0001601712-24-000113.txt : 20240305 0001601712-24-000113.hdr.sgml : 20240305 20240305192935 ACCESSION NUMBER: 0001601712-24-000113 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240301 FILED AS OF DATE: 20240305 DATE AS OF CHANGE: 20240305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nalluswami Maran CENTRAL INDEX KEY: 0001960690 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36560 FILM NUMBER: 24723619 MAIL ADDRESS: STREET 1: 777 LONG RIDGE ROAD STREET 2: C/O CORPORATE SECRETARY CITY: STAMFORD STATE: CT ZIP: 06902 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Synchrony Financial CENTRAL INDEX KEY: 0001601712 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] ORGANIZATION NAME: 02 Finance IRS NUMBER: 510483352 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 LONG RIDGE ROAD CITY: STAMFORD STATE: CT ZIP: 06902-1250 BUSINESS PHONE: 203 585-6730 MAIL ADDRESS: STREET 1: 777 LONG RIDGE ROAD CITY: STAMFORD STATE: CT ZIP: 06902-1250 4 1 wk-form4_1709684964.xml FORM 4 X0508 4 2024-03-01 0 0001601712 Synchrony Financial SYF 0001960690 Nalluswami Maran 777 LONG RIDGE ROAD C/O CORPORATE SECRETARY STAMFORD CT 06902 0 1 0 0 See remarks 1 Common Stock 2024-03-01 4 F 0 4764 41.05 D 29212 D Common Stock 2024-03-01 4 A 0 18088 41.05 A 47300 D Common Stock 2024-03-05 4 M 0 1191 25.35 A 48491 D Common Stock 2024-03-05 4 S 0 14624 40.50 D 33867 D Employee Stock Option (right to buy) 25.35 2024-03-05 4 M 0 1191 0 D 2026-07-01 Common Stock 1191 0 D Reflects the number of shares of Company common stock automatically withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units. No investment decision was made by the Reporting Person in connection with the withholding. Represents restricted stock units that will vest in three equal annual installments of 33.33% each, beginning on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial (the "Company") common stock. This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2023. The reporting person was awarded employee stock options on July 1, 2016, which vested in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. EVP, CEO--Diversified & Value and Lifestyle /s/ Danielle Do as attorney in fact 2024-03-05