Chief Compliance Officer

0001601742-17-000003.txt : 20170808 0001601742-17-000003.hdr.sgml : 20170808 20170808131740 ACCESSION NUMBER: 0001601742-17-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170808 DATE AS OF CHANGE: 20170808 EFFECTIVENESS DATE: 20170808 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Private Ocean, LLC CENTRAL INDEX KEY: 0001601742 IRS NUMBER: 205742052 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16108 FILM NUMBER: 171014078 BUSINESS ADDRESS: STREET 1: 100 SMITH RANCH ROAD STREET 2: SUITE 300 CITY: SAN RAFAEL STATE: CA ZIP: 94903 BUSINESS PHONE: 415-526-2900 MAIL ADDRESS: STREET 1: 100 SMITH RANCH ROAD STREET 2: SUITE 300 CITY: SAN RAFAEL STATE: CA ZIP: 94903 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001601742 XXXXXXXX 06-30-2017 06-30-2017 Private Ocean, LLC

100 SMITH RANCH ROAD SUITE 300 SAN RAFAEL CA 94903

13F HOLDINGS REPORT 028-16108 N Justin Hult Chief Compliance Officer (415) 526-2900 Justin Hult San Rafael CA 08-08-2017 0 168 154416 false INFORMATION TABLE 2 private2q17.xml Abbott Laboratories COM 002824100 68 1400 SH SOLE 0 0 1400 Abbvie Inc COM 00287Y109 102 1400 SH SOLE 0 0 1400 Accenture Ltd PLC COM G1151C101 51 415 SH SOLE 0 0 415 Aecom Technology Corp COM 00766T100 2 63 SH SOLE 0 0 63 Alibaba Group Hldg Adr COM 01609W102 70 500 SH SOLE 0 0 500 ALPS Alerian MLP ETF 00162Q866 247 20680 SH SOLE 0 0 20680 Altria Group Inc COM 02209S103 67 900 SH SOLE 0 0 900 American Tower Corp A COM 03027X100 13 100 SH SOLE 0 0 100 Ameriprise Financial Inc COM 03076C106 13 100 SH SOLE 0 0 100 Ametek Inc COM 031100100 17 280 SH SOLE 0 0 280 Amgen Inc COM 031162100 172 1000 SH SOLE 0 0 1000 Apple Computer Inc COM 037833100 358 2484 SH SOLE 0 0 2484 Astrazeneca Plc Ord COM 046353108 16 242 SH SOLE 0 0 242 AT&T Corp COM 00206R102 18 474 SH SOLE 0 0 474 Bank Marin Corte Madera Ca COM 063425102 226 3664 SH SOLE 0 0 3664 Berkshire Hathaway Cl B COM 084670702 252 1486 SH SOLE 0 0 1486 Blackstone Group Lp COM 09253U108 17 500 SH SOLE 0 0 500 Boeing Co COM 097023105 167 842 SH SOLE 0 0 842 Boston Properties Inc COM 101121101 74 600 SH SOLE 0 0 600 BP PLC ADR ADR 055622104 28 794 SH SOLE 0 0 794 Celgene Corp COM 151020104 39 300 SH SOLE 0 0 300 Charles Schwab Corp COM 808513105 1157 26930 SH SOLE 0 0 26930 Charter Communications COM 16117M305 2 7 SH SOLE 0 0 7 Chevron Texaco Corp COM 166764100 72 686 SH SOLE 0 0 686 Cisco Systems Inc COM 17275R102 141 4508 SH SOLE 0 0 4508 Coca Cola Co COM 191216100 29 645 SH SOLE 0 0 645 Conagra Foods Inc COM 205887102 107 3000 SH SOLE 0 0 3000 ConocoPhillips COM 20825C104 32 730 SH SOLE 0 0 730 Consolidated Edison Inc COM 209115104 18 225 SH SOLE 0 0 225 Coty Inc COM 222070203 26 1377 SH SOLE 0 0 1377 D X C Technology Com COM 23355L106 13 164 SH SOLE 0 0 164 Deere & Co COM 244199105 9 70 SH SOLE 0 0 70 Deutsche Bank New COM D18190898 4 200 SH SOLE 0 0 200 Discover Financial Services LLC COM 254709108 9 150 SH SOLE 0 0 150 Dominion Resources Inc COM 25746U109 18 236 SH SOLE 0 0 236 Dow Chemical Co COM 260543103 13 200 SH SOLE 0 0 200 eBay Inc COM 278642103 3 75 SH SOLE 0 0 75 Ecolab Inc COM 278865100 7 50 SH SOLE 0 0 50 Edwards Lifesciences Cp COM 28176E108 18 150 SH SOLE 0 0 150 Eli Lilly & Co COM 532457108 82 1000 SH SOLE 0 0 1000 Emerson Electric Co COM 291011104 212 3560 SH SOLE 0 0 3560 Enterprise Products Partners COM 293792107 11 400 SH SOLE 0 0 400 Express Scripts Inc COM 30219G108 33 514 SH SOLE 0 0 514 Exxon Mobil Corp COM 30231G102 206 2556 SH SOLE 0 0 2556 Facebook Inc COM 30303M102 30 200 SH SOLE 0 0 200 FlexShares Morningstar Developed Markets ex-US ETF 33939L811 1045 16557 SH SOLE 0 0 16557 FlexShares Morningstar U.S. Market Factor Tilt ETF 33939L100 1469 14395 SH SOLE 0 0 14395 Ford Motor Co COM 345370860 0 24 SH SOLE 0 0 24 Franklin Electric COM 353514102 123 2964 SH SOLE 0 0 2964 General Electric Co COM 369604103 56 2069 SH SOLE 0 0 2069 Gilead Sciences Inc COM 375558103 64 900 SH SOLE 0 0 900 Greene King PLC ORD COM G40880133 726 82804 SH SOLE 0 0 82804 Guggenheim S&P Global Dividend Opportunities Index ETF 18383M860 1857 171000 SH SOLE 0 0 171000 Hewlett Packard Ente COM 428236903 32 1916 SH SOLE 0 0 1916 Hewlett-Packard Co COM 428236103 33 1916 SH SOLE 0 0 1916 Intel Corp COM 458140100 20 581 SH SOLE 0 0 581 International Business Machines COM 459200101 232 1508 SH SOLE 0 0 1508 iShares Barclays Aggregate Bond ETF 464287226 1020 9313 SH SOLE 0 0 9313 iShares Dow Jones US Real Estate ETF 45032K102 199 2489 SH SOLE 0 0 2489 iShares Mortgage Real Estate Capped ETF ETF 464288539 522 11263 SH SOLE 0 0 11263 iShares MSCI EAFE Index ETF 464287465 2859 43853 SH SOLE 0 0 43853 iShares MSCI Emerging Markets ETF 464287234 57 1375 SH SOLE 0 0 1375 iShares Russell 1000 Growth ETF 464287614 9 77 SH SOLE 0 0 77 iShares Russell 1000 Index ETF 464287622 2115 15639 SH SOLE 0 0 15639 iShares Russell 1000 Value 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0 315 JM Smuckers Co COM 832696405 2 16 SH SOLE 0 0 16 Johnson & Johnson COM 478160104 5 40 SH SOLE 0 0 40 JP Morgan Chase & Co COM 46625H100 68 740 SH SOLE 0 0 740 Kraft Heinz Co Com Stk COM 50076Q106 11 133 SH SOLE 0 0 133 L Brands Inc COM 502470107 12 225 SH SOLE 0 0 225 Lamb Weston Holdings COM 513272104 44 1000 SH SOLE 0 0 1000 Lendingclub Corp COM 52603A109 12 2193 SH SOLE 0 0 2193 Lincoln National Corp COM 534187109 130 1930 SH SOLE 0 0 1930 Lockheed Martin Corp COM 539830109 107 387 SH SOLE 0 0 387 Marathon Petroleum Corp COM 56585A102 4 75 SH SOLE 0 0 75 Market Vectors High Yield Muni ETF ETF 57060U878 34924 1129858 SH SOLE 0 0 1129858 Market Vectors Intermediate Muni ETF ETF 57060U845 7 308 SH SOLE 0 0 308 Marsh & McLennan Co Inc COM 571748102 8 100 SH SOLE 0 0 100 McDonalds Corp COM 580135101 1555 10150 SH SOLE 0 0 10150 Merck Inc COM 58933Y105 110 1720 SH SOLE 0 0 1720 Micron Technology Inc COM 595112103 39 1300 SH SOLE 0 0 1300 Microsoft Corp COM 594918104 507 7360 SH SOLE 0 0 7360 Mid Cap SPDR Trust ETF 78467Y107 64 200 SH SOLE 0 0 200 Mondelez International Inc COM 609207105 17 400 SH SOLE 0 0 400 Nasdaq 100 Shares ETF 33733E401 123 895 SH SOLE 0 0 895 NextEra Energy Inc COM 65339F101 94 672 SH SOLE 0 0 672 Nike Inc COM 654106103 122 2060 SH SOLE 0 0 2060 Nordstrom Inc COM 655664100 19 400 SH SOLE 0 0 400 Novartis AG ADR ADR 66987V109 100 1200 SH SOLE 0 0 1200 Nucor Corp COM 670346105 174 3000 SH SOLE 0 0 3000 Oracle Corp COM 68389X105 181 3600 SH SOLE 0 0 3600 Paccar Inc COM 693718108 77 1162 SH SOLE 0 0 1162 PepsiCo Inc COM 713448108 33 284 SH SOLE 0 0 284 Pfizer Inc COM 717081103 7 200 SH SOLE 0 0 200 PG&E Corp COM 69331C108 66 1000 SH SOLE 0 0 1000 Philip Morris International COM 718172109 41 350 SH SOLE 0 0 350 Phillips Inc COM 718546104 34 415 SH SOLE 0 0 415 PNC Financial Services Group Inc COM 693475105 25 197 SH SOLE 0 0 197 Powershares Emerging Markets Debt ETF 73936T573 11873 405642 SH SOLE 0 0 405642 Powershares FTSE RAFI 1500 ETF 73935X567 969 8191 SH SOLE 0 0 8191 Powershares FTSE RAFI Dev Markets ex-US ETF 73936T789 3305 79191 SH SOLE 0 0 79191 Powershares FTSE RAFI US 1000 ETF 73935X583 4556 44077 SH SOLE 0 0 44077 PowerShares High Yield Corporate Bond ETF 73936T557 559 29396 SH SOLE 0 0 29396 PowerShares KBW High Dividend Yield Financial Port ETF 73936Q793 758 31250 SH SOLE 0 0 31250 PowerShares Preferred Portfolio ETF 73936T565 310 20532 SH SOLE 0 0 20532 Praxair Inc COM 74005P104 30 230 SH SOLE 0 0 230 Procter & Gamble Co COM 742718109 952 10918 SH SOLE 0 0 10918 Prudential Financial Inc COM 744320102 7 68 SH SOLE 0 0 68 QEP Resources Inc COM 74733V100 2 150 SH SOLE 0 0 150 Rayonier Inc COM 754907103 4 135 SH SOLE 0 0 135 Realty Income Corp COM 756109104 43 773 SH SOLE 0 0 773 Reynolds American Inc COM 761713106 39 600 SH SOLE 0 0 600 Roper Industries Inc COM 776696106 17 75 SH SOLE 0 0 75 Royal Dutch Shell A ADR ADR 780259206 74 1400 SH SOLE 0 0 1400 Schlumberger NV COM 806857108 53 800 SH SOLE 0 0 800 Schwab Emerging Market Equities ETF ETF 808524706 128 5165 SH SOLE 0 0 5165 Schwab Fundamental Intl Lg Co ETF ETF 808524755 1 45 SH SOLE 0 0 45 Schwab International Equity ETF ETF 808524805 3 110 SH SOLE 0 0 110 Schwab U.S. TIPS ETF 808524870 9 170 SH SOLE 0 0 170 Schwab US Aggregate Bond Etf ETF 808524839 37 702 SH SOLE 0 0 702 Schwab US Broad Market ETF ETF 808524102 23 389 SH SOLE 0 0 389 Schwab US Reit ETF ETF 808524847 42 1030 SH SOLE 0 0 1030 Schwab US Small Cap ETF ETF 808524607 34 531 SH SOLE 0 0 531 Snap Inc Cl A COM 83304A106 70 3963 SH SOLE 0 0 3963 SPDR Barclays Capital HY Bond ETF 78464A417 24182 650052 SH SOLE 0 0 650052 SPDR Dow Jones REIT ETF 78464A607 420 4515 SH SOLE 0 0 4515 SPDR Nuveen Barclays ST Muni Bond ETF ETF 78464A425 16 320 SH SOLE 0 0 320 Spdr Nuveen S&P High Yield Municipal Bond ETF 78464A284 2892 50865 SH SOLE 0 0 50865 SPDR S&P 500 ETF Trust ETF 78462F103 837 3461 SH SOLE 0 0 3461 Starbucks Corp COM 855244109 1 10 SH SOLE 0 0 10 Targa Resources Corp COM 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0 0 9634 Verizon Communications COM 92343V104 20 456 SH SOLE 0 0 456 Walgreen Boots Alliance Inc Com COM 931427108 63 800 SH SOLE 0 0 800 Wal-Mart Stores Inc COM 931142103 17 225 SH SOLE 0 0 225 Walt Disney COM 254687106 175 1646 SH SOLE 0 0 1646 Wells Fargo & Co COM 949746101 69 1236 SH SOLE 0 0 1236 Weyerhaeuser Co COM 962166104 32 960 SH SOLE 0 0 960 WisdomTree Managed Futures Strategy ETF 97717W125 1 20 SH SOLE 0 0 20 Zimmer Holdings Inc COM 98956P102 26 200 SH SOLE 0 0 200