Chief Compliance Officer

0001601742-18-000004.txt : 20181109 0001601742-18-000004.hdr.sgml : 20181109 20181109124903 ACCESSION NUMBER: 0001601742-18-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181109 DATE AS OF CHANGE: 20181109 EFFECTIVENESS DATE: 20181109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Private Ocean, LLC CENTRAL INDEX KEY: 0001601742 IRS NUMBER: 205742052 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16108 FILM NUMBER: 181172146 BUSINESS ADDRESS: STREET 1: 100 SMITH RANCH ROAD STREET 2: SUITE 300 CITY: SAN RAFAEL STATE: CA ZIP: 94903 BUSINESS PHONE: 415-526-2900 MAIL ADDRESS: STREET 1: 100 SMITH RANCH ROAD STREET 2: SUITE 300 CITY: SAN RAFAEL STATE: CA ZIP: 94903 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001601742 XXXXXXXX 09-30-2018 09-30-2018 Private Ocean, LLC

100 SMITH RANCH ROAD SUITE 300 SAN RAFAEL CA 94903

13F HOLDINGS REPORT 028-16108 N Justin Hult Chief Compliance Officer (415) 526-2900 Justin Hult San Rafael CA 11-09-2018 0 354 224643 false INFORMATION TABLE 2 private3q18.xml 3M Co COM 88579Y101 411 1950 SH SOLE 0 0 1950 Ab Inbev Ordf COM B63151128 8 90 SH SOLE 0 0 90 ABB Ltd ADR COM 000375204 12 500 SH SOLE 0 0 500 Abbott Laboratories COM 002824100 161 2193 SH SOLE 0 0 2193 Abbvie Inc COM 00287Y109 216 2289 SH SOLE 0 0 2289 Accenture Ltd PLC COM G1151C101 71 415 SH SOLE 0 0 415 Advansix Inc COM 00773T101 0 1 SH SOLE 0 0 1 Aecom Technology Corp COM 00766T100 3 87 SH SOLE 0 0 87 Alibaba Group Hldg Adr COM 01609W102 21 126 SH SOLE 0 0 126 ALPS Alerian MLP ETF 00162Q866 221 20680 SH SOLE 0 0 20680 Altria Group Inc COM 02209S103 75 1249 SH SOLE 0 0 1249 Amazon Com Inc COM 023135106 1426 712 SH SOLE 0 0 712 American Airlines Group Inc COM 02376R102 3 73 SH SOLE 0 0 73 American Electric Power Company Inc COM 025537101 7 100 SH SOLE 0 0 100 American Express Co COM 025816109 151 1417 SH SOLE 0 0 1417 American International Group Inc COM 026874784 2 40 SH SOLE 0 0 40 American Tower Corp A COM 03027X100 20 136 SH SOLE 0 0 136 American Water Works Co. 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