Compliance Manager

0001600403-21-000003.txt : 20210513 0001600403-21-000003.hdr.sgml : 20210513 20210512200152 ACCESSION NUMBER: 0001600403-21-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210513 DATE AS OF CHANGE: 20210512 EFFECTIVENESS DATE: 20210513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CKW FINANCIAL GROUP CENTRAL INDEX KEY: 0001600403 IRS NUMBER: 271156797 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16089 FILM NUMBER: 21916718 BUSINESS ADDRESS: STREET 1: 1003 BISHOP STREET STREET 2: SUITE 1950 CITY: HONOLULU STATE: HI ZIP: 96813 BUSINESS PHONE: 8086297600 MAIL ADDRESS: STREET 1: 1003 BISHOP STREET STREET 2: SUITE 1950 CITY: HONOLULU STATE: HI ZIP: 96813 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001600403 XXXXXXXX 03-31-2021 03-31-2021 CKW FINANCIAL GROUP

1003 BISHOP STREET SUITE 1950 HONOLULU HI 96813

13F HOLDINGS REPORT 028-16089 N Nicholas White Compliance Manager 8086297600 Nicholas White Honolulu HI 05-12-2021 0 192 579262 false INFORMATION TABLE 2 CKW13FSecurities_033121.xml ABERCROMBIE &FITCH CO CL A COM USD0.01 CL A 002896207 3 100 SH SOLE 0 0 3 ADOBE SYSTEMS INCORPORATED COM COM 00724F101 95 200 SH SOLE 0 0 95 AEGON N V NY REGISTRY SHS NY REGISTRY SHS 007924103 28 5900 SH SOLE 0 0 28 AFLAC INC COM USD0.10 COM 001055102 62 1210 SH SOLE 0 0 62 AIRBNB INC COM CL A COM CL A 009066101 56 300 SH SOLE 0 0 56 AKAMAI TECHNOLOGIES COM USD0.01 COM 00971T101 0 1 SH SOLE 0 0 0 ALEXANDER &BALDWIN INC NEW COM COM 014491104 322 19177 SH SOLE 0 0 322 ALLSTATE CORP COM USD0.01 COM 020002101 52 450 SH SOLE 0 0 52 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 28 200 SH SOLE 0 0 28 ALPHABET INC CAP STK CL A CAP STK CL A 02079K305 43 21 SH SOLE 0 0 43 ALPHABET INC CAP STK CL C CAP STK CL C 02079K107 209 101 SH SOLE 0 0 209 AMAZON.COM INC COM 023135106 202 65 SH SOLE 0 0 202 AMERICAN AXLE & MANUFACTURING HOLDINGS INC COM 024061103 10 1000 SH SOLE 0 0 10 AMERICAN EXPRESS CO COM USD0.20 COM 025816109 92 650 SH SOLE 0 0 92 AMGEN INC COM 031162100 25 100 SH SOLE 0 0 25 APA CORPORATION COM COM 03743Q108 45 2500 SH SOLE 0 0 45 APPLE INC COM 037833100 2046 16748 SH SOLE 0 0 2046 AT&T INC COM USD1 COM 00206R102 163 5370 SH SOLE 0 0 163 AVANOS MED INC COM COM 05350V106 1 12 SH SOLE 0 0 1 BAKER HUGHES COMPANY CL A CL A 05722G100 82 3800 SH SOLE 0 0 82 BANK OF HAWAII CORP COM 062540109 1239 13850 SH SOLE 0 0 1239 BANK OF NEW YORK MELLON CORP COM USD0.01 COM 064058100 128 2700 SH SOLE 0 0 128 BEAM THERAPEUTICS INC COM COM 07373V105 8 101 SH SOLE 0 0 8 BERKSHIRE HATHAWAY INC COM USD0.0033 CLASS B CL B NEW 084670702 262 1025 SH SOLE 0 0 262 BEST BUY CO INC COM USD0.10 COM 086516101 7 60 SH SOLE 0 0 7 BIOMARIN PHARMACEUTICAL COM USD0.001 COM 09061G101 34 450 SH SOLE 0 0 34 BK OF AMERICA CORP COM COM 060505104 849 21941 SH SOLE 0 0 849 BLACKROCK DEBT STRATEGIES FD I COM NEW COM NEW 09255R202 46 4183 SH SOLE 0 0 46 BOEING CO COM USD5.00 COM 097023105 51 200 SH SOLE 0 0 51 BOOKING HOLDINGS INC COM COM 09857L108 82 35 SH SOLE 0 0 82 BP PLC SPONSORED ADR SPONSORED ADR 055622104 8 323 SH SOLE 0 0 8 BRIGHTHOUSE FINL INC COM COM 10922N103 22 500 SH SOLE 0 0 22 BRISTOL-MYERS SQUIBB CO COM COM 110122108 73 1150 SH SOLE 0 0 73 CANOPY GROWTH CORPORATION COM NPV ISIN #CA1380351009 SEDOL #BYTN3W0 COM 138035100 10 313 SH SOLE 0 0 10 CAPITAL ONE FINANCIAL CORP COM USD0.01 COM 14040H105 248 1950 SH SOLE 0 0 248 CARMAX INC COM 143130102 2 12 SH SOLE 0 0 2 CARRIER GLOBAL CORPORATION COM COM 14448C104 99 2350 SH SOLE 0 0 99 CELANESE CORP DEL COM COM 150870103 60 400 SH SOLE 0 0 60 CELLCOM ISRAEL LTD ILS0.01 ISIN #IL0011015349 SEDOL #B23WQK8 SHS M2196U109 4 1000 SH SOLE 0 0 4 CENTRAL PACIFIC FINANCIAL CORP COM NEW 154760409 69 2582 SH SOLE 0 0 69 CHARTER COMMUNICATIONS INC NEW CL A CL A 16119P108 139 225 SH SOLE 0 0 139 CHEMOURS CO COM COM 163851108 2 55 SH SOLE 0 0 2 CHEVRON CORP NEW COM COM 166764100 123 1169 SH SOLE 0 0 123 CIGNA CORP NEW COM COM 125523100 166 688 SH SOLE 0 0 166 CISCO SYSTEMS INC COM 17275R102 109 2100 SH SOLE 0 0 109 CITIGROUP INC COM NEW 172967424 124 1700 SH SOLE 0 0 124 COCA-COLA CO COM 191216100 11 200 SH SOLE 0 0 11 COGNIZANT TECHNOLOGY SOLUTIONS CORP COM CL A USD0.01 CL A 192446102 78 1000 SH SOLE 0 0 78 COHEN &STEERS MLP INCOME &EN COM SHS COM SHS 19249B106 13 4000 SH SOLE 0 0 13 COMCAST CORP CL A 20030N101 191 3532 SH SOLE 0 0 191 CONOCOPHILLIPS COM COM 20825C104 70 1314 SH SOLE 0 0 70 CORTEVA INC COM COM 22052L104 2 42 SH SOLE 0 0 2 COSTCO WHOLESALE CORP COM USD0.01 COM 22160K105 319 904 SH SOLE 0 0 319 CRISPR THERAPEUTICS AG COM CHF0.03 NAMEN AKT H17182108 41 338 SH SOLE 0 0 41 CVS HEALTH CORPORATION COM USD0.01 COM 126650100 49 650 SH SOLE 0 0 49 DANIMER SCIENTIFIC INC COM CL A COM CL A 236272100 28 750 SH SOLE 0 0 28 DELL TECHNOLOGIES INC CL C CL C 24703L202 192 2182 SH SOLE 0 0 192 DISH NETWORK CORPORATION CL A CL A 25470M109 47 1300 SH SOLE 0 0 47 DISNEY WALT CO COM COM 254687106 196 1060 SH SOLE 0 0 196 DOW INC COM COM 260557103 3 46 SH SOLE 0 0 3 DUPONT DE NEMOURS INC COM COM 26614N102 3 43 SH SOLE 0 0 3 DXC TECHNOLOGY CO COM COM 23355L106 0 4 SH SOLE 0 0 0 EDITAS MEDICINE INC COM COM 28106W103 42 1000 SH SOLE 0 0 42 ELI LILLY AND CO COM 532457108 112 600 SH SOLE 0 0 112 ENTERPRISE PRODS PARTNERS L P COM COM 293792107 159 7230 SH SOLE 0 0 159 EXXON MOBIL CORP COM 30231G102 22 400 SH SOLE 0 0 22 FACEBOOK INC-CLASS A CL A 30303M102 44 150 SH SOLE 0 0 44 FEDEX CORP COM USD0.10 COM 31428X106 170 600 SH SOLE 0 0 170 FIDELITY MSCI INFORMATION TECHNOLOGY INDEX ETF MSCI INFO TECH I 316092808 19 178 SH SOLE 0 0 19 FISERV INC COM 337738108 83 700 SH SOLE 0 0 83 FIVERR INTERNATIONAL LTD COM NPV ORD SHS M4R82T106 42 192 SH SOLE 0 0 42 FORD MTR CO DEL COM COM 345370860 118 9600 SH SOLE 0 0 118 FOX CORP CL A COM CL A COM 35137L105 78 2149 SH SOLE 0 0 78 FOX CORP CL B COM CL B COM 35137L204 7 200 SH SOLE 0 0 7 FUEL TECH INC COM STK USD0.01 COM 359523107 1 200 SH SOLE 0 0 1 FULGENT GENETICS INC COM COM 359664109 19 200 SH SOLE 0 0 19 GAP INC COM COM 364760108 33 1100 SH SOLE 0 0 33 GENERAL ELECTRIC CO COM USD0.06 COM 369604103 74 5600 SH SOLE 0 0 74 GENTEX CORP COM 371901109 98 2750 SH SOLE 0 0 98 GILEAD SCIENCES INC COM USD0.001 COM 375558103 52 800 SH SOLE 0 0 52 GLAXOSMITHKLINE ADR REP TWO ORD SPONSORED ADR 37733W105 153 4300 SH SOLE 0 0 153 GOLDMAN SACHS EQUAL WEIGHT US LARGE CAP EQUITY ETF EQUIAL WEIGHT US 381430438 25688 412401 SH SOLE 0 0 25688 GOLDMAN SACHS GROUP INC COM USD0.01 COM 38141G104 131 400 SH SOLE 0 0 131 HALLIBURTON CO COM USD2.50 COM 406216101 32 1500 SH SOLE 0 0 32 HAWAIIAN ELECTRIC INDUSTRIES INC COM 419870100 1 12 SH SOLE 0 0 1 HESS CORPORATION COM USD1.00 COM 42809H107 57 800 SH SOLE 0 0 57 HEWLETT PACKARD ENTERPRISE CO COM COM 42824C109 111 7050 SH SOLE 0 0 111 HP INC COM COM 40434L105 186 5850 SH SOLE 0 0 186 HUBSPOT INC COM 443573100 92 203 SH SOLE 0 0 92 INCYTE CORP COM 45337C102 12 150 SH SOLE 0 0 12 INNOVATIVE INDL PPTYS INC COM COM 45781V101 31 173 SH SOLE 0 0 31 INTEL CORP COM USD0.001 COM 458140100 133 2074 SH SOLE 0 0 133 INTERNATIONAL BUS MACH CORP COM USD0.20 COM 459200101 205 1538 SH SOLE 0 0 205 INVESCO QQQ TR UNIT SER 1 UNIT SER 1 46090E103 21 67 SH SOLE 0 0 21 ISHARES CORE AGGRESSIVE ALLOCATION ETF AGGRES ALLOC ETF 464289859 19 279 SH SOLE 0 0 19 ISHARES CORE GROWTH ALLOCATION ETF GRWT ALLOCAT ETF 464289867 238 4450 SH SOLE 0 0 238 ISHARES CORE US AGGREGATE BOND ETF CORE US AGGBD ET 464287226 1500 13174 SH SOLE 0 0 1500 ISHARES INC CORE MSCI EMERGING MKTS ETF CORE MSCI EMKT 46434G103 62807 975875 SH SOLE 0 0 62807 ISHARES INC MSCI EMERG MRKT MSCI EMERG MRKT 464286533 19 299 SH SOLE 0 0 19 ISHARES INC MSCI GBL MIN VOL MSCI GBL MIN VOL 464286525 1204 12205 SH SOLE 0 0 1204 ISHARES MSCI EAFE ETF MSCI EAFE ETF 464287465 12 156 SH SOLE 0 0 12 ISHARES RUSSELL 1000 VALUE ETF RUS 1000 VAL ETF 464287598 48 319 SH SOLE 0 0 48 ISHARES S&P 500 CORE S&P500 ETF 464287200 285031 716483 SH SOLE 0 0 285031 ISHARES S&P MIDCAP 400 INDEX FUND CORE S&P MCP ETF 464287507 38514 147971 SH SOLE 0 0 38514 ISHARES TR 20 YR TR BD ETF 20 YR TR BD ETF 464287432 16 116 SH SOLE 0 0 16 ISHARES TR BLACKROCK ULTRA BLACKROCK ULTRA 46434V878 42 832 SH SOLE 0 0 42 ISHARES TR IBOXX HI YD ETF IBOXX HI YD ETF 464288513 63 719 SH SOLE 0 0 63 ISHARES TR JP MOR EM MK ETF JPMORGAN USD EMG 464288281 1094 10046 SH SOLE 0 0 1094 ISHARES TR MSCI ACWI ETF MSCI ACWI ETF 464288257 2202 23146 SH SOLE 0 0 2202 ISHARES TR MSCI ACWI EX US MSCI ACWI EX US 464288240 25 453 SH SOLE 0 0 25 ISHARES TR MSCI EAFE MIN VL MSCI EAFE MIN VL 46429B689 27 375 SH SOLE 0 0 27 ISHARES TRUST 0-5YR HIGH YIELD CORP BD ISIN #US46434V4077 SEDOL #BFS2LL0 0-5YR HI YL CP 46434V407 501 10931 SH SOLE 0 0 501 ISHARES TRUST CORE MSCI EAFE ETF CORE MSCI EAFE 46432F842 106622 1480560 SH SOLE 0 0 106622 ISHARES TRUST DJ US TECHNOLOGY U.S. TECH ETF 464287721 18 204 SH SOLE 0 0 18 JOHNSON &JOHNSON COM USD1.00 COM 478160104 437 2657 SH SOLE 0 0 437 JOHNSON CONTROLS INTERNATIONAL PLC COM USD1.00 SHS G51502105 157 2631 SH SOLE 0 0 157 JPMORGAN CHASE & CO COM 46625H100 1607 10555 SH SOLE 0 0 1607 JUNIPER NETWORKS COM USD0.00001 COM 48203R104 51 2000 SH SOLE 0 0 51 KIMBERLY-CLARK CORP COM COM 494368103 14 100 SH SOLE 0 0 14 LINCOLN NATIONAL CORP COM NPV COM 534187109 12 200 SH SOLE 0 0 12 LYONDELLBASELL INDUSTRIES N V COM EUR0.04 CLASS A SHS - A - N53745100 21 200 SH SOLE 0 0 21 MAGNA INTL INC COM ISIN #CA5592224011 SEDOL #2554475 COM 559222401 123 1400 SH SOLE 0 0 123 MARSH &MCLENNAN COMPANIES INC COM USD1.00 COM 571748102 231 1900 SH SOLE 0 0 231 MATSON INC COM NPV COM 57686G105 1846 27673 SH SOLE 0 0 1846 MCDONALD S CORP COM 580135101 30050 134070 SH SOLE 0 0 30050 MEDTRONIC PLC SHS G5960L103 35 300 SH SOLE 0 0 35 METLIFE INC COM USD0.01 COM 59156R108 186 3054 SH SOLE 0 0 186 MICRO FOCUS INTERNATIONAL PLC DEPOSITARY RECEIPT SPON ADR NEW 594837403 14 1789 SH SOLE 0 0 14 MICROCHIP TECHNOLOGY INC. COM COM 595017104 109 700 SH SOLE 0 0 109 MICROSOFT CORP COM 594918104 1083 4595 SH SOLE 0 0 1083 MODINE MANUFACTURING CO COM 607828100 11 750 SH SOLE 0 0 11 MOLSON COORS BEVERAGE CO CL B CL B 60871R209 69 1350 SH SOLE 0 0 69 MONSTER BEVERAGE CORP NEW COM COM 61174X109 164 1800 SH SOLE 0 0 164 NETFLIX INC COM 64110L106 104 200 SH SOLE 0 0 104 NEUBERGER BERMAN MLP &ENERGY COM COM 64129H104 23 5500 SH SOLE 0 0 23 NEWS CORP NEW COM USD0.01 CL A CL A 65249B109 14 562 SH SOLE 0 0 14 NIKE INC CLASS B COM NPV CL B 654106103 319 2400 SH SOLE 0 0 319 NIO INC SPON ADS EACH REP 1 ORD SHS CLASS A SPON ADS 62914V106 19 500 SH SOLE 0 0 19 NORWEGIAN CRUISE LINE HLDG LTD SHS SHS G66721104 6 200 SH SOLE 0 0 6 NOVARTIS AG SPONSORED ADR SPONSORED ADR 66987V109 85 1000 SH SOLE 0 0 85 NVIDIA CORPORATION COM COM 67066G104 326 611 SH SOLE 0 0 326 OCCIDENTAL PETE CORP COM COM 674599105 146 5500 SH SOLE 0 0 146 OTIS WORLDWIDE CORP COM COM 68902V107 31 450 SH SOLE 0 0 31 PARTNER COMMUNICATIONS ADR REP 1 ORD ADR 70211M109 10 2000 SH SOLE 0 0 10 PERSPECTA INC COM COM 715347100 0 2 SH SOLE 0 0 0 PETROLEO BRASILEIRO SA PETROBRAS SPON ADS EACH REP 2 ORD SHS SPONSORED ADR 71654V408 1 100 SH SOLE 0 0 1 PFIZER INC COM 717081103 14 380 SH SOLE 0 0 14 PIMCO 0-5 YEAR HIGH YIELD CORPORATE BOND INDEX ETF 0-5 HIGH YIELD 72201R783 1239 12489 SH SOLE 0 0 1239 PIMCO INCOME OPPORTUNITY FND COM 72202B100 40 1528 SH SOLE 0 0 40 PINTEREST INC CL A CL A 72352L106 117 1580 SH SOLE 0 0 117 PROCTER AND GAMBLE CO COM COM 742718109 81 600 SH SOLE 0 0 81 QURATE RETAIL INC COM SER A COM SER A 74915M100 36 3075 SH SOLE 0 0 36 RAYTHEON TECHNOLOGIES CORP COM COM 75513E101 147 1900 SH SOLE 0 0 147 RIO TINTO ADR EACH REP 1 ORD SPONSORED ADR 767204100 16 200 SH SOLE 0 0 16 SANOFI ADR REP 1 1/2 ORD SPONSORED ADR 80105N105 171 3450 SH SOLE 0 0 171 SCHLUMBERGER LIMITED COM USD0.01 COM 806857108 68 2500 SH SOLE 0 0 68 SCHWAB CHARLES CORP COM COM 808513105 241 3700 SH SOLE 0 0 241 SHOPIFY INC COM NPV CL A ISIN #CA82509L1076 SEDOL #BX865C7 CL A 82509L107 134 121 SH SOLE 0 0 134 SKILLZ INC COM COM 83067L109 46 2420 SH SOLE 0 0 46 SNAP INC CL A CL A 83304A106 26 500 SH SOLE 0 0 26 SONY CORP SPON ADS EACH REPR 1 ORD SHS SPONSORED ADR 835699307 11 100 SH SOLE 0 0 11 SPDR S&P MIDCAP 400 ETF UTSER1 S&PDCRP 78467Y107 16 33 SH SOLE 0 0 16 SPDR S&P500 ETF TRUST TRUST UNIT DEPOSITARY RECEIPT TR UNIT 78462F103 114 289 SH SOLE 0 0 114 STARBUCKS CORP COM USD0.001 COM 855244109 227 2080 SH SOLE 0 0 227 STATE STREET CORP COM 857477103 84 1000 SH SOLE 0 0 84 SVB FINANCIAL GROUP COM COM 78486Q101 65 132 SH SOLE 0 0 65 TAIWAN SEMICONDUCTOR MANUFACTURING SPON ADS EACH REP 5 ORD TWD10 SPONSORED ADR 874039100 98 830 SH SOLE 0 0 98 TE CONNECTIVITY LTD REG SHS H84989104 97 750 SH SOLE 0 0 97 TESLA INC COM COM 88160R101 133 199 SH SOLE 0 0 133 TEXAS INSTRUMENTS INC COM USD1.00 COM 882508104 284 1505 SH SOLE 0 0 284 T-MOBILE US INC COM COM 872590104 19 150 SH SOLE 0 0 19 TOYOTA MOTOR ADR REP 2 ORD SP ADR REP2COM 892331307 661 4237 SH SOLE 0 0 661 TRAVELCENTERS OF AMERICA INC COM NEW COM NEW 89421B109 1 20 SH SOLE 0 0 1 TRUIST FINL CORP COM COM 89832Q109 47 800 SH SOLE 0 0 47 TYLER TECHNOLOGIES INC COM 902252105 12 28 SH SOLE 0 0 12 UNDER ARMOUR INC CL C CL C 904311206 9 500 SH SOLE 0 0 9 UNITEDHEALTH GROUP INC COM 91324P102 74 200 SH SOLE 0 0 74 UPSTART HLDGS INC COM COM 91680M107 53 409 SH SOLE 0 0 53 VANGUARD IDX FUND TOTAL STK MKT 922908769 56 269 SH SOLE 0 0 56 VANGUARD INTL EQUITY INDEX FDS FTSE EMR MKT ETF FTSE EMR MKT ETF 922042858 7 126 SH SOLE 0 0 7 VANGUARD MID-CAP INDEX FUND MID CAP ETF 922908629 49 220 SH SOLE 0 0 49 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF FTSE DEV MKT ETF 921943858 6 119 SH SOLE 0 0 6 VERIZON COMMUNICATIONS INC COM 92343V104 31 536 SH SOLE 0 0 31 VIATRIS INC COM COM 92556V106 1 46 SH SOLE 0 0 1 VMWARE INC CL A COM 928563402 45 300 SH SOLE 0 0 45 WABTEC COM COM 929740108 2 28 SH SOLE 0 0 2 WALMART INC COM COM 931142103 61 452 SH SOLE 0 0 61 WELLS FARGO CO NEW COM COM 949746101 252 6444 SH SOLE 0 0 252 WILLIAMS COS INC COM COM 969457100 76 3200 SH SOLE 0 0 76 ZOOM VIDEO COMMUNICATIONS INC CL A CL A 98980L101 153 475 SH SOLE 0 0 153 ZSCALER INC COM COM 98980G102 39 225 SH SOLE 0 0 39