0001601712-21-000263.txt : 20210903
0001601712-21-000263.hdr.sgml : 20210903
20210903165344
ACCESSION NUMBER: 0001601712-21-000263
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210901
FILED AS OF DATE: 20210903
DATE AS OF CHANGE: 20210903
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Howse Curtis
CENTRAL INDEX KEY: 0001839722
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36560
FILM NUMBER: 211237177
MAIL ADDRESS:
STREET 1: 777 LONG RIDGE ROAD
STREET 2: C/O CORPORATE SECRETARY
CITY: STAMFORD
STATE: CT
ZIP: 06902
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Synchrony Financial
CENTRAL INDEX KEY: 0001601712
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 510483352
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 777 LONG RIDGE ROAD
CITY: STAMFORD
STATE: CT
ZIP: 06902-1250
BUSINESS PHONE: 203 585-6730
MAIL ADDRESS:
STREET 1: 777 LONG RIDGE ROAD
CITY: STAMFORD
STATE: CT
ZIP: 06902-1250
4
1
wf-form4_163070240987957.xml
FORM 4
X0306
4
2021-09-01
0
0001601712
Synchrony Financial
SYF
0001839722
Howse Curtis
777 LONG RIDGE ROAD
C/O CORPORATE SECRETARY
STAMFORD
CT
06902
0
1
0
0
See remarks
Common Stock
2021-09-01
4
M
0
11610
24.55
A
75807
D
Common Stock
2021-09-01
4
S
0
11610
49.09
D
64197
D
Common Stock
2021-09-01
4
M
0
8577
30.41
A
72774
D
Common Stock
2021-09-01
4
S
0
8577
49.09
D
64197
D
Common Stock
2021-09-01
4
M
0
11852
29.33
A
76049
D
Common Stock
2021-09-01
4
S
0
11852
49.09
D
64197
D
Common Stock
2021-09-01
4
S
0
10000
49.09
D
54197
D
Employee Stock Option (right to buy)
24.55
2021-09-01
4
M
0
11610
0
D
2024-09-17
Common Stock
11610.0
0
D
Employee Stock Option (right to buy)
30.41
2021-09-01
4
M
0
8577
0
D
2025-04-01
Common Stock
8577.0
0
D
Employee Stock Option (right to buy)
29.33
2021-09-01
4
M
0
11852
0
D
2026-04-01
Common Stock
11852.0
0
D
This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 22, 2021.
The reporting person was awarded 11,610 employee stock options on September 17, 2014, which vested in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.
The reporting person was awarded 8,577 employee stock options on April 1, 2015, which vested in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.
The reporting person was awarded 11,852 employee stock options on April 1, 2016, which vested in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.
EVP, CEO--Home & Auto
/s/ Danielle Do as attorney in fact
2021-09-03