0001140361-17-046598.txt : 20171218 0001140361-17-046598.hdr.sgml : 20171218 20171218193253 ACCESSION NUMBER: 0001140361-17-046598 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171214 FILED AS OF DATE: 20171218 DATE AS OF CHANGE: 20171218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mueller Richard K CENTRAL INDEX KEY: 0001674952 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37784 FILM NUMBER: 171262560 MAIL ADDRESS: STREET 1: GMS INC. STREET 2: 100 CRESCENT CENTRE PARKWAY, SUITE 800 CITY: TUCKER STATE: GA ZIP: 30084 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GMS Inc. CENTRAL INDEX KEY: 0001600438 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-LUMBER & OTHER CONSTRUCTION MATERIALS [5030] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 100 CRESCENT CENTRE PARKWAY STREET 2: SUITE 800 CITY: TUCKER STATE: GA ZIP: 30084 BUSINESS PHONE: 800-392-4619 MAIL ADDRESS: STREET 1: 100 CRESCENT CENTRE PARKWAY STREET 2: SUITE 800 CITY: TUCKER STATE: GA ZIP: 30084 FORMER COMPANY: FORMER CONFORMED NAME: GYP Holdings I Corp. DATE OF NAME CHANGE: 20140218 4 1 doc1.xml FORM 4 X0306 4 2017-12-14 0 0001600438 GMS Inc. GMS 0001674952 Mueller Richard K GMS INC. 100 CRESCENT CENTRE PARKWAY, SUITE 800 TUCKER GA 30084 1 1 1 0 Chairman of the Board Common Stock 2017-12-14 4 S 0 500000 38.05 D 39500 I See footnote Pursuant to a stockholders' agreement among GMS Inc. (the "Company") and certain stockholders of the Company, the Reporting Person has agreed to vote all of his shares of common stock to elect one director nominated by AEA GMS Holdings LP for so long as AEA GMS Holdings LP and its affiliates own at least 10% of the Company's outstanding common stock. Accordingly, the Reporting Person is a member of a Section 13(d) "group" with AEA GMS Holdings LP and the other stockholders of the Company disclosed in a Schedule 13G filed with the Securities and Exchange Commission on behalf of the Reporting Person on February 14, 2017. As of the date hereof, the members of this Section 13(d) group collectively owned more than 10% of the Company's outstanding common stock. The Reporting Person disclaims beneficial ownership of the shares of common stock of the Company beneficially owned by the other members of the Section 13(d) group. Mr. Mueller beneficially owns these shares indirectly through Second Bite Investments, LLC. /s/ Craig D. Apolinsky, Attorney-in-Fact for Richard K. Mueller 2017-12-18