0001209191-22-059158.txt : 20221201 0001209191-22-059158.hdr.sgml : 20221201 20221201145046 ACCESSION NUMBER: 0001209191-22-059158 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221130 FILED AS OF DATE: 20221201 DATE AS OF CHANGE: 20221201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Phillips Daniel R CENTRAL INDEX KEY: 0001600203 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36695 FILM NUMBER: 221438494 MAIL ADDRESS: STREET 1: 214 WEST FIRST STREET CITY: OSWEGO STATE: NY ZIP: 13126 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Pathfinder Bancorp, Inc. CENTRAL INDEX KEY: 0001609065 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 383941859 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 214 WEST FIRST STREET CITY: OSWEGO STATE: NY ZIP: 13126 BUSINESS PHONE: (315) 343-0057 MAIL ADDRESS: STREET 1: 214 WEST FIRST STREET CITY: OSWEGO STATE: NY ZIP: 13126 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-11-30 0 0001609065 Pathfinder Bancorp, Inc. PBHC 0001600203 Phillips Daniel R 214 WEST FIRST STREET OSWEGO NY 13126 0 1 0 0 Senior Vice President Common Stock 2022-11-30 4 M 0 4000 10.81 A 16272 D Common Stock 11510 I By ESOP Common Stock 6021 I By 401(k) Stock Options 10.81 2022-11-30 4 M 0 4000 10.81 D 2017-04-01 2026-04-01 Common Stock 4000 12237 D Stock Options 11.35 2017-05-06 2026-05-06 Common Stock 15816 15816 D /s/ James A. Dowd as POA for Daniel R. Phillips 2022-12-01