Chief Compliance Officer

0001376474-24-000643.txt : 20241105 0001376474-24-000643.hdr.sgml : 20241105 20241105131320 ACCESSION NUMBER: 0001376474-24-000643 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240930 FILED AS OF DATE: 20241105 DATE AS OF CHANGE: 20241105 EFFECTIVENESS DATE: 20241105 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Wakefield Asset Management LLLP CENTRAL INDEX KEY: 0001600435 ORGANIZATION NAME: IRS NUMBER: 208251802 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18951 FILM NUMBER: 241426690 BUSINESS ADDRESS: STREET 1: 7887 E BELLEVIEW AVE STREET 2: SUITE 800 CITY: ENGLEWOOD STATE: CO ZIP: 80111 BUSINESS PHONE: 303-771-0630 MAIL ADDRESS: STREET 1: 7887 E BELLEVIEW AVE STREET 2: SUITE 800 CITY: ENGLEWOOD STATE: CO ZIP: 80111 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE 0001600435 XXXXXXXX 09-30-2024 09-30-2024 Wakefield Asset Management LLLP

7887 E Belleview Ave Suite 800 Englewood CO 80111

13F HOLDINGS REPORT 028-18951 N Greg Brittain Chief Compliance Officer 303-771-0630 /s/ Greg Brittain Englewood CO 11-04-2024 3 142 307462284 1 028-19415 Wakefield Asset Management Corp 2 028-19414 Wakefield Wealth Management, LLLP 3 028-19416 Gervasini, Geoffrey Todd INFORMATION TABLE 2 informationtable.xml FORM FILING ABBVIE INC COM 00287Y109 2239424 11340 SH DFND 1,2,3 11340 0 0 ALEXANDER & BALDWIN INC NEW COM 014491104 1060536 55208 SH DFND 1,2,3 55208 0 0 ALPHABET INC CAP STK CL A 02079K305 3183657 19196 SH DFND 1,2,3 19196 0 0 ALPS ETF TR ALERIAN MLP 00162Q452 1380768 29297 SH DFND 1,2,3 29297 0 0 AMERICAN EAGLE OUTFITTERS IN COM 02553E106 814414 36374 SH DFND 1,2,3 36374 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 4365996 29855 SH DFND 1,2,3 29855 0 0 AMGEN INC COM 031162100 395674 1228 SH DFND 1,2,3 1228 0 0 ANI PHARMACEUTICALS INC COM 00182C103 824442 13819 SH DFND 1,2,3 13819 0 0 APPLIED MATLS INC COM 038222105 3229568 15984 SH DFND 1,2,3 15984 0 0 ARCH CAP GROUP LTD ORD G0450A105 4259272 38070 SH DFND 1,2,3 38070 0 0 AXIS CAP HLDGS LTD SHS G0692U109 1191655 14965 SH DFND 1,2,3 14965 0 0 AXOS FINANCIAL INC COM 05465C100 1265335 20123 SH DFND 1,2,3 20123 0 0 BANCFIRST CORP COM 05945F103 1076600 10227 SH DFND 1,2,3 10227 0 0 BANK NEW YORK MELLON CORP COM 064058100 4640360 64575 SH DFND 1,2,3 64575 0 0 BLACKLINE INC COM 09239B109 687762 12473 SH DFND 1,2,3 12473 0 0 BLACKROCK MUN INCOME TR SH BEN INT 09248F109 1869845 176847 SH DFND 1,2,3 176847 0 0 BLACKROCK MUNI INCOME TR II COM 09249N101 1904109 169053 SH DFND 1,2,3 169053 0 0 BLUE BIRD CORP COM 095306106 882800 18407 SH DFND 1,2,3 18407 0 0 BOOZ ALLEN HAMILTON HLDG COR CL A 099502106 3503084 21523 SH DFND 1,2,3 21523 0 0 BRINKER INTL INC COM 109641100 1202440 15712 SH DFND 1,2,3 15712 0 0 CARPENTER TECHNOLOGY CORP COM 144285103 1465424 9183 SH DFND 1,2,3 9183 0 0 CATERPILLAR INC COM 149123101 4382891 11206 SH DFND 1,2,3 11206 0 0 CBOE GLOBAL MKTS INC COM 12503M108 3427066 16728 SH DFND 1,2,3 16728 0 0 CENCORA INC COM 03073E105 1766653 7849 SH DFND 1,2,3 7849 0 0 CENTURY CMNTYS INC COM 156504300 1065329 10345 SH DFND 1,2,3 10345 0 0 CHEESECAKE FACTORY INC COM 163072101 934881 23055 SH DFND 1,2,3 23055 0 0 CINEMARK HLDGS INC COM 17243V102 1376744 49452 SH DFND 1,2,3 49452 0 0 CME GROUP INC COM 12572Q105 332741 1508 SH DFND 1,2,3 1508 0 0 CNA FINL CORP COM 126117100 504866 10316 SH DFND 1,2,3 10316 0 0 CONSOLIDATED EDISON INC COM 209115104 3531882 33918 SH DFND 1,2,3 33918 0 0 CORNING INC COM 219350105 434840 9631 SH DFND 1,2,3 9631 0 0 DAVITA INC COM 23918K108 4498076 27439 SH DFND 1,2,3 27439 0 0 DECKERS OUTDOOR CORP COM 243537107 3217542 20179 SH DFND 1,2,3 20179 0 0 DELL TECHNOLOGIES INC CL C 24703L202 313657 2646 SH DFND 1,2,3 2646 0 0 EDGEWELL PERS CARE CO COM 28035Q102 843317 23202 SH DFND 1,2,3 23202 0 0 ELI LILLY & CO COM 532457108 3762588 4247 SH DFND 1,2,3 4247 0 0 ESAB CORPORATION COM 29605J106 1064729 10015 SH DFND 1,2,3 10015 0 0 ESSENTIAL PPTYS RLTY TR INC COM 29670E107 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PAYMENTUS HOLDINGS INC COM CL A 70439P108 931471 46527 SH DFND 1,2,3 46527 0 0 PETIQ INC COM CL A 71639T106 1365819 44388 SH DFND 1,2,3 44388 0 0 PFIZER INC COM 717081103 475080 16416 SH DFND 1,2,3 16416 0 0 PIMCO MUN INCOME FD II COM 72200W106 920937 98051 SH DFND 1,2,3 98051 0 0 PIMCO MUN INCOME FD III COM 72201A103 901272 109086 SH DFND 1,2,3 109086 0 0 PRA GROUP INC COM 69354N106 803351 35928 SH DFND 1,2,3 35928 0 0 PRICE T ROWE GROUP INC COM 74144T108 450753 4138 SH DFND 1,2,3 4138 0 0 PROSHARES TR SHORT QQQ 74349Y837 8439235 213882 SH DFND 1,2,3 213882 0 0 PROSHARES TR SHORT S&P 500 NE 74347B425 1378525 127010 SH DFND 1,2,3 127010 0 0 QUALCOMM INC COM 747525103 365778 2151 SH DFND 1,2,3 2151 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 4352373 149156 SH DFND 1,2,3 149156 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 7147681 150414 SH DFND 1,2,3 150414 0 0 SCHWAB STRATEGIC TR US REIT ETF 808524847 736641 31793 SH DFND 1,2,3 31793 0 0 SEAGATE TECHNOLOGY HLDNGS PL ORD SHS 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