0001601712-23-000321.txt : 20231215 0001601712-23-000321.hdr.sgml : 20231215 20231215173441 ACCESSION NUMBER: 0001601712-23-000321 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231213 FILED AS OF DATE: 20231215 DATE AS OF CHANGE: 20231215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schaller Bart CENTRAL INDEX KEY: 0001868883 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36560 FILM NUMBER: 231491534 MAIL ADDRESS: STREET 1: 777 LONG RIDGE ROAD STREET 2: C/O CORPORATE SECRETARY CITY: STAMFORD STATE: CT ZIP: 06902 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Synchrony Financial CENTRAL INDEX KEY: 0001601712 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 510483352 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 LONG RIDGE ROAD CITY: STAMFORD STATE: CT ZIP: 06902-1250 BUSINESS PHONE: 203 585-6730 MAIL ADDRESS: STREET 1: 777 LONG RIDGE ROAD CITY: STAMFORD STATE: CT ZIP: 06902-1250 4 1 wk-form4_1702679673.xml FORM 4 X0508 4 2023-12-13 0 0001601712 Synchrony Financial SYF 0001868883 Schaller Bart 777 LONG RIDGE ROAD C/O CORPORATE SECRETARY STAMFORD CT 06902 0 1 0 0 See remarks 0 Common Stock 2023-12-13 4 S 0 11070 36.75 D 60266 D Common Stock 2023-12-14 4 M 0 4644 24.55 A 64910 D Common Stock 2023-12-14 4 S 0 2322 37.75 D 62588 D Common Stock 2023-12-14 4 S 0 2322 37.25 D 60266 D Employee Stock Option (right to buy) 24.55 2023-12-14 4 M 0 4644 0 D 2024-09-17 Common Stock 4644 0 D This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 25, 2023. The reporting person was awarded 4,644 employee stock options on September 17, 2014, which vested in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. EVP, CEO--Digital /s/ Danielle Do as attorney in fact 2023-12-15