Finance Officer

0000870156-20-000006.txt : 20200127 0000870156-20-000006.hdr.sgml : 20200127 20200127152336 ACCESSION NUMBER: 0000870156-20-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200127 DATE AS OF CHANGE: 20200127 EFFECTIVENESS DATE: 20200127 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Wakefield Asset Management LLLP CENTRAL INDEX KEY: 0001600435 IRS NUMBER: 208251802 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18951 FILM NUMBER: 20549322 BUSINESS ADDRESS: STREET 1: 7887 E BELLEVIEW AVE STREET 2: SUITE 800 CITY: ENGLEWOOD STATE: CO ZIP: 80111 BUSINESS PHONE: 303-771-0630 MAIL ADDRESS: STREET 1: 7887 E BELLEVIEW AVE STREET 2: SUITE 800 CITY: ENGLEWOOD STATE: CO ZIP: 80111 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001600435 XXXXXXXX 12-31-2019 12-31-2019 Wakefield Asset Management LLLP

7887 E BELLEVIEW AVE SUITE 800 ENGLEWOOD CO 80111

13F HOLDINGS REPORT 028-18951 N Jenny Yaeger Finance Officer 303-771-0630 Jenny Yaeger Englewood CO 01-24-2020 3 156 240274 false 1 028-19415 Wakefield Asset Management Corp. 2 028-19414 Wakefield Wealth Management, LLLP 3 028-19416 Geoffrey Todd Gervasini INFORMATION TABLE 2 aci_13f.xml ABBVIE INC COM 00287Y109 230 2594 SH DFND 1,2,3 2594 0 0 AES CORP COM 00130H105 1733 87086 SH DFND 1,2,3 87086 0 0 AFLAC INC COM 001055102 2462 46542 SH DFND 1,2,3 46542 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 1340 15510 SH DFND 1,2,3 15510 0 0 ALASKA AIR GROUP INC COM 011659109 206 3036 SH DFND 1,2,3 3036 0 0 ALBANY INTL CORP CL A 012348108 481 6335 SH DFND 1,2,3 6335 0 0 ALLEGION PUB LTD CO ORD SHS G0176J109 1464 11755 SH DFND 1,2,3 11755 0 0 ALLIANCEBERNSTEIN NATL MUNI COM 01864U106 1687 120702 SH DFND 1,2,3 120702 0 0 ALLSTATE CORP COM 020002101 2618 23284 SH DFND 1,2,3 23284 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 1464 172268 SH DFND 1,2,3 172268 0 0 AMERICAN EQTY INVT LIFE HLD COM 025676206 499 16676 SH DFND 1,2,3 16676 0 0 AMERICAS CAR MART INC COM 03062T105 718 6546 SH DFND 1,2,3 6546 0 0 AMETEK INC NEW COM 031100100 2577 25840 SH DFND 1,2,3 25840 0 0 AMGEN INC COM 031162100 279 1158 SH DFND 1,2,3 1158 0 0 ANIKA THERAPEUTICS INC COM 035255108 471 9080 SH DFND 1,2,3 9080 0 0 APPLE INC COM 037833100 225 766 SH DFND 1,2,3 766 0 0 ARCONIC INC COM 03965L100 2660 86457 SH DFND 1,2,3 86457 0 0 ATMOS ENERGY CORP COM 049560105 975 8715 SH DFND 1,2,3 8715 0 0 AUTOZONE INC COM 053332102 1193 1001 SH DFND 1,2,3 1001 0 0 BAUSCH HEALTH COS INC COM 071734107 239 8000 SH DFND 1,2,3 8000 0 0 BAXTER INTL INC COM 071813109 2227 26632 SH DFND 1,2,3 26632 0 0 BLACKROCK MUNI INTER DR FD I COM 09253X102 794 55768 SH DFND 1,2,3 55768 0 0 BLACKROCK MUNIHLDS INVSTM QL COM 09254P108 1544 116195 SH DFND 1,2,3 116195 0 0 BLACKROCK MUNIHOLDNGS QLTY I COM 09254A101 1546 123001 SH DFND 1,2,3 123001 0 0 BLACKROCK MUNIYIELD INVST FD COM 09254R104 788 55906 SH DFND 1,2,3 55906 0 0 BOOT BARN HLDGS INC COM 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