares Intermediate-Term Corp Bd ETF ETF 464288638 2384 49 SH SOLE 0 0 49 iShares JP Morgan EM Bond ETF 464288281 223629 2710 SH SOLE 0 0 2710 iShares Lehman 7-10 Year Treasury ETF 464287440 1374 15 SH SOLE 0 0 15 iShares Lehman Tips ETF 464287176 33916 327 SH SOLE 0 0 327 iShares MSCI Canada Index ETF 464286509 43331 1295 SH SOLE 0 0 1295 iShares MSCI EAFE ESG ETF ETF 46435G516 14681000 212368 SH SOLE 0 0 212368 iShares MSCI EAFE ETF ETF 464287465 1703061 24711 SH SOLE 0 0 24711 iShares MSCI EAFE Small-Cap ETF ETF 464288273 35350 626 SH SOLE 0 0 626 iShares MSCI EAFE Value ETF ETF 464288877 185249 3786 SH SOLE 0 0 3786 iShares MSCI Emerging Markets ETF 464287234 22113 583 SH SOLE 0 0 583 iShares MSCI Emerging Markets ESG ETF ETF 46434G863 10144041 335008 SH SOLE 0 0 335008 iShares MSCI Emerging Markets ex China ETF ETF 46434G764 1261945 25325 SH SOLE 0 0 25325 iShares MSCI Intl Quality Factor ETF 46434V456 11999 357 SH SOLE 0 0 357 Ishares Msci Intl Value ETF 46435G409 13694 540 SH SOLE 0 0 540 Ishares Msci Usa ETF 46434V290 6156 119 SH SOLE 0 0 119 iShares MSCI USA Min Vol Factor ETF ETF 46429B697 5646 78 SH SOLE 0 0 78 iShares MSCI USA Quality Factor ETF ETF 46432F339 25771002 195546 SH SOLE 0 0 195546 iShares MSCI USA Value Factor ETF ETF 46432F388 39463 435 SH SOLE 0 0 435 iShares NASDAQ Biotech ETF 464287556 11006 90 SH SOLE 0 0 90 iShares Russell 1000 Growth ETF 464287614 707272 2659 SH SOLE 0 0 2659 iShares Russell 1000 Index ETF 464287622 14344498 61064 SH SOLE 0 0 61064 iShares Russell 1000 Value Index ETF 464287598 2513183 16554 SH SOLE 0 0 16554 iShares Russell 2000 Index ETF 464287655 1040472 5887 SH SOLE 0 0 5887 iShares Russell 2000 Value Index ETF 464287630 39929 295 SH SOLE 0 0 295 iShares Russell 3000 Index ETF 464287689 150380 614 SH SOLE 0 0 614 iShares Russell Microcap Index ETF 464288869 247772 2475 SH SOLE 0 0 2475 iShares Russell Midcap Blend ETF 464287499 462549 6679 SH SOLE 0 0 6679 Ishares Russell Top 200 ETF ETF 464289446 17573 170 SH SOLE 0 0 170 Ishares Russell Top 200 Growth ETF ETF 464289438 20767 135 SH SOLE 0 0 135 iShares S&P 100 Index ETF 464287101 728420 3630 SH SOLE 0 0 3630 iShares S&P 400 Growth ETF 464287606 71518 990 SH SOLE 0 0 990 iShares S&P 500/BARRA Value Index ETF 464287408 119534 777 SH SOLE 0 0 777 iShares S&P 600 Growth ETF 464287887 68002 620 SH SOLE 0 0 620 iShares S&P Midcap 400 Index ETF 464287507 288500 1157 SH SOLE 0 0 1157 iShares S&P Midcap 400/BARRA Value ETF 464287705 883712 8756 SH SOLE 0 0 8756 iShares S&P National AMT-Free Muni ETF 464288414 11625328 113374 SH SOLE 0 0 113374 iShares S&P Smallcap 600/BARRA Value Index ETF 464287879 62350 699 SH SOLE 0 0 699 iShares Short-Term National Muni Bd ETF ETF 464288158 4764793 46323 SH SOLE 0 0 46323 iShares SP 500 Growth Index ETF 464287309 435425 6364 SH SOLE 0 0 6364 iShares Total US Bond ETF ETF 46434V613 71358568 1632359 SH SOLE 0 0 1632359 Ishares Tr Cohen & Steer ETF 464287564 376601 7508 SH SOLE 0 0 7508 Ishares Tr Msci Kld400 Soc ETF 464288570 277201 3405 SH SOLE 0 0 3405 iShares Treasury Floating Rate Bond ETF ETF 46434V860 22072 435 SH SOLE 0 0 435 iShares Trust - iShares Core U.S. Value ETF ETF 464287663 456642 6120 SH SOLE 0 0 6120 iShares US Healthcare ETF ETF 464288828 14983 61 SH SOLE 0 0 61 JM Smuckers Co COM 832696405 2089 17 SH SOLE 0 0 17 Johnson & Johnson COM 478160104 1043737 6701 SH SOLE 0 0 6701 Johnson Controls International plc COM G51502105 5640 106 SH SOLE 0 0 106 JP Morgan Chase & Co COM 46625H100 203898 1406 SH SOLE 0 0 1406 JP Morgan Chase & Co COM 48128B655 7310 307 SH SOLE 0 0 307 JPMorgan Equity Premium Income ETF ETF 46641Q332 1963 37 SH SOLE 0 0 37 JPMorgan US Quality Factor ETF ETF 46641Q761 1050033 24267 SH SOLE 0 0 24267 Kenvue COM 49177J102 6446 321 SH SOLE 0 0 321 Keycorp Inc COM 493267108 3465 322 SH SOLE 0 0 322 Keysight Technologies Inc Com COM 49338L103 2514 19 SH SOLE 0 0 19 Kimberly-Clark Corp COM 494368103 28279 234 SH SOLE 0 0 234 Kraft Heinz Co Com Stk COM 500754106 3599 107 SH SOLE 0 0 107 Kroger Co COM 501044101 15215 340 SH SOLE 0 0 340 L3Harris Technologies Inc COM 502431109 52236 300 SH SOLE 0 0 300 Laboratory Corp Of America Holdings COM 50540R409 25131 125 SH SOLE 0 0 125 Lamar Advertising Co COM 512816109 5843 70 SH SOLE 0 0 70 Liberty Media Corporation COM 531229854 10778 173 SH SOLE 0 0 173 Linde plc COM G54950103 85641 230 SH SOLE 0 0 230 Lockheed Martin Corp COM 539830109 175444 429 SH SOLE 0 0 429 Lowes Companies Inc COM 548661107 112530 541 SH SOLE 0 0 541 Lululemon Athletica COM 550021109 112984 293 SH SOLE 0 0 293 Macys Inc COM 55616P104 16869 1453 SH SOLE 0 0 1453 Market Vectors High Yield Muni ETF ETF 92189H409 15328025 312371 SH SOLE 0 0 312371 Market Vectors Intermediate Muni ETF ETF 92189H201 511604 11601 SH SOLE 0 0 11601 Mastercard Inc COM 57636Q104 176180 445 SH SOLE 0 0 445 Matador Resources Co COM 576485205 4525 76 SH SOLE 0 0 76 Materials Select Sector SPDR ETF ETF 81369Y100 17517 223 SH SOLE 0 0 223 Matterport, Inc. COM 577096100 325500 150000 SH SOLE 0 0 150000 McCormick & Co Inc COM 579780206 27382 362 SH SOLE 0 0 362 McDonalds Corp COM 580135101 836949 3177 SH SOLE 0 0 3177 Merck Inc COM 58933Y105 532560 5173 SH SOLE 0 0 5173 Meta Platforms Inc COM 30303M102 284899 949 SH SOLE 0 0 949 Metlife Inc COM 59156R108 2642 42 SH SOLE 0 0 42 Microchip Technology Inc COM 595017104 71182 912 SH SOLE 0 0 912 Micron Technology Inc COM 595112103 13626 200 SH SOLE 0 0 200 Microsoft Corp COM 594918104 7800506 24705 SH SOLE 0 0 24705 Mid Cap SPDR Trust ETF 78467Y107 511024 1119 SH SOLE 0 0 1119 Munihldgs Ca Insured Fd COM 09254L107 5472 572 SH SOLE 0 0 572 NetApp, Inc COM 64110D104 72380 954 SH SOLE 0 0 954 Netflix Inc COM 64110L106 21523 57 SH SOLE 0 0 57 Newmont Mining Corp COM 651639106 1811 49 SH SOLE 0 0 49 NextEra Energy Inc COM 65339F101 93273 1628 SH SOLE 0 0 1628 Nike Inc COM 654106103 381715 3992 SH SOLE 0 0 3992 Noble International COM 74348A467 55344 625 SH SOLE 0 0 625 Norfolk Southern Corp COM 655844108 168722 857 SH SOLE 0 0 857 Nortel Networks Corporation Com Npv No S COM 656568508 0 12 SH SOLE 0 0 12 Northern Trust Corp COM 665859104 10422 150 SH SOLE 0 0 150 Northrop Grumman Corp COM 666807102 18488 42 SH SOLE 0 0 42 Novartis AG ADR COM 66987V109 25974 255 SH SOLE 0 0 255 Novavax Inc COM 670002401 985 136 SH SOLE 0 0 136 Novo Nordisk A/S ADR COM 670100205 209155 2300 SH SOLE 0 0 2300 Nucor Corp COM 670346105 133523 854 SH SOLE 0 0 854 Nvidia Corp COM 67066G104 809951 1862 SH SOLE 0 0 1862 Olin Corp COM 680665205 7497 150 SH SOLE 0 0 150 Oneok Inc COM 682680103 14779 233 SH SOLE 0 0 233 Oracle Corp COM 68389X105 603320 5696 SH SOLE 0 0 5696 Organon & Co. COM 68622V106 833 48 SH SOLE 0 0 48 Orion Office REIT Inc. COM 68629Y103 292 56 SH SOLE 0 0 56 Paccar Inc COM 693718108 148190 1743 SH SOLE 0 0 1743 PacWest Bancorp COM 695263103 1321 167 SH SOLE 0 0 167 Palantir Technologies Inc Ordinary Shares - Class A COM 69608A108 25216 1576 SH SOLE 0 0 1576 Paragon Offshore Plc COM G6S01W108 0 56 SH SOLE 0 0 56 Paychex Inc. COM 704326107 8534 74 SH SOLE 0 0 74 Paypal Hldgs Inc Com COM 70450Y103 8009 137 SH SOLE 0 0 137 PepsiCo Inc COM 713448108 381240 2250 SH SOLE 0 0 2250 Pfizer Inc COM 717081103 223201 6729 SH SOLE 0 0 6729 Philip Morris International COM 718172109 30459 329 SH SOLE 0 0 329 Phillips Inc COM 718546104 55870 465 SH SOLE 0 0 465 Physicians Realty Trust COM 71943U104 4145 340 SH SOLE 0 0 340 Planet 13 Holdings Inc COM 72707C108 431 500 SH SOLE 0 0 500 PNC Financial Services Group Inc COM 693475105 27255 222 SH SOLE 0 0 222 Powershares Emerging Markets Debt ETF ETF 46138E784 14951659 818372 SH SOLE 0 0 818372 Powershares FTSE RAFI 1500 Small-Mid ETF ETF 46137V597 2821650 85530 SH SOLE 0 0 85530 Powershares FTSE RAFI Dev Markets ex-US ETF 46138E743 1826171 41952 SH SOLE 0 0 41952 Powershares FTSE RAFI US 1000 ETF ETF 46137V613 7243739 227647 SH SOLE 0 0 227647 Powershares Info Tech ETF ETF 46138E115 19697 450 SH SOLE 0 0 450 Powershares Nasdaq Internet ETF 46137V530 235622 7680 SH SOLE 0 0 7680 Principal Financial Group COM 74251V102 39927 554 SH SOLE 0 0 554 Procter & Gamble Co COM 742718109 649720 4454 SH SOLE 0 0 4454 Prologis COM 74340W103 6172 55 SH SOLE 0 0 55 Prudential Financial Inc COM 744320102 5124 54 SH SOLE 0 0 54 Public Service Enterprise Group COM 744573106 55544 976 SH SOLE 0 0 976 Public Storage Inc COM 74460D109 527 2 SH SOLE 0 0 2 Qsound Labs Inc Com Npv COM 74728C307 0 50 SH SOLE 0 0 50 Qualcomm Inc COM 747525103 20324 183 SH SOLE 0 0 183 Quest Diagnostic Inc COM 74834L100 23763 195 SH SOLE 0 0 195 Raytheon Technologies Co COM 75513E101 15689 218 SH SOLE 0 0 218 Realty Income Corp COM 756109104 771973 15458 SH SOLE 0 0 15458 Regal Rexnord Corp Com Stk Usd0.01 COM 758750103 325322 2277 SH SOLE 0 0 2277 Repsol YPF SA ADR COM 76026T205 1250 76 SH SOLE 0 0 76 Robert Half International Inc COM 770323103 3371 46 SH SOLE 0 0 46 Rockwell Automation Inc COM 773903109 119780 419 SH SOLE 0 0 419 Rogers Communications Inc COM 775109200 3302 86 SH SOLE 0 0 86 Royal Bank of Canada COM 780087102 7345 84 SH SOLE 0 0 84 Salesforce.com COM 79466L302 16222 80 SH SOLE 0 0 80 Sanofi-Aventis ADR COM 80105N105 9226 172 SH SOLE 0 0 172 Schlumberger NV COM 806857108 5014 86 SH SOLE 0 0 86 Schwab 1000 ETF ETF 808524722 18949 459 SH SOLE 0 0 459 Schwab Emerging Market Equities ETF ETF 808524706 110571 4619 SH SOLE 0 0 4619 Schwab Fundamental Int'l Lg Co ETF ETF 808524755 35280 1114 SH SOLE 0 0 1114 Schwab Fundamental US Large Company ETF ETF 808524771 35933 642 SH SOLE 0 0 642 Schwab International Equity ETF ETF 808524805 396211 11667 SH SOLE 0 0 11667 Schwab Short-Term US Treasury ETF ETF 808524862 1619 34 SH SOLE 0 0 34 Schwab U.S. TIPS ETF 808524870 71746 1421 SH SOLE 0 0 1421 Schwab US Broad Market ETF ETF 808524102 286419 5746 SH SOLE 0 0 5746 Schwab US Dividend Equity ETF 808524797 1995898 28207 SH SOLE 0 0 28207 Schwab US Large Cap ETF 808524300 180326 2480 SH SOLE 0 0 2480 Schwab US Large-Cap ETF ETF 808524201 136911 2706 SH SOLE 0 0 2706 Schwab US Mid Cap Etf ETF 808524508 36886 545 SH SOLE 0 0 545 Schwab US REIT ETF ETF 808524847 13073 737 SH SOLE 0 0 737 Schwab US Small Cap ETF ETF 808524607 7738 187 SH SOLE 0 0 187 Sector SPDR Energy Select ETF 81369Y506 27117 300 SH SOLE 0 0 300 SEI Investments Co COM 784117103 72276 1200 SH SOLE 0 0 1200 Sempra Energy COM 816851109 11293 166 SH SOLE 0 0 166 Servicenow Inc Com COM 81762P102 34656 62 SH SOLE 0 0 62 Shell ADR COM 780259305 13327 207 SH SOLE 0 0 207 Siemens AG COM 826197501 3358 47 SH SOLE 0 0 47 Simon Property Group Inc COM 828806109 11775 109 SH SOLE 0 0 109 Skyworks Solutions Inc COM 83088M102 32015 325 SH SOLE 0 0 325 Snowflake Inc Ordinary Shares - Class A COM 833445109 1680 11 SH SOLE 0 0 11 SoftBank Group Corp COM J75963108 8491 200 SH SOLE 0 0 200 Sonoco Products Co COM 835495102 3478 64 SH SOLE 0 0 64 Southern Co COM 842587107 3883 60 SH SOLE 0 0 60 Southwest Airlines Co. COM 844741108 4061 150 SH SOLE 0 0 150 SPDR Blmbg Barclays High Yield Bd ETF ETF 78468R622 52021320 575457 SH SOLE 0 0 575457 SPDR DJ Wilshire International RE ETF 78463X863 60805 2557 SH SOLE 0 0 2557 SPDR Dow Jones Global RE ETF 78463X749 125078 3274 SH SOLE 0 0 3274 SPDR Dow Jones REIT ETF 78464A607 277240 3343 SH SOLE 0 0 3343 SPDR Gold Shares ETF 78463V107 8401 49 SH SOLE 0 0 49 SPDR Nuveen Barclays ST Muni Bond ETF ETF 78468R739 100504 2174 SH SOLE 0 0 2174 SPDR Nuveen Blmbg Barclays Muni Bd ETF ETF 78468R721 92644 2120 SH SOLE 0 0 2120 SPDR Nuveen S&P High Yield Municipal Bond ETF 78464A284 26545626 1114426 SH SOLE 0 0 1114426 SPDR Portfolio Developed Wld ex-US ETF ETF 78463X889 4670 151 SH SOLE 0 0 151 SPDR Portfolio Intermediate Term Corporate Bond ETF ETF 78464A375 25160 800 SH SOLE 0 0 800 SPDR S&P 500 ETF Trust ETF 78462F103 3941961 9221 SH SOLE 0 0 9221 SPDR S&P 500 Growth ETF ETF 78464A409 108939 1838 SH SOLE 0 0 1838 Spdr S&P 600 Small Cap ETF 78464A300 97351 1345 SH SOLE 0 0 1345 Spdr S&P 600 Small Cap ETF 78464A201 135541 1850 SH SOLE 0 0 1850 SPDR S&P Dividend ETF 78464A763 30944 269 SH SOLE 0 0 269 SPDR S&P Intl Small Cap ETF ETF 78463X871 658054 22582 SH SOLE 0 0 22582 SPDR Ser Bloomberg ST HY ETF 78468R408 14571 596 SH SOLE 0 0 596 Spdr Ser Tr S&P Biotech Etf ETF 78464A870 94634 1296 SH SOLE 0 0 1296 SPDR Small Cap ETF ETF 78468R853 76819 2082 SH SOLE 0 0 2082 SPDR TIPs ETF ETF 78464A656 14730 593 SH SOLE 0 0 593 SPDR Portfolio S&P 500 Value ETF ETF 78464A508 52369 1269 SH SOLE 0 0 1269 Stag Industrial Inc COM 85254J102 10526 305 SH SOLE 0 0 305 Starbucks COM 855244109 629422 6896 SH SOLE 0 0 6896 State Street Corp COM 857477103 50692 757 SH SOLE 0 0 757 Stryker Corp COM 863667101 78428 287 SH SOLE 0 0 287 Synopsys Inc COM 871607107 65633 143 SH SOLE 0 0 143 T Rowe Price Group Inc COM 74144T108 24435 233 SH SOLE 0 0 233 Targa Resources Corp COM 87612G101 8028 94 SH SOLE 0 0 94 Techne Corp COM 09073M104 36486 536 SH SOLE 0 0 536 Technology Select Sector SPDR Fund ETF 81369Y803 257087 1568 SH SOLE 0 0 1568 Tesla Motors Inc COM 88160R101 153385 613 SH SOLE 0 0 613 Texas Instruments Inc COM 882508104 2862 18 SH SOLE 0 0 18 Thermo Electron Corp COM 883556102 62014 123 SH SOLE 0 0 123 TJX Companies Inc COM 872540109 13954 157 SH SOLE 0 0 157 T-Mobile US Inc COM 872590104 228842 1634 SH SOLE 0 0 1634 Unilever Plc Adr New COM 904767704 3409 69 SH SOLE 0 0 69 Union Pacific Corp COM 907818108 269402 1323 SH SOLE 0 0 1323 United Parcel Service B COM 911312106 48954 314 SH SOLE 0 0 314 UnitedHealth Group Inc COM 91324P102 465800 924 SH SOLE 0 0 924 UnumProvident Corp COM 91529Y106 10281 209 SH SOLE 0 0 209 US Bancorp COM 902973304 217336 6574 SH SOLE 0 0 6574 Utilities Select Sector SPDR ETF ETF 81369Y886 17191 292 SH SOLE 0 0 292 Vail Resorts Inc COM 91879Q109 39940 180 SH SOLE 0 0 180 Vanguard Bond Index ETF ETF 921937835 539346 7729 SH SOLE 0 0 7729 Vanguard Consumer ETF 92204A207 15997 88 SH SOLE 0 0 88 Vanguard Dividend Appreciation ETF ETF 921908844 152972 985 SH SOLE 0 0 985 Vanguard Energy ETF ETF 92204A306 23193 183 SH SOLE 0 0 183 Vanguard Extended Market ETF 922908652 607915 4241 SH SOLE 0 0 4241 Vanguard FTSE All-Wld ex-US ETF ETF 922042775 871833 16808 SH SOLE 0 0 16808 Vanguard FTSE All-World ex US Small ETF ETF 922042718 22939 216 SH SOLE 0 0 216 Vanguard FTSE Emerging Markets ETF ETF 922042858 1738918 44349 SH SOLE 0 0 44349 Vanguard Global ex-US Real Est ETF ETF 922042676 128104 3291 SH SOLE 0 0 3291 Vanguard High Dividend ETF 921946406 154023 1491 SH SOLE 0 0 1491 Vanguard Info Technology ETF ETF 92204A702 209216 504 SH SOLE 0 0 504 Vanguard Large Cap ETF ETF 922908637 953278 4871 SH SOLE 0 0 4871 Vanguard Large Growth ETF ETF 922908736 452040 1660 SH SOLE 0 0 1660 Vanguard Mid Cap Growth ETF 922908538 14892 76 SH SOLE 0 0 76 Vanguard Midcap ETF ETF 922908629 1263532 6068 SH SOLE 0 0 6068 Vanguard MSCI EAFE ETF ETF 921943858 4130753 94482 SH SOLE 0 0 94482 Vanguard REIT Index ETF ETF 922908553 7528348 99502 SH SOLE 0 0 99502 Vanguard S&P 500 ETF ETF 922908363 712703 1815 SH SOLE 0 0 1815 Vanguard Scottsdale Fds Vanguard Russell ETF 92206C680 137884 2015 SH SOLE 0 0 2015 Vanguard Short-Term Corporate Bond ETF ETF 92206C409 44876220 597155 SH SOLE 0 0 597155 Vanguard Short-Term Infl-Prot Secs ETF ETF 922020805 80386 1700 SH SOLE 0 0 1700 Vanguard Small Cap ETF ETF 922908751 872118 4613 SH SOLE 0 0 4613 Vanguard Small Cap Growth ETF 922908595 219268 1024 SH SOLE 0 0 1024 Vanguard Small Cap Value ETF ETF 922908611 155143 973 SH SOLE 0 0 973 Vanguard Tax Exempt Bond ETF ETF 922907746 12119298 251960 SH SOLE 0 0 251960 Vanguard Total Intl Stock Idx ETF ETF 921909768 2275737 42521 SH SOLE 0 0 42521 Vanguard Total Stock Market ETF ETF 922908769 6379790 30035 SH SOLE 0 0 30035 Vanguard Total World Stock ETF ETF 922042742 3084 33 SH SOLE 0 0 33 Vanguard Value ETF ETF 922908744 2164679 15694 SH SOLE 0 0 15694 Ventas Inc COM 92276F100 1685 40 SH SOLE 0 0 40 Verizon Communications COM 92343V104 45893 1416 SH SOLE 0 0 1416 Viatris Inc Com COM 92556V106 976 99 SH SOLE 0 0 99 Viavi Solutions Inc Com COM 925550105 9 1 SH SOLE 0 0 1 VICI Properties Inc Ordinary Shares COM 925652109 11436 393 SH SOLE 0 0 393 Viracta Therapeutics Inc COM 92765F108 3 3 SH SOLE 0 0 3 Visa Inc COM 92826C839 10350 45 SH SOLE 0 0 45 VMware Inc COM 928563402 48612 292 SH SOLE 0 0 292 Vontier Corp COM 928881101 1237 40 SH SOLE 0 0 40 Voya Finl, In COM 929089209 7356 307 SH SOLE 0 0 307 W P Carey Inc COM 92936U109 9626 178 SH SOLE 0 0 178 Wal-Mart Stores Inc COM 931142103 96918 606 SH SOLE 0 0 606 Walt Disney COM 254687106 244449 3016 SH SOLE 0 0 3016 Waste Management Inc COM 94106L109 15244 100 SH SOLE 0 0 100 Wells Fargo & Co COM 949746101 23279 570 SH SOLE 0 0 570 Welltower Inc COM 95040Q104 77660 948 SH SOLE 0 0 948 WestAmerica Corp COM 95709H304 0 180 SH SOLE 0 0 180 Whirlpool Corp COM 963320106 7755 58 SH SOLE 0 0 58 Wimm Bill Dann Food ADR COM 934423104 1510 139 SH SOLE 0 0 139 WisdomTree International Small Cap ETF 97717W760 262351 4565 SH SOLE 0 0 4565 Wisdomtree Large Cap Div ETF 97717W307 210296 3420 SH SOLE 0 0 3420 Wisdomtree Tr US Smallcap Divd ETF 97717W604 45853 1626 SH SOLE 0 0 1626 Worthington Industries Inc COM 981811102 11684 189 SH SOLE 0 0 189 Wstrn Asset Emerge Mkt I COM 95766A101 16600 2000 SH SOLE 0 0 2000 Yum Brands COM 988498101 55640 445 SH SOLE 0 0 445 Zim Integrated Shippin Ltd Ordinary Shares COM M9T951109 2236 214 SH SOLE 0 0 214 Zimmer Holdings Inc COM 98956P102 37033 330 SH SOLE 0 0 330 ZimVie Inc. COM 98888T107 28 3 SH SOLE 0 0 3 Zoetis Inc COM 98978V103 45931 264 SH SOLE 0 0 264