0001225208-17-003910.txt : 20170221
0001225208-17-003910.hdr.sgml : 20170221
20170221150631
ACCESSION NUMBER: 0001225208-17-003910
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170221
FILED AS OF DATE: 20170221
DATE AS OF CHANGE: 20170221
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAYMOND JAMES FINANCIAL INC
CENTRAL INDEX KEY: 0000720005
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 591517485
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 880 CARILLON PKWY
CITY: ST PETERSBURG
STATE: FL
ZIP: 33716
BUSINESS PHONE: 727-567-1000
MAIL ADDRESS:
STREET 1: 880 CARILLON PKWY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
FORMER COMPANY:
FORMER CONFORMED NAME: RJ FINANCIAL CORP/FL
DATE OF NAME CHANGE: 19870303
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Elwyn Tashtego S
CENTRAL INDEX KEY: 0001601145
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09109
FILM NUMBER: 17624813
MAIL ADDRESS:
STREET 1: 880 CARILLON PARKWAY
CITY: ST PETERSBURG
STATE: FL
ZIP: 33716
4
1
doc4.xml
X0306
4
2017-02-21
0000720005
RAYMOND JAMES FINANCIAL INC
RJF
0001601145
Elwyn Tashtego S
880 CARILLON PARKWAY
ST. PETERSBURG
FL
33716
1
President - RJA
Common Stock
2017-02-16
5
G
0
450.0000
0.0000
D
17425.0000
D
Common Stock
2017-02-21
4
S
0
4000.0000
79.2058
D
13425.0000
D
Common Stock
4005.0000
I
ESOP
Common Stock
50.0000
I
UTMA Custodian for Daughter
Common Stock
50.0000
I
UTMA Custodian for Son
The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
Reflects the weighted average sale price. The range of prices for such transaction was $79.20 to $79.23.
Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through January 24, 2016.
This Form 4 reports (i) the gift of shares by the reporting person and (ii) the open market sale of common stock by the reporting person.
/s/ Tashtego S. Elwyn by Jonathan J. Doyle as Attorney-in-Fact
2017-02-21