0001209191-23-049539.txt : 20230915 0001209191-23-049539.hdr.sgml : 20230915 20230915092620 ACCESSION NUMBER: 0001209191-23-049539 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230914 FILED AS OF DATE: 20230915 DATE AS OF CHANGE: 20230915 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Phillips Daniel R CENTRAL INDEX KEY: 0001600203 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36695 FILM NUMBER: 231256843 MAIL ADDRESS: STREET 1: 214 WEST FIRST STREET CITY: OSWEGO STATE: NY ZIP: 13126 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Pathfinder Bancorp, Inc. CENTRAL INDEX KEY: 0001609065 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 383941859 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 214 WEST FIRST STREET CITY: OSWEGO STATE: NY ZIP: 13126 BUSINESS PHONE: (315) 343-0057 MAIL ADDRESS: STREET 1: 214 WEST FIRST STREET CITY: OSWEGO STATE: NY ZIP: 13126 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-09-14 0 0001609065 Pathfinder Bancorp, Inc. PBHC 0001600203 Phillips Daniel R 214 WEST FIRST STREET OSWEGO NY 13126 0 1 0 0 Senior Vice President 0 Common Stock 2023-09-14 4 M 0 5000 10.81 A 21272 D Common Stock 12387 I By ESOP Common Stock 6021 I By 401(k) Common Stock 730 I POA for spouse Stock Options 10.81 2023-09-14 4 M 0 5000 10.81 D 2017-04-01 2026-04-01 Common Stock 5000 7237 D /s/ James A Dowd POA for Daniel R. Phillips 2023-09-15