0001157523-17-001833.txt : 20170622 0001157523-17-001833.hdr.sgml : 20170622 20170622163052 ACCESSION NUMBER: 0001157523-17-001833 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20170622 FILED AS OF DATE: 20170622 DATE AS OF CHANGE: 20170622 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Aurinia Pharmaceuticals Inc. CENTRAL INDEX KEY: 0001600620 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: A0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-36421 FILM NUMBER: 17925425 BUSINESS ADDRESS: STREET 1: #1203-4464 MARKHAM STREET CITY: VICTORIA BC STATE: A1 ZIP: V8Z 7X8 BUSINESS PHONE: 250-708-4272 MAIL ADDRESS: STREET 1: #1203-4464 MARKHAM STREET CITY: VICTORIA BC STATE: A1 ZIP: V8Z 7X8 6-K 1 a51579284.htm AURINIA PHARMACEUTICALS INC. 6-K
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 6-K
 

 
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13A-16 OR 15D-16 UNDER THE
SECURITIES EXCHANGE ACT OF 1934
 
Dated June 22, 2017
 
Commission File Number 001-36421

 
AURINIA PHARMACEUTICALS INC.
(Exact name of Registrant as specified in its charter)
 

N/A
(Translation of Registrant’s Name)
 
#1203-4464 Markham Street
Victoria, British Columbia
V8Z7X8
(250) 708-4272
(Address and telephone number of registrant’s principal executive offices)
 

 
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
 
Form 20-F              Form 40-F  
 
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b) (1):  
 
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b) (7):  
 
Indicate by check mark whether by furnishing the information contained in this Form, the registrant is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
 
Yes               No  
 
This Form 6-K is hereby filed and incorporated by reference into the Registrant’s Registration Statement on Form F-10 (File No. 333-206994).

SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
Dated: June 22, 2017.
 
  Aurinia Pharmaceuticals Inc.
     
  By: 
/s/ Dennis Bourgeault
   
Name: Dennis Bourgeault
   
Title: Chief Financial Officer
 
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EXHIBIT INDEX
 
Exhibit
 
Description of Exhibit
     
99.1
 
News Release – Aurinia Announces Results of Annual General Meeting
99.2
 
Report on Voting Results

Exhibits 99.1 and 99.2 included with this report on Form 6-K are hereby incorporated by reference as an exhibit to the Registrant’s Registration Statement on Form F-10 (File No. 333-206994), as amended or supplemented.
 
 
3
EX-99.1 2 a51579284ex99_1.htm EXHIBIT 99.1

Exhibit 99.1

Aurinia Announces Results of Annual General Meeting

VICTORIA, British Columbia--(BUSINESS WIRE)--June 22, 2017--Aurinia Pharmaceuticals Inc. (“Aurinia” or the “Company”) (NASDAQ: AUPH / TSX: AUP) is pleased to announce that the six incumbent directors of the Company were elected at the Company’s annual general meeting held on June 21, 2017 (the “Meeting”).

Detailed results of the vote by proxy for the election of directors are provided below:

       

 

Votes For (%)

 

Votes Withheld (%)

Nominee

       

Election of Directors

Richard Glickman

96.70%

3.30%

Benjamin Rovinski

99.09%

0.91%

David Jayne

71.78%

28.22%

Hyuek Joon Lee

98.95%

1.05%

Lorin Randall

75.43%

24.57%

George Milne

99.11%

0.89%

Voting results on all matters voted on at the Meeting will be filed on SEDAR at www.sedar.com and EDGAR at www.edgar.com.

About Aurinia

Aurinia is a clinical stage biopharmaceutical company focused on developing and commercializing therapies to treat targeted patient populations that are suffering from serious diseases with a high unmet medical need. The Company is currently developing voclosporin, an investigational drug, for the treatment of LN. The Company is headquartered in Victoria, BC and focuses its development efforts globally.

We seek Safe Harbor.

CONTACT:
Aurinia Pharmaceuticals Inc.
Investor Contact:
Celia Economides
Vice President, Public Affairs
ceconomides@auriniapharma.com

EX-99.2 3 a51579284ex99_2.htm EXHIBIT 99.2
Exhibit 99.2
 
AURINIA PHARMACEUTICALS INC.
 
Report of Voting Results

This report is filed pursuant to Section 11.3 of National Instrument 51-102 and relates to the results of voting at the annual general meeting of Aurinia Pharmaceuticals Inc. (the “Company”) held on June 21, 2017.
 
Description of Matter
 
Resolution to elect the management nominees as directors of the Company.
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Resolution to appoint
PricewaterhouseCoopers LLP, Chartered Professional Accountants as auditors of the Company until its next annual general meeting, at a remuneration to be fixed by the directors.
 
 
 
 
 
 
Resolution to approve the unallocated entitlements under the Company's stock option plan
Outcome of Vote
 
All nominees proposed by management were elected to serve as directors of the Company until its next annual general meeting.
 
Details of the voting by proxy are as follows:
 
Name
Votes in Favour
Votes Withheld
  Richard Glickman
25,669,594
(96.70%)
875,695
(3.30%)
  Benjamin Rovinski
26,302,828
(99.09%)
242,461
(0.91%)
  David Jayne
19,053,026
(71.78%)
7,492,263
(28.22%)
  Hyuek Joon Lee
26,266,015
(98.95%)
279,274
(1.05%)
  Lorin Randall
20,022,046
(75.43%)
6,523,243
(24.57%)
  George Milne
26,308,565
(99.11%)
236,724
(0.89%)
 
Resolution passed by requisite majority.
 
Details of the voting by proxy are as follows:
 
Total shares voted in favour: 62,311,503 (98.69%)
 
Total shares withheld: 825,361 (1.31%)
 
 
Resolution passed by requisite majority.
 
Details of the voting by ballot are as follows:
 
Total shares voted in favour: 18,788,103 (70.23%)
 
Total shares voted against: 7,965,988 (29.77%)
 
 

DATED this 22nd day of June, 2017
 
AURINIA PHARMACEUTICALS INC.


By:
/s/ Dennis Bourgeault
 
 
Name:  Dennis Bourgeault
 
Title:    Chief Financial Officer
 
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