Chief Compliance Officer

0001601742-15-000006.txt : 20151102 0001601742-15-000006.hdr.sgml : 20151102 20151102130033 ACCESSION NUMBER: 0001601742-15-000006 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151102 DATE AS OF CHANGE: 20151102 EFFECTIVENESS DATE: 20151102 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Private Ocean, LLC CENTRAL INDEX KEY: 0001601742 IRS NUMBER: 205742052 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-16108 FILM NUMBER: 151190030 BUSINESS ADDRESS: STREET 1: 100 SMITH RANCH ROAD STREET 2: SUITE 300 CITY: SAN RAFAEL STATE: CA ZIP: 94903 BUSINESS PHONE: 415-526-2900 MAIL ADDRESS: STREET 1: 100 SMITH RANCH ROAD STREET 2: SUITE 300 CITY: SAN RAFAEL STATE: CA ZIP: 94903 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0001601742 XXXXXXXX 09-30-2015 09-30-2015 true 1 RESTATEMENT Private Ocean, LLC

100 SMITH RANCH ROAD SUITE 300 SAN RAFAEL CA 94903

13F HOLDINGS REPORT 028-16108 N Justin Hult Chief Compliance Officer (415) 526-2900 Justin Hult San Rafael CA 11-02-2015 0 176 135524 false INFORMATION TABLE 2 privateocean13f3q2015amt.xml Abbott Laboratories COM 002824100 56 1400 SH SOLE 0 0 1400 Abbvie Inc COM 00287Y109 76 1400 SH SOLE 0 0 1400 Accenture Ltd PLC COM G1151C101 41 415 SH SOLE 0 0 415 Agilent Technologies Inc COM 00846U101 0 1 SH SOLE 0 0 1 AGL Resources Inc COM 001204106 10 157 SH SOLE 0 0 157 ALPS Alerian MLP COM 00162Q866 258 20680 SH SOLE 0 0 20680 Altria Group Inc COM 02209S103 49 900 SH SOLE 0 0 900 American Tower Corp A COM 03027X100 9 100 SH SOLE 0 0 100 Ameriprise Financial Inc COM 03076C106 11 100 SH SOLE 0 0 100 Ametek Inc COM 031100100 62 1180 SH SOLE 0 0 1180 Amgen Inc COM 31162100 138 1000 SH SOLE 0 0 1000 Apple Computer Inc COM 037833100 223 2020 SH SOLE 0 0 2020 Astrazeneca Plc Ord COM G0593M107 15 242 SH SOLE 0 0 242 AT&T Corp COM 00206R102 101 3108 SH SOLE 0 0 3108 Bank Marin Corte Madera Ca COM 063425102 173 3600 SH SOLE 0 0 3600 Berkshire Hathaway Cl B COM 084670702 194 1486 SH SOLE 0 0 1486 Blackstone Group Lp COM 09253U108 16 500 SH SOLE 0 0 500 Boeing Co COM 097023105 114 870 SH SOLE 0 0 870 BorgWarner Inc COM 099724106 6 150 SH SOLE 0 0 150 Boston Properties Inc COM 101121101 71 600 SH SOLE 0 0 600 BP PLC ADR ADR 055622104 29 954 SH SOLE 0 0 954 Celgene Corp COM 151020104 32 300 SH SOLE 0 0 300 Charles Schwab Corp COM 808513105 681 23850 SH SOLE 0 0 23850 Chevron Texaco Corp COM 166764100 55 691 SH SOLE 0 0 691 Chubb Corp COM 171232101 31 250 SH SOLE 0 0 250 Cisco Systems Inc COM 17275R102 118 4508 SH SOLE 0 0 4508 Coca Cola Co COM 191216100 16 404 SH SOLE 0 0 404 Conagra Foods Inc COM 205887102 122 3000 SH SOLE 0 0 3000 ConocoPhillips COM 20825C104 35 730 SH SOLE 0 0 730 Consolidated Edison Inc COM 209115104 15 225 SH SOLE 0 0 225 Discover Financial Services LLC COM 254709108 8 150 SH SOLE 0 0 150 Dominion Resources Inc COM 25746U109 28 400 SH SOLE 0 0 400 Dow Chemical Co COM 260543103 8 200 SH SOLE 0 0 200 eBay Inc COM 278642103 2 75 SH SOLE 0 0 75 Ecolab Inc COM 278865100 5 50 SH SOLE 0 0 50 Edwards Lifesciences Cp COM 28176E108 82 575 SH SOLE 0 0 575 Eli Lilly & Co COM 532457108 84 1000 SH SOLE 0 0 1000 Emerson Electric Co COM 291011104 212 4800 SH SOLE 0 0 4800 Enterprise Products Partners COM 293792107 43 1726 SH SOLE 0 0 1726 Exelon Corp COM 30161N101 5 177 SH SOLE 0 0 177 Express Scripts Inc COM 30219G108 131 1614 SH SOLE 0 0 1614 Exxon Mobil Corp COM 30231G102 396 5331 SH SOLE 0 0 5331 Facebook Inc COM 30303M102 18 200 SH SOLE 0 0 200 FlexShares Morningstar Developed Markets ex-US ETF 33939L811 232 4249 SH SOLE 0 0 4249 FlexShares Morningstar U.S. Market Factor Tilt ETF 33939L100 294 3631 SH SOLE 0 0 3631 Ford Motor Co COM 345370860 0 22 SH SOLE 0 0 22 Franklin Electric COM 353514102 81 2964 SH SOLE 0 0 2964 Frontier Communications Corp COM 35906A108 0 19 SH SOLE 0 0 19 General Electric Co COM 369604103 13 500 SH SOLE 0 0 500 Gilead Sciences 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