0001209191-18-025579.txt : 20180419 0001209191-18-025579.hdr.sgml : 20180419 20180419163454 ACCESSION NUMBER: 0001209191-18-025579 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180417 FILED AS OF DATE: 20180419 DATE AS OF CHANGE: 20180419 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pahwa Sudhir K CENTRAL INDEX KEY: 0001600817 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37614 FILM NUMBER: 18764156 MAIL ADDRESS: STREET 1: 5960 HEISLEY ROAD CITY: MENTOR STATE: OH ZIP: 44060 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STERIS plc CENTRAL INDEX KEY: 0001624899 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 981203539 STATE OF INCORPORATION: X0 FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: RUTHERFORD HOUSE STREET 2: STEPHENSONS WAY CITY: DERBY STATE: X0 ZIP: DE21 6LY BUSINESS PHONE: (440) 354-2600 MAIL ADDRESS: STREET 1: RUTHERFORD HOUSE STREET 2: STEPHENSONS WAY CITY: DERBY STATE: X0 ZIP: DE21 6LY FORMER COMPANY: FORMER CONFORMED NAME: Steris plc DATE OF NAME CHANGE: 20151102 FORMER COMPANY: FORMER CONFORMED NAME: New STERIS Ltd DATE OF NAME CHANGE: 20141125 FORMER COMPANY: FORMER CONFORMED NAME: Solar New HoldCo Ltd DATE OF NAME CHANGE: 20141112 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-04-17 0 0001624899 STERIS plc STE 0001600817 Pahwa Sudhir K C/O RUTHERFORD HOUSE, STEPHENSONS WAY CHADDESDEN DERBY X0 DE21 6LY UNITED KINGDOM 0 1 0 0 Sr. V.P., IPT Ordinary Shares, 10 pence par value 2018-04-17 4 S 0 1894 97.11 D 17700.04 D Ordinary Shares, 10 pence par value 2018-04-18 4 S 0 87 97.09 D 17613.04 D These sales of a total of 1,981 ordinary shares are pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on November 2, 2017. This represents the weighted average sales price of the 1,894 shares sold in the open market. The actual sales prices ranged from $97.00 per share to $97.23 per share. The Reporting Person, upon request by the SEC staff, will provide full information regarding the number of shares sold at each of the separate sales prices. 8,125 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 750 on May 28, 2018; 750 on May 30, 2018; 1,250 on May 30, 2018; 625 on June 1, 2018; 750 on October 1, 2018; 750 on May 28, 2019; 1,250 on May 30, 2019; 625 on June 3, 2019; 750 on October 1, 2019 and 625 on June 1, 2020. This represents the weighted average sales price of the 87 shares sold in the open market. The actual sales prices ranged from $97.00 per share to $97.35 per share. The Reporting Person, upon request by the SEC staff, will provide full information regarding the number of shares sold at each of the separate sales prices. /s/ Ronald E. Snyder, Authorized Representative under Power of Attorney 2018-04-19