FORM D
Notice of Exempt Offering of Securities

UNITED STATES SECURITIES
AND EXCHANGE COMMISSION
Washington, D.C.

OMB APPROVAL
OMB Number: 3235-0076
Estimated Average burden hours per response: 4.0
1. Issuer's Identity
CIK (Filer ID Number)Previous Name(s)Checkbox checkedNoneEntity Type
0001601708
Radio button not checkedCorporation
Radio button checked Limited Partnership
Radio button not checked Limited Liability Company
Radio button not checked General Partnership
Radio button not checked Business Trust
Radio button not checkedOther 
Name of Issuer
 Walton U. S. Land Fund 5, LP
Jurisdiction of Incorporation/Organization
DELAWARE 
Year of Incorporation/Organization
Radio button not checkedOver Five Years Ago
Radio button checkedWithin Last Five Years (Specify Year)
2013
Radio button not checkedYet to Be Formed
 
  
  
 
2. Principal Place of Business and Contact Information
Name of Issuer
 Walton U. S. Land Fund 5, LP
Street Address 1Street Address 2
 4800 N. SCOTTSDALE RD.
 STE. 4000
CityState/Province/CountryZIP/Postal CodePhone No. of Issuer
 SCOTTSDALE
 ARIZONA
 
 85251
 602-264-1298 



3. Related Persons

Last NameFirst NameMiddle Name
Fleming
Ed
Street Address 1Street Address 2
 11800 Sunrise Valley Dr. 
 Ste. 300
CityState/Province/CountryZIP/Postal Code
 Reston
 VIRGINIA
 20191
 
Relationship:Checkbox checkedExecutive OfficerCheckbox checkedDirectorCheckbox not checkedPromoter
Clarification of Response (if Necessary)
Executive Officer and Director of the Manager of the General Partner of the Issuer.


Last NameFirst NameMiddle Name
Leinbach
Robert
D.
Street Address 1Street Address 2
 4800 N. Scottsdale Rd. 
 Ste. 4000
CityState/Province/CountryZIP/Postal Code
 Scottsdale
 ARIZONA
 85251
 
Relationship:Checkbox not checkedExecutive OfficerCheckbox checkedDirectorCheckbox not checkedPromoter
Clarification of Response (if Necessary)
Director of the Manager of the General Partner of the Issuer.


Last NameFirst NameMiddle Name
Keister
Matthew
M.
Street Address 1Street Address 2
 4800 N. Scottsdale Rd. 
 Ste. 4000
CityState/Province/CountryZIP/Postal Code
 Scottsdale
 ARIZONA
 85251
 
Relationship:Checkbox checkedExecutive OfficerCheckbox checkedDirectorCheckbox not checkedPromoter
Clarification of Response (if Necessary)
Executive Officer and Director of the Manager of the General Partner of the Issuer.


Last NameFirst NameMiddle Name
Price
Gordon
A.
Street Address 1Street Address 2
 4800 N. Scottsdale Rd. 
 Ste. 4000
CityState/Province/CountryZIP/Postal Code
 Scottsdale
 ARIZONA
 85251
 
Relationship:Checkbox checkedExecutive OfficerCheckbox not checkedDirectorCheckbox not checkedPromoter
Clarification of Response (if Necessary)
Executive Officer of the Manager of the General Partner of the Issuer.




4. Industry Group
 Radio button not checkedAgriculture
Banking & Financial Services
 Radio button not checked Commercial Banking
 Radio button not checked Insurance
 Radio button not checkedInvesting
 Radio button not checked Investment Banking
 Radio button not checked Pooled Investment Fund

 Radio button not checkedOther Banking & Financial Services
Radio button not checked Business Services
Energy
 Radio button not checked Coal Mining
 Radio button not checked Electric Utilities
 Radio button not checked Energy Conservation
 Radio button not checked Environmental Services
 Radio button not checked Oil & Gas
 Radio button not checked Other Energy
Health Care
 Radio button not checked Biotechnology
 Radio button not checked Health Insurance
 Radio button not checked Hospitals & Physicians
 Radio button not checked Pharmaceuticals
 Radio button not checked Other Health Care
   
   
   
  
Radio button not checked Manufacturing
Real Estate
 Radio button not checkedCommercial
 Radio button not checkedConstruction
 Radio button not checkedREITS & Finance
 Radio button not checkedResidential
Radio button checkedOther Real Estate
Radio button not checked Retailing
Radio button not checkedRestaurants
Technology
Radio button not checked Computers
Radio button not checked Telecommunications
Radio button not checked Other Technology
Travel
Radio button not checked Airlines & Airports
Radio button not checked Lodging & Conventions
Radio button not checked Tourism & Travel Services
Radio button not checked Other Travel
Radio button not checkedOther

  
   
5. Issuer Size
Revenue RangeAggregate Net Asset Value Range
Radio button not checkedNo RevenuesRadio button not checked No Aggregate Net Asset Value
Radio button not checked $1 - $1,000,000Radio button not checked$1 - $5,000,000
Radio button not checked $1,000,001 - $5,000,000Radio button not checked $5,000,001 - $25,000,000
Radio button not checked$5,000,001 - $25,000,000Radio button not checked $25,000,001 - $50,000,000
Radio button not checked$25,000,001 - $100,000,000Radio button not checked $50,000,001 - $100,000,000
Radio button not checked Over $100,000,000Radio button not checked Over $100,000,000
Radio button not checked Decline to Disclose Radio button not checkedDecline to Disclose
Radio button checked Not ApplicableRadio button not checked Not Applicable

 
6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)
Checkbox not checkedRule 504(b)(1) (not (i), (ii)
or (iii))		Checkbox not checkedRule 505      
Checkbox not checkedRule 504 (b)(1)(i) Checkbox checkedRule 506(b)
Checkbox not checkedRule 504 (b)(1)(ii) Checkbox not checkedRule 506(c)
Checkbox not checkedRule 504 (b)(1)(iii)Checkbox not checkedSecurities Act Section 4(a)(5)
Checkbox not checkedInvestment Company Act Section 3(c)
 
 

7. Type of Filing
Checkbox not checked New Notice Date of First Sale 
2014-07-03
Checkbox not checked First Sale Yet to Occur
Checkbox checked Amendment


 
 
8. Duration of Offering
Does the Issuer intend this offering to last more than one year? Radio button checked Yes Radio button not checked No
 
 
9. Type(s) of Securities Offered (select all that apply)
Checkbox not checkedPooled Investment Fund InterestsCheckbox checkedEquity
Checkbox not checkedTenant-in-Common Securities Checkbox not checkedDebt
Checkbox not checkedMineral Property SecuritiesCheckbox not checkedOption, Warrant or Other Right to Acquire Another Security
Checkbox not checkedSecurity to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire SecurityCheckbox not checkedOther (describe)
 
 
 
10. Business Combination Transaction
Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer? Radio button not checked Yes Radio button checked No
Clarification of Response (if Necessary)
 
 
 
11. Minimum Investment
Minimum investment accepted from any outside investor$
 50000
USD

12. Sales Compensation
Recipient Recipient CRD NumberCheckbox not checkedNone
 Walton Securities, Inc.
 143763
(Associated) Broker or DealerCheckbox checkedNone(Associated) Broker or Dealer CRD Number Checkbox checkedNone
  
  
Street Address 1      Street Address 2
4800 N. Scottsdale Rd.
Ste. 4000
City State/Province/CountryZIP/Postal Code
 Scottsdale
 ARIZONA
 85251
State(s) of SolicitationCheckbox checkedAll StatesCheckbox not checkedForeign/Non-US
 
Recipient Recipient CRD NumberCheckbox not checkedNone
 1st Global Capital Corp.
 30349
(Associated) Broker or DealerCheckbox checkedNone(Associated) Broker or Dealer CRD Number Checkbox checkedNone
  
  
Street Address 1      Street Address 2
12750 Merit Dr.
Ste. 1200
City State/Province/CountryZIP/Postal Code
 Dallas
 TEXAS
 75251
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
CALIFORNIA
COLORADO
CONNECTICUT
FLORIDA
GEORGIA
IDAHO
ILLINOIS
INDIANA
IOWA
KENTUCKY
LOUISIANA
MAINE
MARYLAND
MASSACHUSETTS
MINNESOTA
MISSOURI
NEW JERSEY
NEW YORK
NORTH CAROLINA
OHIO
OKLAHOMA
OREGON
PENNSYLVANIA
SOUTH CAROLINA
TENNESSEE
TEXAS
WASHINGTON
WYOMING
Recipient Recipient CRD NumberCheckbox not checkedNone
 American Portfolios Financial Services
 18487
(Associated) Broker or DealerCheckbox checkedNone(Associated) Broker or Dealer CRD Number Checkbox checkedNone
  
  
Street Address 1      Street Address 2
4250 Veterans Memorial Highway
Ste. 420E
City State/Province/CountryZIP/Postal Code
 Holbrook
 NEW YORK
 11741
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
FLORIDA
NEW YORK
Recipient Recipient CRD NumberCheckbox not checkedNone
 Arrow Private Wealth
 166258
(Associated) Broker or DealerCheckbox checkedNone(Associated) Broker or Dealer CRD Number Checkbox checkedNone
  
  
Street Address 1      Street Address 2
825 Market Street, Bldg. M
Ste. 250
City State/Province/CountryZIP/Postal Code
 Allen
 TEXAS
 75013
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
TEXAS
Recipient Recipient CRD NumberCheckbox not checkedNone
 Ausdal Financial Partners
 7995
(Associated) Broker or DealerCheckbox checkedNone(Associated) Broker or Dealer CRD Number Checkbox checkedNone
  
  
Street Address 1      Street Address 2
220 N. Main St.
Ste. 400
City State/Province/CountryZIP/Postal Code
 Davenport
 IOWA
 52801
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
ARIZONA
MINNESOTA
OHIO
Recipient Recipient CRD NumberCheckbox not checkedNone
 Austin Wealth Management, LLC
 172793
(Associated) Broker or DealerCheckbox checkedNone(Associated) Broker or Dealer CRD Number Checkbox checkedNone
  
  
Street Address 1      Street Address 2
3307 Northland Dr.
Ste. 100
City State/Province/CountryZIP/Postal Code
 Austin
 TEXAS
 78731
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
TEXAS
Recipient Recipient CRD NumberCheckbox not checkedNone
 Biltmore Wealth Advisors, LLC
 165557
(Associated) Broker or DealerCheckbox checkedNone(Associated) Broker or Dealer CRD Number Checkbox checkedNone
  
  
Street Address 1      Street Address 2
7373 E. Doubltree Ranch Rd.
Ste. 200
City State/Province/CountryZIP/Postal Code
 Scottsdale
 ARIZONA
 85258
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
ARIZONA
Recipient Recipient CRD NumberCheckbox not checkedNone
 Capital Financial Services
 8408
(Associated) Broker or DealerCheckbox checkedNone(Associated) Broker or Dealer CRD Number Checkbox checkedNone
  
  
Street Address 1      Street Address 2
One Main Street North
 
City State/Province/CountryZIP/Postal Code
 Minot
 NORTH DAKOTA
 58703
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
WISCONSIN
Recipient Recipient CRD NumberCheckbox not checkedNone
 Centaurus Financial Inc.
 30833
(Associated) Broker or DealerCheckbox checkedNone(Associated) Broker or Dealer CRD Number Checkbox checkedNone
  
  
Street Address 1      Street Address 2
2300 E. Katella Ave.
Ste. 200
City State/Province/CountryZIP/Postal Code
 Anaheim
 CALIFORNIA
 92806
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
CALIFORNIA
IDAHO
MICHIGAN
NEW HAMPSHIRE
NEW JERSEY
NEW YORK
WASHINGTON
Recipient Recipient CRD NumberCheckbox not checkedNone
 Clien One Securities, LLC
 152974
(Associated) Broker or DealerCheckbox checkedNone(Associated) Broker or Dealer CRD Number Checkbox checkedNone
  
  
Street Address 1      Street Address 2
11460 Tomahawk Creek Pkwy
Ste. 100
City State/Province/CountryZIP/Postal Code
 Leawood
 KANSAS
 66211
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
TEXAS
Recipient Recipient CRD NumberCheckbox not checkedNone
 Coastal Equities, Inc.
 23769
(Associated) Broker or DealerCheckbox checkedNone(Associated) Broker or Dealer CRD Number Checkbox checkedNone
  
  
Street Address 1      Street Address 2
1201 N. Orange St.
Ste. 729
City State/Province/CountryZIP/Postal Code
 Wilmington
 DELAWARE
 19801
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
CALIFORNIA
MISSOURI
NEW JERSEY
NEW YORK
Recipient Recipient CRD NumberCheckbox not checkedNone
 Coastal Investment Advisors
 105243
(Associated) Broker or DealerCheckbox checkedNone(Associated) Broker or Dealer CRD Number Checkbox checkedNone
  
  
Street Address 1      Street Address 2
1201 N. Orange St.
Ste. 729
City State/Province/CountryZIP/Postal Code
 Wilmington
 DELAWARE
 19801
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
NEW JERSEY
Recipient Recipient CRD NumberCheckbox not checkedNone
 Concierge Private Wealth Management, LLC
 152886
(Associated) Broker or DealerCheckbox checkedNone(Associated) Broker or Dealer CRD Number Checkbox checkedNone
  
  
Street Address 1      Street Address 2
1112 W. Main St.
Ste. 105
City State/Province/CountryZIP/Postal Code
 Boise
 IDAHO
 83702
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
LOUISIANA
Recipient Recipient CRD NumberCheckbox not checkedNone
 Concorde Investment Services, LLC
 151604
(Associated) Broker or DealerCheckbox checkedNone(Associated) Broker or Dealer CRD Number Checkbox checkedNone
  
  
Street Address 1      Street Address 2
1120 East Long Lake Road
Suite 100
City State/Province/CountryZIP/Postal Code
 Troy
 MICHIGAN
 48085
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
CALIFORNIA
MINNESOTA
Recipient Recipient CRD NumberCheckbox not checkedNone
 Cornerstone Investment Services
 129164
(Associated) Broker or DealerCheckbox checkedNone(Associated) Broker or Dealer CRD Number Checkbox checkedNone
  
  
Street Address 1      Street Address 2
245 Waterman Street
Suite 301
City State/Province/CountryZIP/Postal Code
 Providence
 RHODE ISLAND
 02906
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
CALIFORNIA
COLORADO
NORTH CAROLINA
SOUTH CAROLINA
Recipient Recipient CRD NumberCheckbox not checkedNone
 Crown Capital Securities LP
 6312
(Associated) Broker or DealerCheckbox checkedNone(Associated) Broker or Dealer CRD Number Checkbox checkedNone
  
  
Street Address 1      Street Address 2
725 Town & Country Rd.
Ste. 530
City State/Province/CountryZIP/Postal Code
 Orange
 CALIFORNIA
 92868
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
CALIFORNIA
MINNESOTA
MISSOURI
OREGON
Recipient Recipient CRD NumberCheckbox not checkedNone
 DH Hill Securities
 41528
(Associated) Broker or DealerCheckbox checkedNone(Associated) Broker or Dealer CRD Number Checkbox checkedNone
  
  
Street Address 1      Street Address 2
7821 FM 1960 East
Suite B
City State/Province/CountryZIP/Postal Code
 Humble
 TEXAS
 77346
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
TENNESSEE
Recipient Recipient CRD NumberCheckbox not checkedNone
 EHD Advisory Services Inc.
 127155
(Associated) Broker or DealerCheckbox checkedNone(Associated) Broker or Dealer CRD Number Checkbox checkedNone
  
  
Street Address 1      Street Address 2
115 E. King St.
 
City State/Province/CountryZIP/Postal Code
 Lancaster
 PENNSYLVANIA
 17602
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
PENNSYLVANIA
Recipient Recipient CRD NumberCheckbox not checkedNone
 First Financial Equity Corporation
 16507
(Associated) Broker or DealerCheckbox checkedNone(Associated) Broker or Dealer CRD Number Checkbox checkedNone
  
  
Street Address 1      Street Address 2
73737 N. Scottsdale Rd.
Ste. D-120
City State/Province/CountryZIP/Postal Code
 Scottsdale
 ARIZONA
 85253
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
CALIFORNIA
Recipient Recipient CRD NumberCheckbox not checkedNone
 Geneos Wealth Management
 120894
(Associated) Broker or DealerCheckbox checkedNone(Associated) Broker or Dealer CRD Number Checkbox checkedNone
  
  
Street Address 1      Street Address 2
9055 East Mineral Circle
Suite 200
City State/Province/CountryZIP/Postal Code
 Centennial
 COLORADO
 80112
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
TEXAS
Recipient Recipient CRD NumberCheckbox not checkedNone
 Girard Securities
 18697
(Associated) Broker or DealerCheckbox checkedNone(Associated) Broker or Dealer CRD Number Checkbox checkedNone
  
  
Street Address 1      Street Address 2
9560 Wapples Street
Suite B
City State/Province/CountryZIP/Postal Code
 San Diego
 CALIFORNIA
 92121
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
ARIZONA
CALIFORNIA
COLORADO
IDAHO
PENNSYLVANIA
TEXAS
UTAH
VIRGINIA
Recipient Recipient CRD NumberCheckbox not checkedNone
 IMS Securities Inc.
 35567
(Associated) Broker or DealerCheckbox checkedNone(Associated) Broker or Dealer CRD Number Checkbox checkedNone
  
  
Street Address 1      Street Address 2
10205 Westheimer
Ste. 500
City State/Province/CountryZIP/Postal Code
 Houston
 TEXAS
 77042
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
TEXAS
Recipient Recipient CRD NumberCheckbox not checkedNone
 Investacorp., Inc.
 7684
(Associated) Broker or DealerCheckbox checkedNone(Associated) Broker or Dealer CRD Number Checkbox checkedNone
  
  
Street Address 1      Street Address 2
4400 Biscayne Blvd.
Ste. 100
City State/Province/CountryZIP/Postal Code
 Mimai
 FLORIDA
 33137
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
ARIZONA
CALIFORNIA
NEBRASKA
NEW YORK
TENNESSEE
Recipient Recipient CRD NumberCheckbox not checkedNone
 JW Cole Financial Inc.
 124583
(Associated) Broker or DealerCheckbox checkedNone(Associated) Broker or Dealer CRD Number Checkbox checkedNone
  
  
Street Address 1      Street Address 2
4301 Anchor Plaza Prkwy
Ste. 450
City State/Province/CountryZIP/Postal Code
 Tampa
 FLORIDA
 33634
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
ARIZONA
CALIFORNIA
FLORIDA
MINNESOTA
NEVADA
OREGON
PENNSYLVANIA
Recipient Recipient CRD NumberCheckbox not checkedNone
 James Gilbert McClellan
 114230
(Associated) Broker or DealerCheckbox checkedNone(Associated) Broker or Dealer CRD Number Checkbox checkedNone
  
  
Street Address 1      Street Address 2
12926 Dairy Ashford Rd.
Ste. 100
City State/Province/CountryZIP/Postal Code
 Sugar Land
 TEXAS
 77478-3294
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
TEXAS
Recipient Recipient CRD NumberCheckbox not checkedNone
 Kaizen Financial Advisors, LLC
 155353
(Associated) Broker or DealerCheckbox checkedNone(Associated) Broker or Dealer CRD Number Checkbox checkedNone
  
  
Street Address 1      Street Address 2
777 108th Avenue, NE
Ste. 1880
City State/Province/CountryZIP/Postal Code
 Bellevue
 WASHINGTON
 98004
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
WASHINGTON
Recipient Recipient CRD NumberCheckbox not checkedNone
 Kalos Capital Inc.
 44337
(Associated) Broker or DealerCheckbox checkedNone(Associated) Broker or Dealer CRD Number Checkbox checkedNone
  
  
Street Address 1      Street Address 2
Parkside Terrace West, 3780 Mansell Rd.
Ste. 150
City State/Province/CountryZIP/Postal Code
 Alpharetta
 GEORGIA
 30022
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
COLORADO
FLORIDA
NEW JERSEY
NORTH CAROLINA
OHIO
TENNESSEE
WASHINGTON
WISCONSIN
Recipient Recipient CRD NumberCheckbox not checkedNone
 KDWallStreet Investment Advisors, LLC
 141204
(Associated) Broker or DealerCheckbox checkedNone(Associated) Broker or Dealer CRD Number Checkbox checkedNone
  
  
Street Address 1      Street Address 2
1251 SW Arrowhead Rd.
Ste. 102
City State/Province/CountryZIP/Postal Code
 Topeka
 KANSAS
 66604
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
KANSAS
Recipient Recipient CRD NumberCheckbox not checkedNone
 LD Lowe Wealth Advisory
 136596
(Associated) Broker or DealerCheckbox checkedNone(Associated) Broker or Dealer CRD Number Checkbox checkedNone
  
  
Street Address 1      Street Address 2
8330 LBJ Freeway
Ste. 500
City State/Province/CountryZIP/Postal Code
 Dallas
 TEXAS
 75243
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
TEXAS
Recipient Recipient CRD NumberCheckbox not checkedNone
 Mallard Financial Partners
 169009
(Associated) Broker or DealerCheckbox checkedNone(Associated) Broker or Dealer CRD Number Checkbox checkedNone
  
  
Street Address 1      Street Address 2
750 Barksdale Rd.
Ste. 3
City State/Province/CountryZIP/Postal Code
 Newark
 DELAWARE
 19711
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
DELAWARE
Recipient Recipient CRD NumberCheckbox not checkedNone
 Moloney Securities Co., LLC
 38535
(Associated) Broker or DealerCheckbox checkedNone(Associated) Broker or Dealer CRD Number Checkbox checkedNone
  
  
Street Address 1      Street Address 2
13537 Barrett Parkway Drive
Suite 300
City State/Province/CountryZIP/Postal Code
 Machester
 MISSOURI
 63021
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
ILLINOIS
IOWA
NEVADA
Recipient Recipient CRD NumberCheckbox not checkedNone
 Momentum Advisors, LLC
 159574
(Associated) Broker or DealerCheckbox checkedNone(Associated) Broker or Dealer CRD Number Checkbox checkedNone
  
  
Street Address 1      Street Address 2
1120 Avenue of the Americas
4th Floor
City State/Province/CountryZIP/Postal Code
 New York
 NEW YORK
 10036
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
NEW YORK
Recipient Recipient CRD NumberCheckbox not checkedNone
 Money Concepts Capital Corp.
 12963
(Associated) Broker or DealerCheckbox checkedNone(Associated) Broker or Dealer CRD Number Checkbox checkedNone
  
  
Street Address 1      Street Address 2
11440 N. Jog Rd.
 
City State/Province/CountryZIP/Postal Code
 Palm Beach Gardens
 FLORIDA
 33418
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
CONNECTICUT
FLORIDA
KENTUCKY
MAINE
MISSOURI
OHIO
OREGON
TEXAS
Recipient Recipient CRD NumberCheckbox not checkedNone
 Newport Coast Securities Inc.
 16944
(Associated) Broker or DealerCheckbox checkedNone(Associated) Broker or Dealer CRD Number Checkbox checkedNone
  
  
Street Address 1      Street Address 2
76 Beaver Street
10th Floor
City State/Province/CountryZIP/Postal Code
 New York
 NEW YORK
 10005
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
NEW YORK
Recipient Recipient CRD NumberCheckbox not checkedNone
 Private Group Wealth Management, LLC
 118231
(Associated) Broker or DealerCheckbox checkedNone(Associated) Broker or Dealer CRD Number Checkbox checkedNone
  
  
Street Address 1      Street Address 2
221-A Louisiana Ave.
 
City State/Province/CountryZIP/Postal Code
 Corpus Christi
 TEXAS
 78404
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
TEXAS
Recipient Recipient CRD NumberCheckbox not checkedNone
 ProEquities Inc.
 15708
(Associated) Broker or DealerCheckbox checkedNone(Associated) Broker or Dealer CRD Number Checkbox checkedNone
  
  
Street Address 1      Street Address 2
2801 Hwy 280 South
 
City State/Province/CountryZIP/Postal Code
 Birmingham
 ALABAMA
 35223
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
ALABAMA
ARKANSAS
FLORIDA
LOUISIANA
MARYLAND
MICHIGAN
MINNESOTA
MISSOURI
NORTH CAROLINA
OHIO
PENNSYLVANIA
SOUTH CAROLINA
SOUTH DAKOTA
TEXAS
Recipient Recipient CRD NumberCheckbox not checkedNone
 Purshe Kaplan Sterling
 35747
(Associated) Broker or DealerCheckbox checkedNone(Associated) Broker or Dealer CRD Number Checkbox checkedNone
  
  
Street Address 1      Street Address 2
18 Corporate Woods Blvd.
 
City State/Province/CountryZIP/Postal Code
 Albany
 NEW YORK
 12211
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
FLORIDA
MICHIGAN
MONTANA
Recipient Recipient CRD NumberCheckbox not checkedNone
 Questar Capital Corporation
 43100
(Associated) Broker or DealerCheckbox checkedNone(Associated) Broker or Dealer CRD Number Checkbox checkedNone
  
  
Street Address 1      Street Address 2
5701 Golden Hills Drive
 
City State/Province/CountryZIP/Postal Code
 Minneapolis
 MINNESOTA
 55416
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
CALIFORNIA
COLORADO
FLORIDA
KANSAS
KENTUCKY
MAINE
MICHIGAN
NEW JERSEY
TEXAS
WISCONSIN
Recipient Recipient CRD NumberCheckbox not checkedNone
 Richfield Orion International Inc.
 24433
(Associated) Broker or DealerCheckbox checkedNone(Associated) Broker or Dealer CRD Number Checkbox checkedNone
  
  
Street Address 1      Street Address 2
One Oakwood Park Plaza
Ste. 200
City State/Province/CountryZIP/Postal Code
 Castle Rock
 COLORADO
 80104
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
CALIFORNIA
Recipient Recipient CRD NumberCheckbox not checkedNone
 RNB Wealth Management Group, LLC
 148994
(Associated) Broker or DealerCheckbox checkedNone(Associated) Broker or Dealer CRD Number Checkbox checkedNone
  
  
Street Address 1      Street Address 2
3451 NE 1st Ave.,
Ste. M-504
City State/Province/CountryZIP/Postal Code
 Miami
 FLORIDA
 33137
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
FLORIDA
NEW JERSEY
Recipient Recipient CRD NumberCheckbox not checkedNone
 Rowland Carmichael Advisors Inc.
 105766
(Associated) Broker or DealerCheckbox checkedNone(Associated) Broker or Dealer CRD Number Checkbox checkedNone
  
  
Street Address 1      Street Address 2
7272 E. Indian School Road
Ste. 212
City State/Province/CountryZIP/Postal Code
 Scottsdale
 ARIZONA
 85251-3970
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
WASHINGTON
Recipient Recipient CRD NumberCheckbox not checkedNone
 Sagepoint Financial, Inc.
 133763
(Associated) Broker or DealerCheckbox checkedNone(Associated) Broker or Dealer CRD Number Checkbox checkedNone
  
  
Street Address 1      Street Address 2
2800 N. Central Ave.
Ste. 2100
City State/Province/CountryZIP/Postal Code
 Phoenix
 ARIZONA
 85004
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
ARIZONA
Recipient Recipient CRD NumberCheckbox not checkedNone
 SCF Securities, Inc.
 47275
(Associated) Broker or DealerCheckbox checkedNone(Associated) Broker or Dealer CRD Number Checkbox checkedNone
  
  
Street Address 1      Street Address 2
155 E. Shaw Ave.,
Ste. 102
City State/Province/CountryZIP/Postal Code
 Fresno
 CALIFORNIA
 93710
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
CALIFORNIA
TEXAS
Recipient Recipient CRD NumberCheckbox not checkedNone
 Securities America, Inc.
 10205
(Associated) Broker or DealerCheckbox checkedNone(Associated) Broker or Dealer CRD Number Checkbox checkedNone
  
  
Street Address 1      Street Address 2
12325 Port Grace Blvd.
 
City State/Province/CountryZIP/Postal Code
 La Vista
 NEBRASKA
 68128
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
ILLINOIS
MONTANA
OKLAHOMA
Recipient Recipient CRD NumberCheckbox not checkedNone
 Strategic Financial Alliance Inc.
 126514
(Associated) Broker or DealerCheckbox checkedNone(Associated) Broker or Dealer CRD Number Checkbox checkedNone
  
  
Street Address 1      Street Address 2
2200 Century Parkway
Suite 500
City State/Province/CountryZIP/Postal Code
 Atlanta
 GEORGIA
 30345
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
CALIFORNIA
GEORGIA
HAWAII
NORTH CAROLINA
VIRGINIA
Recipient Recipient CRD NumberCheckbox not checkedNone
 Summit Brokerage Services
 34643
(Associated) Broker or DealerCheckbox checkedNone(Associated) Broker or Dealer CRD Number Checkbox checkedNone
  
  
Street Address 1      Street Address 2
595 S. Federal Hwy.
Ste. 500
City State/Province/CountryZIP/Postal Code
 Boca Raton
 FLORIDA
 33432
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
ALABAMA
MICHIGAN
MISSOURI
NEW JERSEY
PENNSYLVANIA
Recipient Recipient CRD NumberCheckbox not checkedNone
 Tital Securities
 131392
(Associated) Broker or DealerCheckbox checkedNone(Associated) Broker or Dealer CRD Number Checkbox checkedNone
  
  
Street Address 1      Street Address 2
14801 Quorum Dr.,
Ste. 260
City State/Province/CountryZIP/Postal Code
 Dallas
 TEXAS
 75254
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
MISSOURI
Recipient Recipient CRD NumberCheckbox not checkedNone
 TransAM Securities, Inc.
 18923
(Associated) Broker or DealerCheckbox checkedNone(Associated) Broker or Dealer CRD Number Checkbox checkedNone
  
  
Street Address 1      Street Address 2
1111 Douglas Ave.
 
City State/Province/CountryZIP/Postal Code
 Altamont Springs
 FLORIDA
 32714
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
FLORIDA
Recipient Recipient CRD NumberCheckbox not checkedNone
 Triad Advisors Inc.
 25803
(Associated) Broker or DealerCheckbox checkedNone(Associated) Broker or Dealer CRD Number Checkbox checkedNone
  
  
Street Address 1      Street Address 2
5185 Peachtree Pkwy
Ste. 280
City State/Province/CountryZIP/Postal Code
 Norcross
 GEORGIA
 30092
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
CALIFORNIA
COLORADO
FLORIDA
GEORGIA
MICHIGAN
NEW JERSEY
OHIO
TEXAS
Recipient Recipient CRD NumberCheckbox not checkedNone
 United Planners Financial Services
 20804
(Associated) Broker or DealerCheckbox checkedNone(Associated) Broker or Dealer CRD Number Checkbox checkedNone
  
  
Street Address 1      Street Address 2
7333 E. Doubletree Ranch Rd.
Ste. 120
City State/Province/CountryZIP/Postal Code
 Scottsdale
 ARIZONA
 85258
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
ARIZONA
CALIFORNIA
COLORADO
FLORIDA
ILLINOIS
IOWA
KANSAS
MAINE
MARYLAND
MASSACHUSETTS
NEW JERSEY
OREGON
PENNSYLVANIA
TENNESSEE
VIRGINIA
WASHINGTON
WISCONSIN
Recipient Recipient CRD NumberCheckbox not checkedNone
 WNA Wealth Advisors Inc.
 106792
(Associated) Broker or DealerCheckbox checkedNone(Associated) Broker or Dealer CRD Number Checkbox checkedNone
  
  
Street Address 1      Street Address 2
120 E. Ogden Ave.
Ste. 120
City State/Province/CountryZIP/Postal Code
 Hinsdale
 ILLINOIS
 60521
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
ILLINOIS



13. Offering and Sales Amounts
 
Total Offering Amount $
100000000
USDCheckbox not checkedIndefinite
Total Amount Sold $
28898450
USD
Total Remaining to be Sold $
71101550
USDCheckbox not checkedIndefinite
Clarification of Response (if Necessary)
  
 
14. Investors

Checkbox not checkedSelect if securities in the offering have been or may be sold to persons who do not qualify as accredited investors,
Number of such non-accredited investors who already have invested in the offering
   
  Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:
379
 
15. Sales Commissions & Finders’ Fees Expenses
Provide separately the amounts of sales commissions and finders' fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.
Sales Commissions$
7000000
USDCheckbox not checkedEstimate
Finders' Fees$
0
USDCheckbox not checkedEstimate
Clarification of Response (if Necessary)
 
 

16. Use of Proceeds
Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.
 $ 
28112788
USDCheckbox checkedEstimate
Clarification of Response (if Necessary)
Acquisition of interest in real property owned by a subsidiary of the promoter; management fee reserve

Signature and Submission
 
Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.
Terms of Submission 
 In submitting this notice, each Issuer named above is: 
 
  • Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, the information furnished to offerees.
  • Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the Issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against it in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of:  (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
  • Certifying that, if the issuer is claiming a Regulation D exemption for the offering, the issuer is not disqualified from relying on Regulation D for one of the reasons stated in Rule 505(b)(2)(iii) or Rule 506(d).
 
Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.
For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.
 
IssuerSignatureName of SignerTitleDate
Walton U. S. Land Fund 5, LPGordon A. PriceGordon A. PriceCFO, Walton Land Management (USA), Inc., Mgr. of GP2015-02-19