Chief Compliance Officer

0001601742-19-000001.txt : 20190131 0001601742-19-000001.hdr.sgml : 20190131 20190131143056 ACCESSION NUMBER: 0001601742-19-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190131 DATE AS OF CHANGE: 20190131 EFFECTIVENESS DATE: 20190131 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Private Ocean, LLC CENTRAL INDEX KEY: 0001601742 IRS NUMBER: 205742052 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16108 FILM NUMBER: 19555236 BUSINESS ADDRESS: STREET 1: 100 SMITH RANCH ROAD STREET 2: SUITE 300 CITY: SAN RAFAEL STATE: CA ZIP: 94903 BUSINESS PHONE: 415-526-2900 MAIL ADDRESS: STREET 1: 100 SMITH RANCH ROAD STREET 2: SUITE 300 CITY: SAN RAFAEL STATE: CA ZIP: 94903 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001601742 XXXXXXXX 12-31-2018 12-31-2018 Private Ocean, LLC

100 SMITH RANCH ROAD SUITE 300 SAN RAFAEL CA 94903

13F HOLDINGS REPORT 028-16108 N Justin Hult Chief Compliance Officer (415) 526-2900 Justin Hult San Rafael CA 01-31-2019 0 367 354070 false INFORMATION TABLE 2 private4q18.xml 3M Co COM 88579Y101 387 2033 SH SOLE 0 0 2033 Ab Inbev Ordf COM B63151128 6 90 SH SOLE 0 0 90 ABB Ltd ADR COM 000375204 10 500 SH SOLE 0 0 500 Abbott Laboratories COM 002824100 159 2193 SH SOLE 0 0 2193 Abbvie Inc COM 00287Y109 201 2178 SH SOLE 0 0 2178 Accenture Ltd PLC COM G1151C101 59 415 SH SOLE 0 0 415 AerCap Holdings NV COM N00985106 1 30 SH SOLE 0 0 30 Air Products & Chemicals Inc COM 009158106 23 145 SH SOLE 0 0 145 Alibaba Group Hldg Adr COM 01609W102 17 126 SH SOLE 0 0 126 ALPS Alerian MLP ETF 00162Q866 181 20680 SH SOLE 0 0 20680 Altria Group Inc COM 02209S103 62 1249 SH SOLE 0 0 1249 Amazon Com Inc COM 023135106 1050 699 SH SOLE 0 0 699 American Airlines Group Inc COM 02376R102 2 73 SH SOLE 0 0 73 American Electric Power Company Inc COM 025537101 7 100 SH SOLE 0 0 100 American Express Co COM 025816109 145 1521 SH SOLE 0 0 1521 American Fin TRUST Inc COM 02607T109 26 2000 SH SOLE 0 0 2000 American International Group Inc COM 026874784 2 40 SH SOLE 0 0 40 American Tower Corp A COM 03027X100 54 344 SH SOLE 0 0 344 American Water Works Co. COM 030420103 7 80 SH SOLE 0 0 80 Ameriprise Financial Inc COM 03076C106 10 100 SH SOLE 0 0 100 Ametek Inc COM 031100100 19 280 SH SOLE 0 0 280 Amgen Inc COM 031162100 239 1226 SH SOLE 0 0 1226 Anadarko Petroleum Corp COM 032511107 12 279 SH SOLE 0 0 279 Anthem Inc Com COM 036752103 37 142 SH SOLE 0 0 142 Apple Computer Inc COM 037833100 521 3301 SH SOLE 0 0 3301 AT&T Corp COM 00206R102 423 14806 SH SOLE 0 0 14806 Aurora Cannabis Inc COM 05156X108 2 306 SH SOLE 0 0 306 Automatic Data Processing COM 053015103 16 123 SH SOLE 0 0 123 Avanos Medical Inc COM 05350V106 1 25 SH SOLE 0 0 25 Avista Corp COM 05379B107 11 263 SH SOLE 0 0 263 B C E Inc COM 05534B760 29 732 SH SOLE 0 0 732 Bank Marin Corte Madera Ca COM 063425102 275 6679 SH SOLE 0 0 6679 Bank of New York Mellon COM 064058100 4 77 SH SOLE 0 0 77 BankAmerica Corp COM 060505104 41 1679 SH SOLE 0 0 1679 Baxter International Inc COM 071813109 2 40 SH SOLE 0 0 40 Becton Dickinson & Co COM 075887109 3 15 SH SOLE 0 0 15 Berkshire Hathaway 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0 600 eBay Inc COM 278642103 2 75 SH SOLE 0 0 75 Edwards Lifesciences Cp COM 28176E108 96 630 SH SOLE 0 0 630 Electronics Arts COM 285512109 1 7 SH SOLE 0 0 7 Eli Lilly & Co COM 532457108 116 1000 SH SOLE 0 0 1000 Emerson Electric Co COM 291011104 143 2400 SH SOLE 0 0 2400 Enbridge Inc COM 29250N105 5 147 SH SOLE 0 0 147 Enterprise Products Partners COM 293792107 10 400 SH SOLE 0 0 400 EOG Resources Inc COM 26875P101 3 34 SH SOLE 0 0 34 Equinix Inc COM 29444U700 1 4 SH SOLE 0 0 4 Equinor Asa Spon Adr Each Rep 1 Ord Shs COM 29446M102 2 100 SH SOLE 0 0 100 Essex Properties Trust Inc COM 297178105 51 207 SH SOLE 0 0 207 Etf Managers Tr Ai Powered Eqt ETF 26924G813 2 100 SH SOLE 0 0 100 Exxon Mobil Corp COM 30231G102 802 11760 SH SOLE 0 0 11760 Facebook Inc COM 30303M102 139 1060 SH SOLE 0 0 1060 Fedex Corp COM 31428X106 14 88 SH SOLE 0 0 88 Fidelity Total Bond Etf ETF 316188309 181 3736 SH SOLE 0 0 3736 First Rep Bk San Francisco Cal Dep Sh 1/ COM 33616C852 195 8000 SH SOLE 0 0 8000 First 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Inc COM 58933Y105 345 4513 SH SOLE 0 0 4513 Metlife Inc COM 59156R108 5 132 SH SOLE 0 0 132 Micro Focus International COM 594837304 5 263 SH SOLE 0 0 263 Microchip Technology Inc COM 595017104 36 500 SH SOLE 0 0 500 Micron Technology Inc COM 595112103 41 1300 SH SOLE 0 0 1300 Microsoft Corp COM 594918104 2399 23612 SH SOLE 0 0 23612 Mid Cap SPDR Trust ETF 78467Y107 58 193 SH SOLE 0 0 193 MktVectors High Yield Muni ETF ETF 57060U878 3654 59853 SH SOLE 0 0 59853 Mondelez International Inc COM 609207105 16 400 SH SOLE 0 0 400 Morgan Stanley COM 617446448 21 540 SH SOLE 0 0 540 Nasdaq 100 Shares ETF 46090E103 348 2254 SH SOLE 0 0 2254 Netflix Inc COM 64110L106 23 85 SH SOLE 0 0 85 NextEra Energy Inc COM 65339F101 135 778 SH SOLE 0 0 778 Nike Inc COM 654106103 127 1712 SH SOLE 0 0 1712 Nordstrom Inc COM 655664100 39 838 SH SOLE 0 0 838 Norfolk Southern Corp COM 655844108 162 1085 SH SOLE 0 0 1085 Novo Nordisk A/S ADR COM 670100205 19 420 SH SOLE 0 0 420 Nucor Corp COM 670346105 85 1648 SH SOLE 0 0 1648 Nuveen Arizona Qlty Mun Inc Fd Com ETF 67061W104 14 1175 SH SOLE 0 0 1175 Nvidia Corp COM 67066G104 108 809 SH SOLE 0 0 809 Okta Inc Cl A COM 679295105 4 61 SH SOLE 0 0 61 Old Republic International Corp COM 680223104 24 1187 SH SOLE 0 0 1187 Oracle Corp COM 68389X105 191 4239 SH SOLE 0 0 4239 Paccar Inc COM 693718108 70 1232 SH SOLE 0 0 1232 Palo Alto Networks Inc COM 697435105 1 10 SH SOLE 0 0 10 Paypal Hldgs Inc Com COM 70450Y103 6 75 SH SOLE 0 0 75 PepsiCo Inc COM 713448108 118 1067 SH SOLE 0 0 1067 Pfizer Inc COM 717081103 9 200 SH SOLE 0 0 200 Philip Morris International COM 718172109 46 691 SH SOLE 0 0 691 Phillips Inc COM 718546104 48 562 SH SOLE 0 0 562 PIMCO Enhanced Short Maturity ETF 72201R833 444 4397 SH SOLE 0 0 4397 PNC Financial Services Group Inc COM 693475105 23 197 SH SOLE 0 0 197 PotlatchDeltic Corp COM 737630103 1462 46180 SH SOLE 0 0 46180 Powershares Emerging Markets Debt ETF 46138E784 17934 678807 SH SOLE 0 0 678807 Powershares FTSE RAFI 1500 ETF 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Inc COM 754907103 1934 69836 SH SOLE 0 0 69836 Raytheon Co COM 755111507 28 180 SH SOLE 0 0 180 Realty Income Corp COM 756109104 2289 36318 SH SOLE 0 0 36318 Roper Industries Inc COM 776696106 20 75 SH SOLE 0 0 75 Royal Bank of Canada COM 780087102 20 285 SH SOLE 0 0 285 Salesforce.com COM 79466L302 10 76 SH SOLE 0 0 76 Schlumberger NV COM 806857108 37 1024 SH SOLE 0 0 1024 Schwab Emerging Market Equities ETF ETF 808524706 129 5486 SH SOLE 0 0 5486 Schwab Fndmntl Intl Large ETF ETF 808524755 828 32807 SH SOLE 0 0 32807 Schwab Fndmntl Intl Small ETF ETF 808524748 1677 59136 SH SOLE 0 0 59136 Schwab Fndmntl US Large ETF ETF 808524771 1046 30762 SH SOLE 0 0 30762 Schwab Fndmntl US Small ETF ETF 808524763 1110 33786 SH SOLE 0 0 33786 Schwab Funda Emg Mkts ETF 808524730 11 411 SH SOLE 0 0 411 Schwab Fundamental Int'l Lg Co ETF ETF 808524755 16 645 SH SOLE 0 0 645 Schwab Fundamental US Large Company ETF ETF 808524771 2 55 SH SOLE 0 0 55 Schwab International Equity ET ETF 808524805 724 25496 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COM 931142103 85 915 SH SOLE 0 0 915 Walt Disney COM 254687106 260 2376 SH SOLE 0 0 2376 Washington Fed Inc Com COM 938824109 5 200 SH SOLE 0 0 200 Waste Management Inc COM 94106L109 9 100 SH SOLE 0 0 100 Wells Fargo & Co COM 949746101 234 5073 SH SOLE 0 0 5073 Weyerhaeuser Co COM 962166104 4139 189333 SH SOLE 0 0 189333 Wisconsin Energy Corp COM 92939U106 29 420 SH SOLE 0 0 420 Wisdomtree Emerg Local Bonds ETF 97717X867 2639 78765 SH SOLE 0 0 78765 Wisdomtree Int'l Small Cap Div ETF 97717W760 710 11762 SH SOLE 0 0 11762 Wisdomtree Large Cap Div ETF 97717W307 262 3099 SH SOLE 0 0 3099 WisdomTree Managed Futures Strategy ETF 97717W125 1 20 SH SOLE 0 0 20 Wisdomtree Tr Intl Divid Ex Financials ETF 97717W786 73 1925 SH SOLE 0 0 1925 Zimmer Holdings Inc COM 98956P102 41 400 SH SOLE 0 0 400