0001209191-23-034855.txt : 20230606 0001209191-23-034855.hdr.sgml : 20230606 20230606182612 ACCESSION NUMBER: 0001209191-23-034855 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230602 FILED AS OF DATE: 20230606 DATE AS OF CHANGE: 20230606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lehnhardt Aaron J CENTRAL INDEX KEY: 0001907974 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41248 FILM NUMBER: 23997270 MAIL ADDRESS: STREET 1: C/O KNIGHTSCOPE, INC. STREET 2: 1070 TERRA BELLA AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Knightscope, Inc. CENTRAL INDEX KEY: 0001600983 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 462482575 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1070 TERRA BELLA AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: (650) 924-1025 MAIL ADDRESS: STREET 1: 1070 TERRA BELLA AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-06-02 0 0001600983 Knightscope, Inc. KSCP 0001907974 Lehnhardt Aaron J C/O KNIGHTSCOPE, INC. 1070 TERRA BELLA AVENUE MOUNTAIN VIEW CA 94043 0 1 0 0 Chief Design Officer 0 Class A Common Stock 2023-06-02 4 M 0 238000 0.16 A 238000 D Class A Common Stock 2023-06-02 4 S 0 238000 0.4143 D 0 D Stock Option (Right to Buy) 0.16 2023-06-02 4 M 0 238000 0.00 D 2024-04-20 Class B Common Stock 238000 0 D On June 2, 2023, the reporting person exercised stock options to purchase 238,000 shares of Class B Common Stock, which were immediately converted into shares of Class A Common Stock. Shares of Class B Common Stock are convertible into an equal number of shares of Class A Common Stock at any time. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.383 to $0.4401, inclusive. The reporting person undertakes to provide to the issuer, any shareholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this footnote. The stock options vested and became exercisable as to 25% of the option shares after 12 months, and vested as to the remaining shares in equal monthly installments over the subsequent 48 months, subject to continuous service with the issuer as of each vesting date. /s/ Mallorie Burak, Attorney-in-Fact 2023-06-06