X0306 4 2016-04-30 0 0000719739 SVB FINANCIAL GROUP SIVB 0001600735 Cadieux Marc C 3005 TASMAN DRIVE SANTA CLARA CA 95054 0 1 0 0 Chief Credit Officer Common Stock 2016-04-30 4 M 0 445 A 11361 D Common Stock 2016-05-01 4 M 0 450 A 11811 D Common Stock 2016-05-01 4 M 0 225 A 12036 D Common Stock 2016-05-02 4 F 0 423 105.18 D 11613 D Common Stock 6181 I By 401(k)/ESOP Restricted Stock Unit 0.00 2016-05-01 4 M 0 450 D 2013-05-01 2019-05-01 Common Stock 450 0 D Restricted Stock Unit 0.00 2016-04-30 4 M 0 445 D 2014-04-30 2020-04-30 Common Stock 445 445 D Restricted Stock Unit 0.00 2016-05-01 4 M 0 225 D 2016-05-01 2022-05-01 Common Stock 225 673 D Performance Restricted Stock Unit 0.00 2016-02-16 5 A 0 E 4837 A 2019-01-30 2023-02-16 Common Stock 4837 4837 D Restricted Stock Unit 0.00 2016-05-02 4 A 0 1415 A 2017-05-02 2023-05-02 Common Stock 1415 1415 D Stock Option 105.18 2016-05-02 4 A 0 4829 105.18 A 2017-05-02 2023-05-02 Common Stock 4829 4829 D Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units. Performance-based restricted stock units (PRSUs) are subject to both performance-based and time-based vesting. The extent to which the PRSU awards are earned will be based on the Company's performance for calendar years 2016-2018 and other considerations, as determined pursuant to the discretion of the Compensation Committee and the 162m Committee. The reported number of shares is the maximum number of shares that may be earned by the reporting person, based on the achievement of 150% of target performance. To the extent deemed earned at the end of the three-year performance period, these PRSUs will be subject to additional time-based vesting and will vest on January 30, 2019. Each performance-based restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Restricted stock units are subject to annual vesting in equal installments on May 2, 2017, May 2, 2018, May 2, 2019, and May 2, 2020. The grant of stock options is subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates. The exercise price of the stock options is determined based on the closing price of SVB's common stock on the date of grant. Denise West, Attorney-in-Fact for Marc Cadieux 2016-05-04