0001601669-21-000024.txt : 20210426
0001601669-21-000024.hdr.sgml : 20210426
20210426162232
ACCESSION NUMBER: 0001601669-21-000024
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210426
FILED AS OF DATE: 20210426
DATE AS OF CHANGE: 20210426
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hawley Robert L.
CENTRAL INDEX KEY: 0001765287
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38788
FILM NUMBER: 21854123
MAIL ADDRESS:
STREET 1: C/O WATFORD HOLDINGS LTD.,WATERLOO HOUSE
STREET 2: 1ST FLOOR, 100 PITTS BAY ROAD
CITY: PEMBROKE
STATE: D0
ZIP: HM08
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Watford Holdings Ltd.
CENTRAL INDEX KEY: 0001601669
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 981155442
STATE OF INCORPORATION: D0
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: WATERLOO HOUSE
STREET 2: 100 PITTS BAY ROAD
CITY: PEMBROKE
STATE: D0
ZIP: HM 08
BUSINESS PHONE: (441) 278-4124
MAIL ADDRESS:
STREET 1: P.O. BOX HM 2069
CITY: HAMILTON
STATE: D0
ZIP: HM HX
4
1
wf-form4_161946853498069.xml
FORM 4
X0306
4
2021-04-26
0
0001601669
Watford Holdings Ltd.
WTRE
0001765287
Hawley Robert L.
C/O WATFORD HOLDINGS LTD. WATERLOO HOUSE
1ST FLOOR 100 PITTS BAY ROAD
PEMBROKE
D0
HM 08
BERMUDA
0
1
0
0
Chief Financial Officer
Common Shares, par value $0.01/share
2021-04-26
4
M
0
6596
0
A
29305
D
8 1/2 Cumulative Redeemable Preference Shares
2000
D
Restricted Share Units - 2019
2021-04-26
4
M
0
6596
0
D
Common Shares, par value $0.01/share
6596.0
6596
D
Restricted Share Units - 2020
Common Shares, par value $0.01/share
8152.0
8152
D
Represents conversion of restricted share units to fully vested common shares equal to the number of restricted share units that have vested. The restricted share units have no exercise price.
Each restricted share unit represents a contingent right to receive one common share of Watford Holdings Ltd.
The reporting person received a restricted share unit grant subject to a three-year vesting schedule, of which 33.34% vested on the one year anniversary of April 26, 2019, 33.33% vested on the second year anniversary and 33.33% will vest on the third year anniversary. Upon vesting, the reporting person will receive a number of common shares equal to the number of restricted share units that have vested.
The reporting person received a restricted share unit grant, 50% of which are subject to a three-year vesting schedule, vesting 33.34% on the one year anniversary of March 1, 2020, 33.33% on the second year anniversary and 33.33% on the third year anniversary. The remaining 50% of the granted restricted share units are subject to performance metrics defined in the 2018 Stock Plan and cliff-vest on the third anniversary of March 1, 2020. Upon vesting, the reporting person will receive a number of common shares equal to the number of restricted share units that have vested.
/s/ Robert L. Hawley
2021-04-26