0001209191-21-052423.txt : 20210818 0001209191-21-052423.hdr.sgml : 20210818 20210818200232 ACCESSION NUMBER: 0001209191-21-052423 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210816 FILED AS OF DATE: 20210818 DATE AS OF CHANGE: 20210818 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Covington JoAnn CENTRAL INDEX KEY: 0001600740 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39546 FILM NUMBER: 211188083 MAIL ADDRESS: STREET 1: PROTERRA INC STREET 2: 1815 ROLLINS ROAD CITY: BURLINGAME STATE: CA ZIP: 94010 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Proterra Inc CENTRAL INDEX KEY: 0001820630 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1815 ROLLINS ROAD CITY: BURLINGAME STATE: CA ZIP: 94010 BUSINESS PHONE: 650-689-8284 MAIL ADDRESS: STREET 1: 1815 ROLLINS ROAD CITY: BURLINGAME STATE: CA ZIP: 94010 FORMER COMPANY: FORMER CONFORMED NAME: ArcLight Clean Transition Corp. DATE OF NAME CHANGE: 20200806 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-08-16 0 0001820630 Proterra Inc PTRA 0001600740 Covington JoAnn C/O PROTERRA INC 1815 ROLLINS ROAD BURLINGAME CA 94010 0 1 0 0 Chief Legal Officer, Secy Common Stock 2021-08-16 4 F 0 5751 9.86 D 8264 D Common Stock 2021-08-18 4 D 0 8264 9.4561 D 0 D Represents the sale of shares of common stock in order to satisfy the tax liability of the Reporting Person in connection with the distribution of 14,015 shares of common stock previously reported on Table I pursuant to the earnout provision set forth in Section 3.09(a)(i) of the Agreement and Plan of Merger, dated as of January 11, 2021, by and among Proterra Inc (formerly ArcLight Clean Transition Corp.), Phoenix Merger Sub, Inc., and Proterra Operating Company, Inc. (formerly Proterra Inc) (the "Merger Agreement"). The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.42 to $9.4950, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. /s/ Joshua Damm, Attorney-in-Fact 2021-08-18