Chief Compliance Officer

0001601742-21-000001.txt : 20210129 0001601742-21-000001.hdr.sgml : 20210129 20210128214911 ACCESSION NUMBER: 0001601742-21-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210129 DATE AS OF CHANGE: 20210128 EFFECTIVENESS DATE: 20210129 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Private Ocean, LLC CENTRAL INDEX KEY: 0001601742 IRS NUMBER: 205742052 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16108 FILM NUMBER: 21567784 BUSINESS ADDRESS: STREET 1: 100 SMITH RANCH ROAD STREET 2: SUITE 300 CITY: SAN RAFAEL STATE: CA ZIP: 94903 BUSINESS PHONE: 415-526-2900 MAIL ADDRESS: STREET 1: 100 SMITH RANCH ROAD STREET 2: SUITE 300 CITY: SAN RAFAEL STATE: CA ZIP: 94903 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001601742 XXXXXXXX 12-31-2020 12-31-2020 Private Ocean, LLC

100 SMITH RANCH ROAD SUITE 300 SAN RAFAEL CA 94903

13F HOLDINGS REPORT 028-16108 N Justin Hult Chief Compliance Officer (415) 526-2900 Justin Hult San Rafael CA 01-28-2021 0 529 495813 false INFORMATION TABLE 2 Private4q20.xml 3M Co COM 88579Y101 302 1727 SH SOLE 0 0 1727 Abbott Laboratories COM 002824100 267 2442 SH SOLE 0 0 2442 AbbVie Inc COM 00287Y109 410 3823 SH SOLE 0 0 3823 Accenture PLC Class A COM G1151C101 132 505 SH SOLE 0 0 505 ACI Worldwide Inc COM 004498101 20 512 SH SOLE 0 0 512 Actavis Inc COM 00768Y545 3 100 SH SOLE 0 0 100 Adobe Systems Inc COM 00724F101 103 206 SH SOLE 0 0 206 Advanced Micro Devices COM 007903107 102 1109 SH SOLE 0 0 1109 AES Corp COM 00130H105 1 37 SH SOLE 0 0 37 AFLAC Inc COM 001055102 13 291 SH SOLE 0 0 291 Agilent Technologies Inc COM 00846U101 16 134 SH SOLE 0 0 134 AGNC Investment Corp COM 00123Q104 8 490 SH SOLE 0 0 490 Agree Realty COM 008492100 135 2022 SH SOLE 0 0 2022 Air Products & Chemicals Inc COM 009158106 10 37 SH SOLE 0 0 37 Alaska Air Group Inc COM 011659109 6 114 SH SOLE 0 0 114 Alcon Inc COM H01301128 16 240 SH SOLE 0 0 240 Alexandria Real Estate Equity COM 015271109 0 42 SH SOLE 0 0 42 Align Technology Inc COM 016255101 8 15 SH SOLE 0 0 15 Allegheny Technologies Inc COM 01741R102 5 300 SH SOLE 0 0 300 Allstate Corp COM 020002101 82 746 SH SOLE 0 0 746 ALPS Alerian MLP COM 00162Q452 2 76 SH SOLE 0 0 76 Altria Group Inc COM 02209S103 54 1305 SH SOLE 0 0 1305 Amazon.com Inc COM 023135106 3808 1169 SH SOLE 0 0 1169 American Airlines Group Inc COM 02376R102 0 3 SH SOLE 0 0 3 American Electric Power Company Inc COM 025537101 11 129 SH SOLE 0 0 129 American Express Co COM 025816109 227 1876 SH SOLE 0 0 1876 American Tower Corp A COM 03027X100 48 214 SH SOLE 0 0 214 American Water Works Co. COM 030420103 12 80 SH SOLE 0 0 80 AmerisourceBergen Corp COM 03073E105 37 375 SH SOLE 0 0 375 Amgen Inc COM 031162100 287 1249 SH SOLE 0 0 1249 Anthem Inc Com COM 036752103 58 179 SH SOLE 0 0 179 Api Group Corp COM 00187Y100 7 400 SH SOLE 0 0 400 Apple Inc COM 037833100 22627 170523 SH SOLE 0 0 170523 Arden Realty Group Inc COM 03762U105 13 1135 SH SOLE 0 0 1135 ARK Innovation ETF ETF 00214Q104 0 2 SH SOLE 0 0 2 ARK Next Generation Internet ETF ETF 00214Q401 15 100 SH SOLE 0 0 100 Arthur J Gallagher & Co COM 363576109 71 576 SH SOLE 0 0 576 AT&T Corp COM 00206R102 200 6943 SH SOLE 0 0 6943 Autodesk Inc COM 052769106 375 1228 SH SOLE 0 0 1228 Automatic Data Processing COM 053015103 12 68 SH SOLE 0 0 68 AvalonBay Communities Inc COM 053484101 11 70 SH SOLE 0 0 70 Avery Dennison Corp COM 053611109 33 215 SH SOLE 0 0 215 Avista Corp COM 05379B107 11 263 SH SOLE 0 0 263 B C E Inc COM 05534B760 31 732 SH SOLE 0 0 732 Ball Corp COM 058498106 0 2 SH SOLE 0 0 2 Bank Marin Corte Madera Ca COM 063425102 86 2490 SH SOLE 0 0 2490 Bank of America Corp COM 060505104 47 1537 SH SOLE 0 0 1537 Bar Harbor Bankshare COM 066849100 71 3150 SH SOLE 0 0 3150 Baxter International Inc COM 071813109 19 242 SH SOLE 0 0 242 Becton Dickinson & Co COM 075887109 75 300 SH SOLE 0 0 300 Beyond Meat Inc COM 08862E109 13 103 SH SOLE 0 0 103 Biogen IDEC Inc COM 09062X103 20 80 SH SOLE 0 0 80 Biomarin Pharmaceutical COM 09061G101 136 1551 SH SOLE 0 0 1551 Black Hills Corp COM 092113109 1 13 SH SOLE 0 0 13 Black Knight Inc COM 09215C105 14 161 SH SOLE 0 0 161 Blackrock Health Sciences Tr Com COM 09250W107 4 80 SH SOLE 0 0 80 Blackrock Inc COM 09247X101 40 56 SH SOLE 0 0 56 Blackstone Group Lp COM 09260D107 151 2336 SH SOLE 0 0 2336 Bnk Of Mon Mcrsct Fng COM 063679872 143 500 SH SOLE 0 0 500 Boeing Co COM 097023105 499 2332 SH SOLE 0 0 2332 Boston Scientific Corp COM 101137107 111 3083 SH SOLE 0 0 3083 BP PLC ADR COM 055622104 39 1916 SH SOLE 0 0 1916 Bristol-Myers Squibb Co COM 110122108 235 3783 SH SOLE 0 0 3783 Broadcom Inc Com COM 11135F101 82 188 SH SOLE 0 0 188 Broadmark Rlty Cap Inc Com COM 11135B100 3 250 SH SOLE 0 0 250 Broadridge Financial Solutions COM 11133T103 37 244 SH SOLE 0 0 244 Brown Forman Corp COM 115637209 15 195 SH SOLE 0 0 195 Cabot Oil & Gas COM 127097103 1 84 SH SOLE 0 0 84 Cannabics Pharmaceuticals Inc COM 13764M100 0 1000 SH SOLE 0 0 1000 Cannabis Science Inc COM 137648101 0 10000 SH SOLE 0 0 10000 Cardinal Health Inc COM 14149Y108 2 43 SH SOLE 0 0 43 CarMax Inc COM 143130102 0 3 SH SOLE 0 0 3 Carnival Corp COM 143658300 22 1000 SH SOLE 0 0 1000 Carrier Global Corp COM 14448C104 20 530 SH SOLE 0 0 530 Caterpillar Inc COM 149123101 91 500 SH SOLE 0 0 500 Cdw Corp COM 12514G108 30 225 SH SOLE 0 0 225 Centene Corp COM 15135B101 3 48 SH SOLE 0 0 48 Charles Schwab Corp COM 808513105 682 12860 SH SOLE 0 0 12860 Chevron Texaco Corp COM 166764100 217 2569 SH SOLE 0 0 2569 Church & Dwight Company Inc COM 171340102 55 630 SH SOLE 0 0 630 Cigna Corp COM 125523100 34 162 SH SOLE 0 0 162 Cisco Systems Inc COM 17275R102 303 6764 SH SOLE 0 0 6764 Citigroup Inc COM 172967424 33 528 SH SOLE 0 0 528 Clorox Co COM 189054109 192 952 SH SOLE 0 0 952 CME Group Inc COM 12572Q105 9 47 SH SOLE 0 0 47 Coca Cola Co COM 191216100 100 1822 SH SOLE 0 0 1822 Colgate-Palmolive Co COM 194162103 131 1533 SH SOLE 0 0 1533 Comcast Corp A COM 20030N101 312 5952 SH SOLE 0 0 5952 Communication Services Sel Sect SPDRETF ETF 81369Y852 31 453 SH SOLE 0 0 453 Community Invt Group Ltd COM 20371Q101 0 945 SH SOLE 0 0 945 ConocoPhillips COM 20825C104 48 1202 SH SOLE 0 0 1202 Consolidated Edison Inc COM 209115104 178 2464 SH SOLE 0 0 2464 Core Laboratories COM N22717107 11 420 SH SOLE 0 0 420 Coresite Rlty Corp Com COM 21870Q105 13 100 SH SOLE 0 0 100 Corteva Inc COM 22052L104 24 627 SH SOLE 0 0 627 Costco Wholesale Corp COM 22160K105 413 1096 SH SOLE 0 0 1096 Coty Inc COM 222070203 0 46 SH SOLE 0 0 46 Crown Castle International Corp COM 22822V101 5 31 SH SOLE 0 0 31 CSX Corp COM 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Corp COM 26441C204 55 600 SH SOLE 0 0 600 Duoyuan Printing Inc XxxRegistration Revoked By Sec ETF 10/27/14 ETF 26605B109 0 2400 SH SOLE 0 0 2400 Dupont De Nemours Inc COM 26614N102 45 628 SH SOLE 0 0 628 Ecolab Inc COM 278865100 72 334 SH SOLE 0 0 334 Edgewell Pers Care Co Com COM 28035Q102 15 441 SH SOLE 0 0 441 Edwards Lifesciences Cp COM 28176E108 130 1425 SH SOLE 0 0 1425 Eli Lilly & Co COM 532457108 191 1131 SH SOLE 0 0 1131 Emerson Electric Co COM 291011104 183 2282 SH SOLE 0 0 2282 Energizer Holding Inc COM 29272W109 19 441 SH SOLE 0 0 441 Enphase Energy Inc COM 29355A107 1 5 SH SOLE 0 0 5 Entergy Corp COM 29364G103 6 65 SH SOLE 0 0 65 Enterprise Products Partners COM 293792107 109 5567 SH SOLE 0 0 5567 Envestnet Inc COM 29404K106 0 2 SH SOLE 0 0 2 Equinix Inc COM 29444U700 9 13 SH SOLE 0 0 13 Equitrans Midstream Corp COM 294600101 0 56 SH SOLE 0 0 56 Equity Lifestyle Properties Inc COM 29472R108 8 120 SH SOLE 0 0 120 Equity Residential COM 29476L107 21 350 SH SOLE 0 0 350 Essex Properties Trust Inc COM 297178105 64 271 SH SOLE 0 0 271 Etf Managers Tr Ai Powered Eqt ETF 26924G813 4 100 SH SOLE 0 0 100 Etsy Inc COM 29786A106 88 495 SH SOLE 0 0 495 Everest Re Group Ltd COM G3223R108 66 282 SH SOLE 0 0 282 Evergy Inc COM 30034W106 15 268 SH SOLE 0 0 268 Exxon Mobil Corp COM 30231G102 471 11427 SH SOLE 0 0 11427 Facebook Inc COM 30303M102 2291 8388 SH SOLE 0 0 8388 Fedex Corp COM 31428X106 19 75 SH SOLE 0 0 75 Fidelity Msci Matls Index Etf ETF 316092881 19 478 SH SOLE 0 0 478 Fidelity National Financial Inc COM 31620R303 21 527 SH SOLE 0 0 527 Fidelity National Info Services Inc COM 31620M106 21 150 SH SOLE 0 0 150 Fifth Third Bancorp COM 316773100 61 2202 SH SOLE 0 0 2202 First Republic Bank COM 33616C100 7 47 SH SOLE 0 0 47 First Tr Exchange Traded Fd Ny Arca Biot ETF 33733E203 62 369 SH SOLE 0 0 369 First Tr Exchange Traded Fd Vi Nasdaq Te ETF 33738R118 92 1850 SH SOLE 0 0 1850 FirstEnergy Corp COM 337932107 7 220 SH SOLE 0 0 220 Fiserv Inc COM 337738108 72 636 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0 0 8752 JP Morgan Chase & Co COM 46625H100 139 1091 SH SOLE 0 0 1091 Keysight Technologies Inc Com COM 49338L103 5 38 SH SOLE 0 0 38 Kimberly-Clark Corp COM 494368103 91 676 SH SOLE 0 0 676 Kinder Morgan Inc COM 49456B101 6 450 SH SOLE 0 0 450 KraneShares CSI China Internet ETF ETF 500767306 12 150 SH SOLE 0 0 150 Kroger Co COM 501044101 11 340 SH SOLE 0 0 340 L3Harris Technologies Inc COM 502431109 122 646 SH SOLE 0 0 646 Laboratory Corp Of America Holdings COM 50540R409 25 125 SH SOLE 0 0 125 Lancaster Colony Corp COM 513847103 4 20 SH SOLE 0 0 20 Lear Corp COM 521865204 84 530 SH SOLE 0 0 530 Lehman Bros Holding Ixxx NV COM 524ESC100 0 3591 SH SOLE 0 0 3591 Liberty Media Corp COM 531229888 3 104 SH SOLE 0 0 104 Liberty Media Corp COM 531229607 45 1040 SH SOLE 0 0 1040 Liberty Media Corp COM 531229409 22 518 SH SOLE 0 0 518 Liberty Media Corp COM 531229706 1 46 SH SOLE 0 0 46 Liberty Media Corp COM 531229870 5 129 SH SOLE 0 0 129 Liberty Media Corporation COM 531229854 11 260 SH SOLE 0 0 260 Linde plc COM G5494J103 71 271 SH SOLE 0 0 271 Lockheed Martin Corp COM 539830109 159 448 SH SOLE 0 0 448 Lowes Companies Inc COM 548661107 89 554 SH SOLE 0 0 554 Lululemon Athletica COM 550021109 66 190 SH SOLE 0 0 190 Macquarie Infrastruc COM 55608B105 122 3243 SH SOLE 0 0 3243 Macys Inc COM 55616P104 141 12556 SH SOLE 0 0 12556 Magellan Midstream Partners COM 559080106 15 350 SH SOLE 0 0 350 Marathon Oil COM 565849106 17 2527 SH SOLE 0 0 2527 Marathon Petroleum Corp COM 56585A102 3 75 SH SOLE 0 0 75 Market Vectors High Yield Muni ETF ETF 92189H409 2591 42095 SH SOLE 0 0 42095 Market Vectors Intermediate Muni ETF ETF 92189H201 66 1260 SH SOLE 0 0 1260 Marketaxess Holdings COM 57060D108 2 4 SH SOLE 0 0 4 Mastercard Inc COM 57636Q104 171 479 SH SOLE 0 0 479 Match Group Inc COM 57667L107 31 206 SH SOLE 0 0 206 McCormick & Co Inc COM 579780206 35 362 SH SOLE 0 0 362 McDonalds Corp COM 580135101 1238 5770 SH SOLE 0 0 5770 McKesson Corp COM 58155Q103 53 307 SH SOLE 0 0 307 MDU Resources Group COM 552690109 79 3000 SH SOLE 0 0 3000 Medical Marijuana Inc COM 58463A105 0 2000 SH SOLE 0 0 2000 Medmen Enterprises Inc COM 58507M107 0 3300 SH SOLE 0 0 3300 Merck Inc COM 58933Y105 467 5715 SH SOLE 0 0 5715 Meridian Bioscience COM 589584101 4 236 SH SOLE 0 0 236 Meritor Inc COM 59001K100 6 219 SH SOLE 0 0 219 MFA Mortgage Investments COM 55272X102 1 315 SH SOLE 0 0 315 Mfs Charter Income TRUST COM 552727109 13 1500 SH SOLE 0 0 1500 MFS Multi-Market Income COM 552737108 12 2000 SH SOLE 0 0 2000 Micro Focus International COM 594837403 1 240 SH SOLE 0 0 240 Microchip Technology Inc COM 595017104 76 547 SH SOLE 0 0 547 Micron Technology Inc COM 595112103 98 1300 SH SOLE 0 0 1300 MicroSectors FANG ETN COM 06368B504 6 50 SH SOLE 0 0 50 Microsoft Corp COM 594918104 5898 26517 SH SOLE 0 0 26517 Mid Cap SPDR Trust ETF 78467Y107 429 1021 SH SOLE 0 0 1021 Moderna Inc COM 60770K107 4 40 SH SOLE 0 0 40 Moodys Corp COM 615369105 3 9 SH SOLE 0 0 9 MSCI Inc Class A COM 55354G100 2 5 SH SOLE 0 0 5 Nasdaq 100 Shares COM 46090E103 935 2981 SH SOLE 0 0 2981 National Advisors Holdings Inc COM 632990123 28 20 SH SOLE 0 0 20 National Beverage Corp COM 635017106 2 25 SH SOLE 0 0 25 Neptune Technologies & Bioressources Inc COM 64079L105 0 250 SH SOLE 0 0 250 Nestle SA COM 641069406 24 200 SH SOLE 0 0 200 Netflix Inc COM 64110L106 150 278 SH SOLE 0 0 278 New Jersey Resources Corp COM 646025106 3 81 SH SOLE 0 0 81 New Relic Inc COM 64829B100 57 869 SH SOLE 0 0 869 Newmont Mining Corp COM 651639106 14 240 SH SOLE 0 0 240 NextEra Energy Inc COM 65339F101 297 3852 SH SOLE 0 0 3852 Nike Inc COM 654106103 555 3923 SH SOLE 0 0 3923 Noble Drilling Corp COM G65431101 0 12000 SH SOLE 0 0 12000 Noble International COM 74348A467 58 725 SH SOLE 0 0 725 Nordstrom Inc COM 655664100 14 460 SH SOLE 0 0 460 Norfolk Southern Corp COM 655844108 218 917 SH SOLE 0 0 917 Nortel Networks Corp New COM 656568508 0 4985 SH SOLE 0 0 4985 Northrop Grumman Corp COM 666807102 123 404 SH SOLE 0 0 404 Novartis AG ADR COM 66987V109 113 1200 SH SOLE 0 0 1200 Novo Nordisk A/S ADR COM 670100205 38 545 SH SOLE 0 0 545 Nucor Corp COM 670346105 45 854 SH SOLE 0 0 854 Nuveen CA AMT - Free Quality Muni Inc ETF 670651108 27 1700 SH SOLE 0 0 1700 Nuveen CA Municipal Value 2 ETF 6706EB106 20 1300 SH SOLE 0 0 1300 Nuveen ESG US Aggregate Bond ETF ETF 67092P870 39 1470 SH SOLE 0 0 1470 Nvidia Corp COM 67066G104 557 1066 SH SOLE 0 0 1066 NXP Semiconductors NV COM N6596X109 4 25 SH SOLE 0 0 25 Nxt Id Inc COM 67091J206 2 1000 SH SOLE 0 0 1000 Old Republic International Corp COM 680223104 30 1545 SH SOLE 0 0 1545 Omeros Corp COM 682143102 18 1250 SH SOLE 0 0 1250 Oracle Corp COM 68389X105 447 6914 SH SOLE 0 0 6914 OSI Systems Inc COM 671044105 4 47 SH SOLE 0 0 47 Otis Worldwide Corp COM 68902V107 18 265 SH SOLE 0 0 265 Paccar Inc COM 693718108 100 1162 SH SOLE 0 0 1162 Palo Alto Networks Inc COM 697435105 1 3 SH SOLE 0 0 3 PAR Technology Corp COM 69370C100 9 78 SH SOLE 0 0 78 Paragon Offshore Plc COM G6S01W108 0 56 SH SOLE 0 0 56 Paychex Inc. COM 704326107 9 100 SH SOLE 0 0 100 Paycom Software Inc COM 70432V102 3 7 SH SOLE 0 0 7 Paypal Hldgs Inc Com COM 70450Y103 32 137 SH SOLE 0 0 137 Peloton Interactive Inc COM 70614W100 18 117 SH SOLE 0 0 117 PepsiCo Inc COM 713448108 365 2460 SH SOLE 0 0 2460 Pfizer Inc COM 717081103 212 5750 SH SOLE 0 0 5750 PG&E Corp COM 69331C108 11 862 SH SOLE 0 0 862 Philip Morris International COM 718172109 39 471 SH SOLE 0 0 471 Phillips Inc COM 718546104 31 440 SH SOLE 0 0 440 PNC Financial Services Group Inc COM 693475105 29 197 SH SOLE 0 0 197 PNM Resources Inc COM 69349H107 2 37 SH SOLE 0 0 37 Portland General Electric Co COM 736508847 43 1000 SH SOLE 0 0 1000 Powershares Emerging Markets Debt ETF 46138E784 38875 1347947 SH SOLE 0 0 1347947 Powershares FTSE RAFI 1500 ETF 46137V597 3105 20570 SH SOLE 0 0 20570 Powershares FTSE RAFI Dev Markets ex-US ETF 46138E743 2376 55987 SH SOLE 0 0 55987 Powershares FTSE RAFI US 1000 ETF 46137V613 7653 57456 SH SOLE 0 0 57456 Powershares Info Tech ETF ETF 46138E115 18 150 SH SOLE 0 0 150 Powershares Nasdaq Internet ETF 46137V530 351 1536 SH SOLE 0 0 1536 PowerShares Preferred Portfolio ETF 46138E511 61 4027 SH SOLE 0 0 4027 PowerShares S&P Low Volatility ETF 46138E354 56 1000 SH SOLE 0 0 1000 Principal Financial Group COM 74251V102 8 159 SH SOLE 0 0 159 Procter & Gamble Co COM 742718109 1264 9084 SH SOLE 0 0 9084 ProShares Long Online/Short Stores ETF ETF 74347B375 5 50 SH SOLE 0 0 50 ProShares UltraPro QQQ ETF 74347X831 18 100 SH SOLE 0 0 100 Proshs Ultra Financials ETF 74347X633 319 7550 SH SOLE 0 0 7550 Prosperity Bancshares COM 715347100 3 144 SH SOLE 0 0 144 Public Service Enterprise Group COM 744573106 10 176 SH SOLE 0 0 176 Public Storage Inc COM 74460D109 25 109 SH SOLE 0 0 109 Purchasepro Com Inc Com New COM 746144302 0 117 SH SOLE 0 0 117 Qualcomm Inc COM 747525103 86 567 SH SOLE 0 0 567 Raytheon Technologies Co COM 75513E101 47 655 SH SOLE 0 0 655 Realty Income Corp COM 756109104 1446 23252 SH SOLE 0 0 23252 Regeneron Pharmaceuticals Inc COM 75886F107 13 27 SH SOLE 0 0 27 Regions Financial Corp COM 7591EP100 49 3030 SH SOLE 0 0 3030 Renaissancere Holdings Inc COM G7496G103 9 56 SH SOLE 0 0 56 Resmed Inc COM 761152107 5 22 SH SOLE 0 0 22 Restaurant Brands Intl COM 76131D103 11 173 SH SOLE 0 0 173 Roche Holding Ltd ADR COM 771195104 3 60 SH SOLE 0 0 60 Rockwell Automation Inc COM 773903109 233 930 SH SOLE 0 0 930 Roku Inc Cl A COM 77543R102 33 100 SH SOLE 0 0 100 Ross Stores Inc COM 778296103 40 325 SH SOLE 0 0 325 Safehold Inc COM 78645L100 0 4 SH SOLE 0 0 4 Salesforce.com COM 79466L302 33 149 SH SOLE 0 0 149 SBA Communications Corp COM 78410G104 1 2 SH SOLE 0 0 2 Schlumberger NV COM 806857108 17 800 SH SOLE 0 0 800 Schw Intl Scap Etf ETF 808524888 47 1239 SH SOLE 0 0 1239 Schwab 1000 ETF ETF 808524722 7 192 SH SOLE 0 0 192 Schwab Emerging Market Equities ETF ETF 808524706 114 3728 SH SOLE 0 0 3728 Schwab International Equity ETF ETF 808524805 272 7554 SH SOLE 0 0 7554 Schwab U.S. TIPS ETF 808524870 122 1969 SH SOLE 0 0 1969 Schwab US Aggregate Bond ETF ETF 808524839 41 735 SH SOLE 0 0 735 Schwab US Broad Market ETF ETF 808524102 45 492 SH SOLE 0 0 492 Schwab US Dividend Equity ETF 808524797 3 51 SH SOLE 0 0 51 Schwab US Large Cap ETF 808524300 8 60 SH SOLE 0 0 60 Schwab US Mid Cap Etf ETF 808524508 20 290 SH SOLE 0 0 290 Schwab US REIT ETF ETF 808524847 8 207 SH SOLE 0 0 207 Schwab US Small Cap ETF ETF 808524607 53 600 SH SOLE 0 0 600 SCOLR Pharma Inc COM 88554D205 5 500 SH SOLE 0 0 500 Sempra Energy COM 816851109 104 816 SH SOLE 0 0 816 Servicenow Inc Com COM 81762P102 42 77 SH SOLE 0 0 77 Sherwin Williams Co COM 824348106 37 51 SH SOLE 0 0 51 Shopify Inc COM 82509L107 465 411 SH SOLE 0 0 411 Si-Bone Inc COM 825704109 99 3326 SH SOLE 0 0 3326 Simon Property Group Inc COM 828806109 14 159 SH SOLE 0 0 159 Sirius XM Radio COM 82968B103 1 150 SH SOLE 0 0 150 Skyworks Solutions Inc COM 83088M102 47 308 SH SOLE 0 0 308 Slack Technologies Inc Class A COM 83088V102 1 25 SH SOLE 0 0 25 Solar Alliance Inc COM 83418C105 0 200 SH SOLE 0 0 200 SonoSite Inc COM 83570H108 2 100 SH SOLE 0 0 100 Southern Co COM 842587107 3 53 SH SOLE 0 0 53 Southwest Airlines Co. COM 844741108 94 2027 SH SOLE 0 0 2027 SPDR Barclays Capital HY Bond ETF 78468R622 62212 571067 SH SOLE 0 0 571067 SPDR DJ Wilshire International RE ETF 78463X863 101 2971 SH SOLE 0 0 2971 SPDR Dow Jones Global RE ETF 78463X749 239 5372 SH SOLE 0 0 5372 SPDR Dow Jones REIT ETF 78464A607 365 4216 SH SOLE 0 0 4216 SPDR Nuveen Barclays ST Muni Bond ETF ETF 78468R739 151 3023 SH SOLE 0 0 3023 SPDR Nuveen S&P High Yield Municipal Bond ETF 78464A284 71412 1210576 SH SOLE 0 0 1210576 SPDR S&P 500 ETF Trust ETF 78462F103 3575 9562 SH SOLE 0 0 9562 Spdr S&P 500 Growth Etf ETF 78464A409 199 3600 SH SOLE 0 0 3600 Spdr S&P 600 Small Cap ETF 78464A201 10 136 SH SOLE 0 0 136 SPDR S&P Dividend ETF 78464A763 138 1301 SH SOLE 0 0 1301 SPDR S&P Homebuilders ETF ETF 78464A888 1 10 SH SOLE 0 0 10 SPDR S&P Intl Small Cap ETF ETF 78463X871 1376 38855 SH SOLE 0 0 38855 Spdr Ser Tr S&P Biotech Etf ETF 78464A870 220 1561 SH SOLE 0 0 1561 Sprott Physical Gold Trust Common COM 85207H104 8 517 SH SOLE 0 0 517 Square Inc COM 852234103 144 662 SH SOLE 0 0 662 Starbucks COM 855244109 1095 10238 SH SOLE 0 0 10238 Stryker Corp COM 863667101 49 200 SH SOLE 0 0 200 Synchrony Financial COM 87165B103 14 400 SH SOLE 0 0 400 Synopsys Inc COM 871607107 37 143 SH SOLE 0 0 143 T Rowe Price Group Inc COM 74144T108 39 257 SH SOLE 0 0 257 Take Two Interactive Software COM 874054109 2 10 SH SOLE 0 0 10 Targa Resources Corp COM 87612G101 3 124 SH SOLE 0 0 124 Target Corp COM 87612E106 140 793 SH SOLE 0 0 793 Technology SPDR ETF 81369Y803 172 1323 SH SOLE 0 0 1323 Telefonica SA COM 879382208 6 1364 SH SOLE 0 0 1364 Tencent Holdings COM 88032Q109 1 15 SH SOLE 0 0 15 Tesla Motors Inc COM 88160R101 264 374 SH SOLE 0 0 374 The Chemours Co COM 163851108 10 405 SH SOLE 0 0 405 Thermo Electron Corp COM 883556102 20 42 SH SOLE 0 0 42 TJX Companies Inc COM 872540109 16 238 SH SOLE 0 0 238 Travelers Companies Inc COM 89417E109 3 22 SH SOLE 0 0 22 Trupanion Inc COM 898202106 4 36 SH SOLE 0 0 36 Twitter Inc. COM 90184L102 7 133 SH SOLE 0 0 133 Two Harbors Investment Corp COM 90187B408 6 1000 SH SOLE 0 0 1000 Uber Technologies Inc COM 90353T100 17 325 SH SOLE 0 0 325 Ulta Salon Cosmetics COM 90384S303 43 150 SH SOLE 0 0 150 Umpqua Holdings Corp COM 904214103 9 565 SH SOLE 0 0 565 Under Armour Inc COM 904311206 1 100 SH SOLE 0 0 100 Under Armour Inc Cl A COM 904311107 2 100 SH SOLE 0 0 100 Union Pacific Corp COM 907818108 283 1359 SH SOLE 0 0 1359 United Continental Holdings Inc COM 910047109 1 27 SH SOLE 0 0 27 United Dominion Realty Inc COM 902653104 11 275 SH SOLE 0 0 275 United Parcel Service B COM 911312106 84 497 SH SOLE 0 0 497 United Therapeutics Corp COM 91307C102 66 437 SH SOLE 0 0 437 UnitedHealth Group Inc COM 91324P102 317 903 SH SOLE 0 0 903 US Bancorp COM 902973304 409 8784 SH SOLE 0 0 8784 Vail Resorts Inc COM 91879Q109 56 200 SH SOLE 0 0 200 Vanguard Bond Index ETF ETF 921937835 241 2727 SH SOLE 0 0 2727 Vanguard Dividend Appreciation ETF ETF 921908844 167 1182 SH SOLE 0 0 1182 Vanguard FTSE All-Wld ex-US ETF ETF 922042775 893 15308 SH SOLE 0 0 15308 Vanguard FTSE All-World ex US Small ETF ETF 922042718 16 129 SH SOLE 0 0 129 Vanguard FTSE Emerging Markets ETF ETF 922042858 1487 29673 SH SOLE 0 0 29673 Vanguard Global ex US RE ETF 922042676 122 2239 SH SOLE 0 0 2239 Vanguard High Dividend ETF 921946406 152 1662 SH SOLE 0 0 1662 Vanguard Info Technology ETF 92204A702 35 100 SH SOLE 0 0 100 Vanguard Intermediate ETF 92206C870 14 149 SH SOLE 0 0 149 Vanguard Large Cap ETF ETF 922908637 585 3328 SH SOLE 0 0 3328 Vanguard Large Growth ETF ETF 922908736 397 1568 SH SOLE 0 0 1568 Vanguard Midcap ETF ETF 922908629 497 2406 SH SOLE 0 0 2406 Vanguard MSCI EAFE ETF ETF 921943858 4174 88414 SH SOLE 0 0 88414 Vanguard REIT Index ETF ETF 922908553 5103 60084 SH SOLE 0 0 60084 Vanguard S&P 500 ETF ETF 922908363 77 224 SH SOLE 0 0 224 Vanguard S&P Small Cap ETF 921932828 36 214 SH SOLE 0 0 214 Vanguard S&P Small Cap ETF 921932778 10 68 SH SOLE 0 0 68 Vanguard Scottsdale Fds Vanguard Russell ETF 92206C599 4 21 SH SOLE 0 0 21 Vanguard Scottsdale Fds Vanguard Russell ETF 92206C680 138 558 SH SOLE 0 0 558 Vanguard Sector Index Fds Vanguard Healt ETF 92204A504 9 40 SH SOLE 0 0 40 Vanguard Short Term Bond Index ETF 921937827 34 407 SH SOLE 0 0 407 Vanguard Short-Term Corporate Bond ETF ETF 92206C409 71173 854932 SH SOLE 0 0 854932 Vanguard Short-Term Infl-Prot Secs ETF ETF 922020805 132 2585 SH SOLE 0 0 2585 Vanguard Small Cap ETF ETF 922908751 812 4173 SH SOLE 0 0 4173 Vanguard Small Cap Growth ETF 922908595 139 520 SH SOLE 0 0 520 Vanguard Small Cap Value ETF ETF 922908611 120 846 SH SOLE 0 0 846 Vanguard Tax Exempt Bond ETF ETF 922907746 24051 435790 SH SOLE 0 0 435790 Vanguard Total Internatl ETF 92203J407 42 711 SH SOLE 0 0 711 Vanguard Total Intl Stock Idx ETF ETF 921909768 16 274 SH SOLE 0 0 274 Vanguard Total Stock Market ETF ETF 922908769 4670 23991 SH SOLE 0 0 23991 Vanguard Total World Stock ETF ETF 922042742 266 2875 SH SOLE 0 0 2875 Vanguard Value ETF ETF 922908744 2216 18632 SH SOLE 0 0 18632 Vanguard World Mega Cap Growth ETF ETF 921910816 55 271 SH SOLE 0 0 271 Verizon Communications COM 92343V104 294 5005 SH SOLE 0 0 5005 Vertex Pharmaceuticals COM 92532F100 1 6 SH SOLE 0 0 6 Viatris Inc Com COM 92556V106 10 537 SH SOLE 0 0 537 VICI Properties Inc Ordinary Shares COM 925652109 10 393 SH SOLE 0 0 393 Visa Inc COM 92826C839 300 1370 SH SOLE 0 0 1370 Visteon Corp COM 92839U206 29 228 SH SOLE 0 0 228 W P Carey Inc COM 92936U109 6 92 SH SOLE 0 0 92 Wabtec COM 929740108 0 6 SH SOLE 0 0 6 Walgreen Boots Alliance Inc Com COM 931427108 18 450 SH SOLE 0 0 450 Wal-Mart Stores Inc COM 931142103 159 1104 SH SOLE 0 0 1104 Walt Disney COM 254687106 933 5152 SH SOLE 0 0 5152 Washington Mutual Inc Escrow From Cusip COM 939ESC968 0 214 SH SOLE 0 0 214 Waste Management Inc COM 94106L109 12 100 SH SOLE 0 0 100 Watsco Inc COM 942622200 12 54 SH SOLE 0 0 54 Wells Fargo & Co COM 949746101 147 4885 SH SOLE 0 0 4885 WestAmerica Corp COM 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