0001601712-21-000116.txt : 20210303
0001601712-21-000116.hdr.sgml : 20210303
20210303164413
ACCESSION NUMBER: 0001601712-21-000116
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210301
FILED AS OF DATE: 20210303
DATE AS OF CHANGE: 20210303
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Howse Curtis
CENTRAL INDEX KEY: 0001839722
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36560
FILM NUMBER: 21709793
MAIL ADDRESS:
STREET 1: 777 LONG RIDGE ROAD
STREET 2: C/O CORPORATE SECRETARY
CITY: STAMFORD
STATE: CT
ZIP: 06902
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Synchrony Financial
CENTRAL INDEX KEY: 0001601712
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 510483352
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 777 LONG RIDGE ROAD
CITY: STAMFORD
STATE: CT
ZIP: 06902-1250
BUSINESS PHONE: 203 585-6730
MAIL ADDRESS:
STREET 1: 777 LONG RIDGE ROAD
CITY: STAMFORD
STATE: CT
ZIP: 06902-1250
4
1
wf-form4_161480783476833.xml
FORM 4
X0306
4
2021-03-01
0
0001601712
Synchrony Financial
SYF
0001839722
Howse Curtis
777 LONG RIDGE ROAD
C/O CORPORATE SECRETARY
STAMFORD
CT
06902
0
1
0
0
See remarks
Common Stock
2021-03-01
4
A
0
19688
40
A
79789
D
Common Stock
2021-03-01
4
F
0
4160
40
D
75629
D
Common Stock
2021-03-01
4
M
0
73879
23
A
149508
D
Common Stock
2021-03-01
4
S
0
73879
39.80
D
75629
D
Common Stock
2021-03-01
4
S
0
4907
39.80
D
70722
D
Common Stock
2021-03-02
4
S
0
5028
39.83
D
65694
D
Employee Stock Option (right to buy)
23.0
2021-03-01
4
M
0
73879
0
D
2018-07-31
2024-07-31
Common Stock
73879.0
0
D
Represents restricted stock units that will vest in three equal annual installments of 33.33% each, beginning on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial (the "Company") common stock.
Reflects the number of shares of Company common stock automatically withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units. No investment decision was made by the Reporting Person in connection with the withholding.
This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 29, 2021.
This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.47 to $40.11. Information regarding the number of shares sold at each price will be provided upon request.
EVP, CEO--Payment Solutions and Chief Commercial Officer
/s/ Danielle Do as attorney in fact
2021-03-03