The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| AMERICAN CAP SR FLOATING LTD | COM | 02504D108 | 1,889 | 179,600 | SH | SOLE | 1 | 179,600 | 0 | 0 | |
| ARES CAP CORP | COM | 04010L103 | 39,308 | 2,500,500 | SH | SOLE | 1 | 2,500,500 | 0 | 0 | |
| ENSCO JERSEY FIN LTD | NOTE 3.000% 1/3 | 29359WAB1 | 8,900 | 10,000,000 | PRN | SOLE | 1 | 10,000,000 | 0 | 0 | |
| ENSCO PLC | SHS CLASS A | G3157S106 | 2,955 | 500,000 | SH | SOLE | 1 | 500,000 | 0 | 0 | |
| KCAP FINL INC | COM | 48668E101 | 4,697 | 1,377,559 | SH | SOLE | 1 | 1,377,559 | 0 | 0 | |
| NAVIOS MARITIME HLDGS INC | SPN ADR RP PFD G | 63938Y100 | 2,422 | 149,500 | SH | SOLE | 1 | 149,500 | 0 | 0 | |
| NAVIOS MARITIME HLDGS INC | SPON ADR PFD H | 63938Y308 | 3,966 | 247,877 | SH | SOLE | 1 | 247,877 | 0 | 0 | |
| NAVIOS MARITIME PARTNERS L P | UNIT LPI | Y62267102 | 16,048 | 6,800,000 | SH | SOLE | 1 | 6,800,000 | 0 | 0 | |
| TRIANGLE CAP CORP | COM | 895848109 | 5,210 | 548,969 | SH | SOLE | 1 | 548,969 | 0 | 0 | |