0001600620-24-000114.txt : 20241112 0001600620-24-000114.hdr.sgml : 20241112 20241112192036 ACCESSION NUMBER: 0001600620-24-000114 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20241108 FILED AS OF DATE: 20241112 DATE AS OF CHANGE: 20241112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Karen L. CENTRAL INDEX KEY: 0001639637 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36421 FILM NUMBER: 241450619 MAIL ADDRESS: STREET 1: C/O JAZZ PHARMACEUTICALS PLC STREET 2: 5TH FL, WATERLOO EXCHANGE, WATERLOO RD CITY: DUBLIN L2 4 STATE: L2 ZIP: 0 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Aurinia Pharmaceuticals Inc. CENTRAL INDEX KEY: 0001600620 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] ORGANIZATION NAME: 03 Life Sciences IRS NUMBER: 981231763 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: #140, 14315 - 118 AVENUE CITY: EDMONTON STATE: A0 ZIP: T5L 4S6 BUSINESS PHONE: 250-744-2487 MAIL ADDRESS: STREET 1: #140, 14315 - 118 AVENUE CITY: EDMONTON STATE: A0 ZIP: T5L 4S6 4 1 wk-form4_1731457229.xml FORM 4 X0508 4 2024-11-08 0 0001600620 Aurinia Pharmaceuticals Inc. AUPH 0001639637 Smith Karen L. #140, 14315 - 118 AVENUE EDMONTON A0 T5L 4S6 ALBERTA, CANADA 1 0 0 0 0 Common Stock 2024-11-08 4 M 0 17913 A 17913 D Common Stock 2024-11-11 4 S 0 5241 8.43 D 12672 D Restricted Stock Units 2024-11-08 4 M 0 17913 0 D Common Stock 17913 0 D Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of RSUs. The price in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $8.37 to $8.47, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range. The RSUs vested one year from date of grant and have no expiration date. /s/ Karen L. Smith 2024-11-12