0001601712-21-000263.txt : 20210903 0001601712-21-000263.hdr.sgml : 20210903 20210903165344 ACCESSION NUMBER: 0001601712-21-000263 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210901 FILED AS OF DATE: 20210903 DATE AS OF CHANGE: 20210903 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Howse Curtis CENTRAL INDEX KEY: 0001839722 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36560 FILM NUMBER: 211237177 MAIL ADDRESS: STREET 1: 777 LONG RIDGE ROAD STREET 2: C/O CORPORATE SECRETARY CITY: STAMFORD STATE: CT ZIP: 06902 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Synchrony Financial CENTRAL INDEX KEY: 0001601712 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 510483352 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 LONG RIDGE ROAD CITY: STAMFORD STATE: CT ZIP: 06902-1250 BUSINESS PHONE: 203 585-6730 MAIL ADDRESS: STREET 1: 777 LONG RIDGE ROAD CITY: STAMFORD STATE: CT ZIP: 06902-1250 4 1 wf-form4_163070240987957.xml FORM 4 X0306 4 2021-09-01 0 0001601712 Synchrony Financial SYF 0001839722 Howse Curtis 777 LONG RIDGE ROAD C/O CORPORATE SECRETARY STAMFORD CT 06902 0 1 0 0 See remarks Common Stock 2021-09-01 4 M 0 11610 24.55 A 75807 D Common Stock 2021-09-01 4 S 0 11610 49.09 D 64197 D Common Stock 2021-09-01 4 M 0 8577 30.41 A 72774 D Common Stock 2021-09-01 4 S 0 8577 49.09 D 64197 D Common Stock 2021-09-01 4 M 0 11852 29.33 A 76049 D Common Stock 2021-09-01 4 S 0 11852 49.09 D 64197 D Common Stock 2021-09-01 4 S 0 10000 49.09 D 54197 D Employee Stock Option (right to buy) 24.55 2021-09-01 4 M 0 11610 0 D 2024-09-17 Common Stock 11610.0 0 D Employee Stock Option (right to buy) 30.41 2021-09-01 4 M 0 8577 0 D 2025-04-01 Common Stock 8577.0 0 D Employee Stock Option (right to buy) 29.33 2021-09-01 4 M 0 11852 0 D 2026-04-01 Common Stock 11852.0 0 D This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 22, 2021. The reporting person was awarded 11,610 employee stock options on September 17, 2014, which vested in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. The reporting person was awarded 8,577 employee stock options on April 1, 2015, which vested in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. The reporting person was awarded 11,852 employee stock options on April 1, 2016, which vested in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. EVP, CEO--Home & Auto /s/ Danielle Do as attorney in fact 2021-09-03