The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACHILLION PHARMACEUTICALS IN | COM | 00448Q201 | 7,360 | 2,000,000 | SH | DFND | 1 | 2,000,000 | 0 | 0 | |
ALIMERA SCIENCES INC | COM | 016259103 | 6,797 | 6,936,000 | SH | DFND | 1 | 6,936,000 | 0 | 0 | |
ALPHATEC HOLDINGS INC | COM NEW | 02081G201 | 11,122 | 3,300,414 | SH | DFND | 1 | 3,300,414 | 0 | 0 | |
AMAG PHARMACEUTICALS INC | COM | 00163U106 | 41,600 | 2,080,000 | SH | DFND | 1 | 2,080,000 | 0 | 0 | |
ANTARES PHARMA INC | COM | 036642106 | 30,643 | 9,120,000 | SH | DFND | 1 | 9,120,000 | 0 | 0 | |
APRICUS BIOSCIENCES INC | COM NEW | 03832V307 | 1,426 | 4,600,000 | SH | DFND | 1 | 4,600,000 | 0 | 0 | |
ASSERTIO THERAPEUTICS INC | COM | 04545L107 | 17,640 | 3,000,000 | SH | DFND | 1 | 3,000,000 | 0 | 0 | |
AT&T INC | COM | 00206R102 | 3,358 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
AVIS BUDGET GROUP | COM | 053774105 | 32,140 | 1,000,000 | SH | DFND | 1 | 1,000,000 | 0 | 0 | |
BEST BUY INC | COM | 086516101 | 15,872 | 200,000 | SH | DFND | 1 | 200,000 | 0 | 0 | |
BIODELIVERY SCIENCES INTL IN | COM | 09060J106 | 9,218 | 3,292,000 | SH | DFND | 1 | 3,292,000 | 0 | 0 | |
BLUE APRON HLDGS INC | CL A | 09523Q101 | 5,160 | 3,000,000 | SH | Call | DFND | 1 | 3,000,000 | 0 | 0 |
BLUEBIRD BIO INC | COM | 09609G100 | 12,848 | 88,000 | SH | DFND | 1 | 88,000 | 0 | 0 | |
BRINKER INTL INC | COM | 109641100 | 9,346 | 200,000 | SH | DFND | 1 | 200,000 | 0 | 0 | |
CAMPBELL SOUP CO | COM | 134429109 | 73,260 | 2,000,000 | SH | Call | DFND | 1 | 2,000,000 | 0 | 0 |
CASTLE BRANDS INC | COM | 148435100 | 107 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
CATALYST PHARMACEUTICALS INC | COM | 14888U101 | 6,320 | 1,672,000 | SH | DFND | 1 | 1,672,000 | 0 | 0 | |
CELLECTIS S A | SPONSORED ADS | 15117K103 | 16,932 | 600,000 | SH | DFND | 1 | 600,000 | 0 | 0 | |
CERECOR INC | COM | 15671L109 | 81,727 | 17,500,400 | SH | DFND | 1 | 17,500,400 | 0 | 0 | |
CHEESECAKE FACTORY INC | COM | 163072101 | 58,894 | 1,100,000 | SH | Call | DFND | 1 | 1,100,000 | 0 | 0 |
CHIMERIX INC | COM | 16934W106 | 5,057 | 1,300,000 | SH | DFND | 1 | 1,300,000 | 0 | 0 | |
CITIUS PHARMACEUTICALS INC | COM NEW | 17322U207 | 100 | 58,431 | SH | DFND | 1 | 58,431 | 0 | 0 | |
CLOVIS ONCOLOGY INC | COM | 189464100 | 48,049 | 1,636,000 | SH | DFND | 1 | 1,636,000 | 0 | 0 | |
CVS HEALTH CORP | COM | 126650100 | 7,872 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
DEL FRISCOS RESTAURANT GROUP | COM | 245077102 | 31,175 | 3,756,000 | SH | DFND | 1 | 3,756,000 | 0 | 0 | |
DESPEGAR COM CORP | ORD SHS | G27358103 | 26,385 | 1,564,000 | SH | DFND | 1 | 1,564,000 | 0 | 0 | |
DYNATRONICS CORP | COM NEW | 268157401 | 1,570 | 551,046 | SH | DFND | 1 | 551,046 | 0 | 0 | |
EDGEWELL PERS CARE CO | COM | 28035Q102 | 46,230 | 1,000,000 | SH | DFND | 1 | 1,000,000 | 0 | 0 | |
ENANTA PHARMACEUTICALS INC | COM | 29251M106 | 38,970 | 456,000 | SH | DFND | 1 | 456,000 | 0 | 0 | |
EYEGATE PHARMACEUTICALS INC | COM | 30233M107 | 5,209 | 16,802,500 | SH | DFND | 1 | 16,802,500 | 0 | 0 | |
FACEBOOK INC | CL A | 30303M102 | 8,223 | 50,000 | SH | DFND | 1 | 50,000 | 0 | 0 | |
FARFETCH LTD | ORD SH CL A | 30744W107 | 5,446 | 200,000 | SH | DFND | 1 | 200,000 | 0 | 0 | |
FLOOR & DECOR HLDGS INC | CL A | 339750101 | 9,051 | 300,000 | SH | DFND | 1 | 300,000 | 0 | 0 | |
GAP INC DEL | COM | 364760108 | 15,117 | 524,000 | SH | DFND | 1 | 524,000 | 0 | 0 | |
HAIN CELESTIAL GROUP INC | COM | 405217100 | 54,240 | 2,000,000 | SH | Call | DFND | 1 | 2,000,000 | 0 | 0 |
HAIN CELESTIAL GROUP INC | COM | 405217100 | 27,120 | 1,000,000 | SH | DFND | 1 | 1,000,000 | 0 | 0 | |
HANESBRANDS INC | COM | 410345102 | 36,860 | 2,000,000 | SH | DFND | 1 | 2,000,000 | 0 | 0 | |
HARLEY DAVIDSON INC | COM | 412822108 | 37,327 | 824,000 | SH | DFND | 1 | 824,000 | 0 | 0 | |
INCYTE CORP | COM | 45337C102 | 48,356 | 700,000 | SH | Call | DFND | 1 | 700,000 | 0 | 0 |
INTELLIPHARMACEUTICS INTL IN | COM | 458173309 | 2,305 | 860,000 | SH | DFND | 1 | 860,000 | 0 | 0 | |
LULULEMON ATHLETICA INC | COM | 550021109 | 8,125 | 50,000 | SH | DFND | 1 | 50,000 | 0 | 0 | |
MADRIGAL PHARMACEUTICALS INC | COM | 558868105 | 17,130 | 80,000 | SH | DFND | 1 | 80,000 | 0 | 0 | |
MALLINCKRODT PUB LTD CO | SHS | G5785G107 | 45,137 | 1,540,000 | SH | DFND | 1 | 1,540,000 | 0 | 0 | |
MEDIFAST INC | COM | 58470H101 | 5,317 | 24,000 | SH | DFND | 1 | 24,000 | 0 | 0 | |
MICHAEL KORS HLDGS LTD | SHS | G60754101 | 36,748 | 536,000 | SH | DFND | 1 | 536,000 | 0 | 0 | |
NAKED BRAND GROUP LIMITED | ORD SHS | Q6519T109 | 4,917 | 1,828,000 | SH | DFND | 1 | 1,828,000 | 0 | 0 | |
NOVELION THERAPEUTICS INC | COM NEW | 67001K202 | 5,494 | 1,856,000 | SH | DFND | 1 | 1,856,000 | 0 | 0 | |
ONCONOVA THERAPEUTICS INC | COM PAR | 68232V405 | 816 | 111,216 | SH | DFND | 1 | 111,216 | 0 | 0 | |
ORAMED PHARM INC | COM NEW | 68403P203 | 3,039 | 624,000 | SH | DFND | 1 | 624,000 | 0 | 0 | |
PAIN THERAPEUTICS INC | COM NEW | 69562K506 | 2,186 | 2,164,000 | SH | DFND | 1 | 2,164,000 | 0 | 0 | |
PARATEK PHARMACEUTICALS INC | COM | 699374302 | 11,640 | 1,200,000 | SH | DFND | 1 | 1,200,000 | 0 | 0 | |
PDL BIOPHARMA INC | COM | 69329Y104 | 4,734 | 1,800,000 | SH | DFND | 1 | 1,800,000 | 0 | 0 | |
PENNEY J C INC | COM | 708160106 | 3,818 | 2,300,000 | SH | Call | DFND | 1 | 2,300,000 | 0 | 0 |
PERNIX THERAPEUTICS HLDGS IN | DBCV 4.250% 4/0 | 71426VAK4 | 9,531 | 21,760,000 | PRN | DFND | 1 | 21,760,000 | 0 | 0 | |
PETMED EXPRESS INC | COM | 716382106 | 17,561 | 532,000 | SH | DFND | 1 | 532,000 | 0 | 0 | |
PLAYA HOTELS & RESORTS NV | SHS | N70544106 | 32,280 | 3,352,000 | SH | DFND | 1 | 3,352,000 | 0 | 0 | |
PROGENICS PHARMACEUTICALS IN | COM | 743187106 | 38,611 | 6,158,000 | SH | DFND | 1 | 6,158,000 | 0 | 0 | |
QURATE RETAIL INC | COM SER A | 74915M100 | 19,989 | 900,000 | SH | DFND | 1 | 900,000 | 0 | 0 | |
RADIUS HEALTH INC | COM NEW | 750469207 | 11,712 | 658,000 | SH | DFND | 1 | 658,000 | 0 | 0 | |
RALPH LAUREN CORP | CL A | 751212101 | 29,986 | 218,000 | SH | DFND | 1 | 218,000 | 0 | 0 | |
REGENERON PHARMACEUTICALS | COM | 75886F107 | 30,303 | 75,000 | SH | DFND | 1 | 75,000 | 0 | 0 | |
RITTER PHARMACEUTICALS INC | COM NEW | 767836307 | 339 | 182,000 | SH | DFND | 1 | 182,000 | 0 | 0 | |
SCIENTIFIC GAMES CORP | COM | 80874P109 | 22,860 | 900,000 | SH | DFND | 1 | 900,000 | 0 | 0 | |
SMUCKER J M CO | COM NEW | 832696405 | 52,947 | 516,000 | SH | DFND | 1 | 516,000 | 0 | 0 | |
SOLID BIOSCIENCES INC | COM | 83422E105 | 7,738 | 164,000 | SH | DFND | 1 | 164,000 | 0 | 0 | |
SPARK THERAPEUTICS INC | COM | 84652J103 | 12,437 | 228,000 | SH | DFND | 1 | 228,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 197,690 | 680,000 | SH | Put | DFND | 1 | 680,000 | 0 | 0 |
STRONGBRIDGE BIOPHARMA PLC | SHS USD | G85347105 | 12,853 | 2,650,000 | SH | DFND | 1 | 2,650,000 | 0 | 0 | |
TAILORED BRANDS INC | COM | 87403A107 | 7,557 | 300,000 | SH | DFND | 1 | 300,000 | 0 | 0 | |
TEMPUR SEALY INTL INC | COM | 88023U101 | 5,290 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
TITAN PHARMACEUTICALS INC DE | COM NEW | 888314309 | 46 | 220,000 | SH | DFND | 1 | 220,000 | 0 | 0 | |
UNITED THERAPEUTICS CORP DEL | COM | 91307C102 | 37,341 | 292,000 | SH | DFND | 1 | 292,000 | 0 | 0 | |
VANDA PHARMACEUTICALS INC | COM | 921659108 | 20,655 | 900,000 | SH | DFND | 1 | 900,000 | 0 | 0 | |
VAXART INC | COM NEW | 92243A200 | 428 | 150,000 | SH | DFND | 1 | 150,000 | 0 | 0 | |
VICAL INC | COM NEW | 925602203 | 5,974 | 4,360,500 | SH | DFND | 1 | 4,360,500 | 0 | 0 | |
VOYAGER THERAPEUTICS INC | COM | 92915B106 | 32,618 | 1,724,000 | SH | DFND | 1 | 1,724,000 | 0 | 0 | |
ZAFGEN INC | COM | 98885E103 | 13,607 | 1,164,000 | SH | DFND | 1 | 1,164,000 | 0 | 0 |