Chief Compliance Officer

0001601742-18-000001.txt : 20180212 0001601742-18-000001.hdr.sgml : 20180212 20180209173601 ACCESSION NUMBER: 0001601742-18-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180212 DATE AS OF CHANGE: 20180209 EFFECTIVENESS DATE: 20180212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Private Ocean, LLC CENTRAL INDEX KEY: 0001601742 IRS NUMBER: 205742052 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16108 FILM NUMBER: 18593155 BUSINESS ADDRESS: STREET 1: 100 SMITH RANCH ROAD STREET 2: SUITE 300 CITY: SAN RAFAEL STATE: CA ZIP: 94903 BUSINESS PHONE: 415-526-2900 MAIL ADDRESS: STREET 1: 100 SMITH RANCH ROAD STREET 2: SUITE 300 CITY: SAN RAFAEL STATE: CA ZIP: 94903 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001601742 XXXXXXXX 12-31-2017 12-31-2017 Private Ocean, LLC

100 SMITH RANCH ROAD SUITE 300 SAN RAFAEL CA 94903

13F HOLDINGS REPORT 028-16108 N Justin Hult Chief Compliance Officer (415) 526-2900 Justin Hult San Rafael CA 02-09-2018 0 433 179281 false INFORMATION TABLE 2 private4q17.xml 3M Co COM 88579Y101 377 1600 SH SOLE 0 0 1600 AB Inbev Ordf COM 03524A108 10 90 SH SOLE 0 0 90 Abbott Laboratories COM 002824100 1 22 SH SOLE 0 0 22 Abbvie Inc COM 00287Y109 123 1271 SH SOLE 0 0 1271 Accenture Ltd PLC COM G1151C101 65 424 SH SOLE 0 0 424 Adient Plc COM G0084W101 1 11 SH SOLE 0 0 11 Adobe Systems Inc COM 00724F101 4 25 SH SOLE 0 0 25 Advanced Micro Devices COM 007903107 14 1400 SH SOLE 0 0 1400 Advansix Inc COM 00773T101 36 855 SH SOLE 0 0 855 Aecom Technology Corp COM 00766T100 2 63 SH SOLE 0 0 63 Aetna Inc COM 00817Y108 13 71 SH SOLE 0 0 71 AGCO Corp COM 001084102 3 35 SH SOLE 0 0 35 Akamai Technologies COM 00971T101 2 32 SH SOLE 0 0 32 Aldeyra Therapeutics COM 01438T106 7 1000 SH SOLE 0 0 1000 Alexion Pharmaceuticals Inc COM 015351109 3 27 SH SOLE 0 0 27 Allegion Public Ltd Co COM G0176J109 2 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Charter Communications COM 16117M305 14 41 SH SOLE 0 0 41 Chevron Texaco Corp COM 166764100 86 685 SH SOLE 0 0 685 Chubb Corp COM H1467J104 5 34 SH SOLE 0 0 34 Cigna Corp COM 125509109 27 133 SH SOLE 0 0 133 Cintas Corp COM 172908105 3 22 SH SOLE 0 0 22 Circuit City Stores Inc COM 163851108 17 333 SH SOLE 0 0 333 Cisco Systems Inc COM 17275R102 198 5171 SH SOLE 0 0 5171 Citigroup Inc COM 172967424 2 33 SH SOLE 0 0 33 Clorox Co COM 189054109 6 42 SH SOLE 0 0 42 Coca Cola Co COM 191216100 51 1107 SH SOLE 0 0 1107 Colgate-Palmolive Co COM 194162103 2 23 SH SOLE 0 0 23 Comcast Corp A COM 20030N101 4 100 SH SOLE 0 0 100 Comerica Inc COM 200340107 3 40 SH SOLE 0 0 40 Commerce Bancshares Inc COM 200525103 2 32 SH SOLE 0 0 32 Commercial Net Lease Realty COM 637417106 3 70 SH SOLE 0 0 70 Conagra Foods Inc COM 205887102 113 3000 SH SOLE 0 0 3000 Concert Pharmaceuticals, Inc COM 206022105 259 10000 SH SOLE 0 0 10000 ConocoPhillips COM 20825C104 43 776 SH SOLE 0 0 776 Consolidated Edison Inc COM 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SunTrust Banks Inc COM 867914103 8 120 SH SOLE 0 0 120 T Rowe Price Group Inc COM 74144T108 31 293 SH SOLE 0 0 293 Tapestry Inc COM 876030107 2 49 SH SOLE 0 0 49 Targa Resources Corp COM 87612G101 6 124 SH SOLE 0 0 124 Target Corp COM 87612E106 4 54 SH SOLE 0 0 54 Teekay Tankers Ltd COM Y8565N102 7 5000 SH SOLE 0 0 5000 Telefonica SA COM 87936R106 118 12204 SH SOLE 0 0 12204 Thermo Electron Corp COM 883556102 16 84 SH SOLE 0 0 84 Time Inc New Com COM 887228104 1 71 SH SOLE 0 0 71 Time Warner Inc COM 887317303 3 29 SH SOLE 0 0 29 TJX Companies Inc COM 872540109 1 19 SH SOLE 0 0 19 Tootsie Roll Industries Inc COM 890516107 2 62 SH SOLE 0 0 62 Transdigm Group COM 893641100 10 35 SH SOLE 0 0 35 Transocean Inc COM H8817H100 8 746 SH SOLE 0 0 746 Tree.Com Inc COM 52603B107 6 19 SH SOLE 0 0 19 Tsingtao Brewing C Ordf COM 000887044 9 1789 SH SOLE 0 0 1789 Ulta Salon Cosmetics COM 90384S303 34 150 SH SOLE 0 0 150 Under Armour Inc COM 904311206 1 100 SH SOLE 0 0 100 Under Armour Inc Cl A COM 904311107 1 100 SH SOLE 0 0 100 Union Pacific Corp COM 907818108 91 678 SH SOLE 0 0 678 United Continental Holdings Inc COM 910047109 2 31 SH SOLE 0 0 31 United Rentals Inc COM 911363109 20 114 SH SOLE 0 0 114 United States Steel Corp COM 912909108 18 510 SH SOLE 0 0 510 United Technologies Corp COM 913017109 114 892 SH SOLE 0 0 892 UnitedHealth Group Inc COM 91324P102 34 152 SH SOLE 0 0 152 Unitrin Inc COM 91325V108 1 80 SH SOLE 0 0 80 Urban Edge Properties COM 91704F104 2 62 SH SOLE 0 0 62 US Bancorp COM 902973304 82 1527 SH SOLE 0 0 1527 Valero Energy Corp COM 91913Y100 3 30 SH SOLE 0 0 30 Valvoline Inc COM 92047W101 14 549 SH SOLE 0 0 549 Vanguard Bond Index ETF ETF 921937835 18 222 SH SOLE 0 0 222 Vanguard Dividend Apprciation ETF 921908844 49 477 SH SOLE 0 0 477 Vanguard Emerging Markets ETF 922042858 71 1544 SH SOLE 0 0 1544 Vanguard Emerging Markets Govt Bond ETF ETF 921946885 3 35 SH SOLE 0 0 35 Vanguard FTSE All-World ex US Small ETF ETF 922042718 10 80 SH SOLE 0 0 80 Vanguard Global ex US RE ETF 922042676 64 1061 SH SOLE 0 0 1061 Vanguard High Dividend ETF ETF 921946406 54 634 SH SOLE 0 0 634 Vanguard International Equity Index ETF 922042775 690 12608 SH SOLE 0 0 12608 Vanguard Large Cap ETF ETF 922908637 491 4004 SH SOLE 0 0 4004 Vanguard Mid Cap Growth ETF 922908538 7 55 SH SOLE 0 0 55 Vanguard REIT Index ETF ETF 922908553 3064 36925 SH SOLE 0 0 36925 Vanguard S&P 500 ETF ETF 922908363 20 82 SH SOLE 0 0 82 Vanguard Small Cap ETF ETF 922908751 237 1602 SH SOLE 0 0 1602 Vanguard Small Cap Value ETF ETF 922908611 48 363 SH SOLE 0 0 363 Vanguard ST Corp Bond Index ETF 921937827 36705 462858 SH SOLE 0 0 462858 Vanguard Total Intl Stock Idx ETF ETF 922042742 13 229 SH SOLE 0 0 229 Vanguard Total Stock Market ETF ETF 922908769 2954 21519 SH SOLE 0 0 21519 Vanguard Total World ETF 922042742 2 24 SH SOLE 0 0 24 Vanguard Value ETF ETF 922908744 984 9260 SH SOLE 0 0 9260 Varex Imaging Corpor COM 92214X106 40 1000 SH SOLE 0 0 1000 Veritiv Corporation COM 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