0000899243-20-027877.txt : 20201008
0000899243-20-027877.hdr.sgml : 20201008
20201008211630
ACCESSION NUMBER: 0000899243-20-027877
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201008
FILED AS OF DATE: 20201008
DATE AS OF CHANGE: 20201008
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RiverVest Venture Fund III, L.P.
CENTRAL INDEX KEY: 0001601559
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39594
FILM NUMBER: 201231941
BUSINESS ADDRESS:
STREET 1: 7733 FORSYTH BOULEVARD
CITY: ST. LOUIS
STATE: MO
ZIP: 63105
BUSINESS PHONE: 314-726-6700
MAIL ADDRESS:
STREET 1: 7733 FORSYTH BOULEVARD
CITY: ST. LOUIS
STATE: MO
ZIP: 63105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RiverVest Venture Fund III (Ohio), L.P.
CENTRAL INDEX KEY: 0001636686
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39594
FILM NUMBER: 201231942
BUSINESS ADDRESS:
STREET 1: 11000 CEDAR AVENUE
STREET 2: SUITE 100
CITY: CLEVELAND
STATE: OH
ZIP: 44106-3502
BUSINESS PHONE: 314-726-6700
MAIL ADDRESS:
STREET 1: 11000 CEDAR AVENUE
STREET 2: SUITE 100
CITY: CLEVELAND
STATE: OH
ZIP: 44106-3502
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RiverVest Venture Fund IV, L.P.
CENTRAL INDEX KEY: 0001725443
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39594
FILM NUMBER: 201231943
BUSINESS ADDRESS:
STREET 1: 101 SOUTH HANLEY ROAD, SUITE 1850
CITY: ST. LOUIS
STATE: MO
ZIP: 63105
BUSINESS PHONE: (314) 726-6700
MAIL ADDRESS:
STREET 1: 101 SOUTH HANLEY ROAD, SUITE 1850
CITY: ST. LOUIS
STATE: MO
ZIP: 63105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SPRUCE BIOSCIENCES, INC.
CENTRAL INDEX KEY: 0001683553
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 812154263
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2001 JUNIPERO SERRA BLVD., SUITE 640
CITY: DALY CITY
STATE: CA
ZIP: 94104
BUSINESS PHONE: (415) 294-1687
MAIL ADDRESS:
STREET 1: 2001 JUNIPERO SERRA BLVD., SUITE 640
CITY: DALY CITY
STATE: CA
ZIP: 94104
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2020-10-08
0
0001683553
SPRUCE BIOSCIENCES, INC.
SPRB
0001601559
RiverVest Venture Fund III, L.P.
101 S. HANLEY ROAD, SUITE 1850
ST. LOUIS
MO
63105
0
0
1
0
0001636686
RiverVest Venture Fund III (Ohio), L.P.
101 S. HANLEY ROAD, SUITE 1850
ST. LOUIS
MO
63105
0
0
1
0
0001725443
RiverVest Venture Fund IV, L.P.
101 S. HANLEY ROAD, SUITE 1850
ST. LOUIS
MO
63105
0
0
1
0
Series A Preferred Stock
Common Stock
1070172
I
See footnote
Series B Preferred Stock
Common Stock
828109
I
See footnote
Each share of Series A Preferred Stock and Series B Preferred Stock has no expiration date and are convertible at any time at the election of the holder without payment of further consideration. Each share of Series A Preferred Stock and Series B Preferred Stock will automatically convert into 0.152881822351322 shares of Common Stock upon the closing of the Issuer's initial public offering.
Share numbers (including those noted in the footnotes below) give effect to the reverse split of each share of the Issuer's Common Stock into 0.152881822351322 shares of Common Stock effected on October 2, 2020, which will be effective for the Preferred Stock upon its conversion to Common Stock upon the closing of the Issuer's initial public offering.
RiverVest Venture Fund III, L.P. ("RiverVest III") owns 1,016,236 shares of Series A Preferred Stock. RiverVest Venture Fund III (Ohio), L.P. ("RiverVest (Ohio) III") owns 53,936 shares of Series A Preferred Stock.
The shares held by RiverVest III are indirectly held by RiverVest Venture Partners III, L.P. ("RiverVest Partners III"), which is the general partner of RiverVest III. The shares held by RiverVest (Ohio) III are indirectly held by RiverVest Venture Partners III (Ohio), LLC ("RiverVest Partners (Ohio) III"), which is the general partner of RiverVest (Ohio) III. RiverVest Partners III is the sole member of RiverVest Partners (Ohio) III. RiverVest Venture Partners III, LLC is the general partner of RiverVest Partners III.
The individual managers of RiverVest Ventures Partners III, LLC are Thomas C. Melzer, Jay Schmelter and John P. McKearn, Ph.D. RiverVest Partners III, RiverVest Partners (Ohio) III, RiverVest Venture Partners III, LLC and each of the individual managers share voting and dispositive power with regard to the Issuer's securities directly held by RiverVest Venture Fund III, L.P. and RiverVest Venture Fund III (Ohio), L.P.
RiverVest III owns 362,941 shares of Series B Preferred Stock. RiverVest (Ohio) III owns 19,263 shares of Series B Preferred Stock. RiverVest Venture Fund IV, L.P. ("RiverVest IV") owns 445,905 shares of Series B Preferred Stock.
The shares held by RiverVest IV are indirectly held by RiverVest Venture Partners IV, L.P., its general partner ("RiverVest Partners IV"). RiverVest Venture Partners IV, LLC is the general partner of RiverVest Partners IV. The individual managers of RiverVest Ventures Partners IV, LLC are Jay Schmelter, John P. McKearn, Ph.D. and Niall O'Donnell, a member of the Issuer's board of directors. RiverVest Partners IV, RiverVest Venture Partners IV, LLC and each of the individual managers share voting and dispositive power with regard to the Company's securities directly held by RiverVest IV.
/s/ Jay Schmelter, Manager of RiverVest Venture Partners III, LLC
2020-10-07
/s/ Jay Schmelter, Manager of RiverVest Venture Partners IV, LLC
2020-10-07