Chief Compliance Officer

0001601742-18-000003.txt : 20180809 0001601742-18-000003.hdr.sgml : 20180809 20180808182333 ACCESSION NUMBER: 0001601742-18-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180630 FILED AS OF DATE: 20180809 DATE AS OF CHANGE: 20180808 EFFECTIVENESS DATE: 20180809 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Private Ocean, LLC CENTRAL INDEX KEY: 0001601742 IRS NUMBER: 205742052 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16108 FILM NUMBER: 181002768 BUSINESS ADDRESS: STREET 1: 100 SMITH RANCH ROAD STREET 2: SUITE 300 CITY: SAN RAFAEL STATE: CA ZIP: 94903 BUSINESS PHONE: 415-526-2900 MAIL ADDRESS: STREET 1: 100 SMITH RANCH ROAD STREET 2: SUITE 300 CITY: SAN RAFAEL STATE: CA ZIP: 94903 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001601742 XXXXXXXX 06-30-2018 06-30-2018 Private Ocean, LLC

100 SMITH RANCH ROAD SUITE 300 SAN RAFAEL CA 94903

13F HOLDINGS REPORT 028-16108 N Justin Hult Chief Compliance Officer (415) 526-2900 Justin Hult San Rafael CA 08-08-2018 0 374 216668 false INFORMATION TABLE 2 private2q18.xml 3M Co COM 88579Y101 384 1950 SH SOLE 0 0 1950 Ab Inbev Ordf COM B63151128 9 90 SH SOLE 0 0 90 ABB Ltd ADR COM 000375204 11 500 SH SOLE 0 0 500 Abbott Laboratories COM 002824100 134 2193 SH SOLE 0 0 2193 Abbvie Inc COM 00287Y109 212 2289 SH SOLE 0 0 2289 Accenture Ltd PLC COM G1151C101 68 415 SH SOLE 0 0 415 Advansix Inc COM 00773T101 0 10 SH SOLE 0 0 10 Aecom Technology Corp COM 00766T100 3 87 SH SOLE 0 0 87 Aegon Nv COM 007924400 12 466 SH SOLE 0 0 466 Aldeyra Therapeutics COM 01438T106 8 1000 SH SOLE 0 0 1000 Alibaba Group Hldg Adr COM 01609W102 13 70 SH SOLE 0 0 70 ALPS Alerian MLP ETF 00162Q866 209 20680 SH SOLE 0 0 20680 Altria Group Inc COM 02209S103 71 1249 SH SOLE 0 0 1249 Amazon Com Inc COM 023135106 1185 697 SH SOLE 0 0 697 American Airlines Group Inc COM 02376R102 3 73 SH SOLE 0 0 73 American Electric Power Company Inc COM 025537101 7 100 SH SOLE 0 0 100 American Express Co COM 025816109 139 1417 SH SOLE 0 0 1417 American International Group Inc COM 026874784 2 40 SH SOLE 0 0 40 American Tower Corp A COM 03027X100 20 135 SH SOLE 0 0 135 American Water Works Co. 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COM 704326107 25 360 SH SOLE 0 0 360 Paypal Hldgs Inc Com COM 70450Y103 6 75 SH SOLE 0 0 75 PepsiCo Inc COM 713448108 91 834 SH SOLE 0 0 834 Pfizer Inc COM 717081103 22 612 SH SOLE 0 0 612 PG&E Corp COM 69331C108 43 1000 SH SOLE 0 0 1000 Philip Morris International COM 718172109 56 691 SH SOLE 0 0 691 Phillips Inc COM 718546104 63 562 SH SOLE 0 0 562 Pimco Etf TRUST 0-5 Yr High Yld Corp Bd ETF 72201R783 20 201 SH SOLE 0 0 201 Plug Power Inc COM 72919P202 0 1 SH SOLE 0 0 1 PNC Financial Services Group Inc COM 693475105 27 197 SH SOLE 0 0 197 Powershares Dvd Achievers Pt ETF 46137V506 26 1000 SH SOLE 0 0 1000 Powershares Emerging Markets Debt ETF 46138E784 15038 567052 SH SOLE 0 0 567052 Powershares FTSE RAFI 1500 ETF 46137V597 1155 8300 SH SOLE 0 0 8300 Powershares FTSE RAFI Dev Markets ex-US ETF 46138E743 3024 70351 SH SOLE 0 0 70351 Powershares FTSE RAFI US 1000 ETF 46137V613 4552 40426 SH SOLE 0 0 40426 PowerShares High Yield Corporate Bond ETF 46138E719 538 29396 SH SOLE 0 0 29396 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400 SH SOLE 0 0 400 Vodafone Group Plc Adr COM 92857W308 28 1157 SH SOLE 0 0 1157 W P Carey Inc COM 92936U109 13 192 SH SOLE 0 0 192 Walgreen Boots Alliance Inc Com COM 931427108 54 900 SH SOLE 0 0 900 Wal-Mart Stores Inc COM 931142103 62 725 SH SOLE 0 0 725 Walt Disney COM 254687106 232 2212 SH SOLE 0 0 2212 Washington Fed Inc Com COM 938824109 12 356 SH SOLE 0 0 356 Waste Management Inc COM 94106L109 49 600 SH SOLE 0 0 600 Weight Watchers International Inc COM 948626106 25 250 SH SOLE 0 0 250 Wells Fargo & Co COM 949746101 299 5394 SH SOLE 0 0 5394 Weyerhaeuser Co COM 962166104 86 2371 SH SOLE 0 0 2371 Wisconsin Energy Corp COM 92939U106 27 420 SH SOLE 0 0 420 WisdomTree Managed Futures Strategy ETF 97717W125 1 20 SH SOLE 0 0 20 Wisdomtree Tr Intl Divid Ex Financials ETF 97717W786 81 1925 SH SOLE 0 0 1925 Wmih Corp COM 92936P100 0 7 SH SOLE 0 0 7 Zimmer Holdings Inc COM 98956P102 45 400 SH SOLE 0 0 400