0001601712-21-000116.txt : 20210303 0001601712-21-000116.hdr.sgml : 20210303 20210303164413 ACCESSION NUMBER: 0001601712-21-000116 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210301 FILED AS OF DATE: 20210303 DATE AS OF CHANGE: 20210303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Howse Curtis CENTRAL INDEX KEY: 0001839722 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36560 FILM NUMBER: 21709793 MAIL ADDRESS: STREET 1: 777 LONG RIDGE ROAD STREET 2: C/O CORPORATE SECRETARY CITY: STAMFORD STATE: CT ZIP: 06902 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Synchrony Financial CENTRAL INDEX KEY: 0001601712 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 510483352 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 LONG RIDGE ROAD CITY: STAMFORD STATE: CT ZIP: 06902-1250 BUSINESS PHONE: 203 585-6730 MAIL ADDRESS: STREET 1: 777 LONG RIDGE ROAD CITY: STAMFORD STATE: CT ZIP: 06902-1250 4 1 wf-form4_161480783476833.xml FORM 4 X0306 4 2021-03-01 0 0001601712 Synchrony Financial SYF 0001839722 Howse Curtis 777 LONG RIDGE ROAD C/O CORPORATE SECRETARY STAMFORD CT 06902 0 1 0 0 See remarks Common Stock 2021-03-01 4 A 0 19688 40 A 79789 D Common Stock 2021-03-01 4 F 0 4160 40 D 75629 D Common Stock 2021-03-01 4 M 0 73879 23 A 149508 D Common Stock 2021-03-01 4 S 0 73879 39.80 D 75629 D Common Stock 2021-03-01 4 S 0 4907 39.80 D 70722 D Common Stock 2021-03-02 4 S 0 5028 39.83 D 65694 D Employee Stock Option (right to buy) 23.0 2021-03-01 4 M 0 73879 0 D 2018-07-31 2024-07-31 Common Stock 73879.0 0 D Represents restricted stock units that will vest in three equal annual installments of 33.33% each, beginning on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial (the "Company") common stock. Reflects the number of shares of Company common stock automatically withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units. No investment decision was made by the Reporting Person in connection with the withholding. This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 29, 2021. This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.47 to $40.11. Information regarding the number of shares sold at each price will be provided upon request. EVP, CEO--Payment Solutions and Chief Commercial Officer /s/ Danielle Do as attorney in fact 2021-03-03