0001387131-19-008741.txt : 20191114 0001387131-19-008741.hdr.sgml : 20191114 20191114160025 ACCESSION NUMBER: 0001387131-19-008741 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191114 DATE AS OF CHANGE: 20191114 EFFECTIVENESS DATE: 20191114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Opus Point Partners Management, LLC CENTRAL INDEX KEY: 0001600175 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16746 FILM NUMBER: 191219797 BUSINESS ADDRESS: STREET 1: 2 GANSEVOORT STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 BUSINESS PHONE: 212-554-4504 MAIL ADDRESS: STREET 1: 2 GANSEVOORT STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001600175 XXXXXXXX 09-30-2019 09-30-2019 false Opus Point Partners Management, LLC

2 Gansevoort Street 9th Floor New York NY 10014

13F HOLDINGS REPORT 028-16746 N Sean Power 212-554-4305 /s/ Sean Power New York NY 11-14-2019 0 55 55338 INFORMATION TABLE 2 infotable.xml HOLDINGS REPORT ACADIA PHARMACEUTICALS INC COM 004225108 432 12005 SH SOLE 12005 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 973 9933 SH SOLE 9933 0 0 ALKERMES PLC SHS G01767105 227 11632 SH SOLE 11632 0 0 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 1100 13684 SH SOLE 13684 0 0 AMARIN CORP PLC SPONS ADR NEW 023111206 510 33641 SH SOLE 33641 0 0 AMGEN INC COM 031162100 294 1518 SH SOLE 1518 0 0 ARENA PHARMACEUTICALS INC COM NEW 040047607 447 9770 SH SOLE 9770 0 0 ASCENDIS PHARMA A S SPONSORED ADR 04351P101 596 6190 SH SOLE 6190 0 0 AUDENTES THERAPEUTICS INC COM 05070R104 487 17339 SH SOLE 17339 0 0 BIO TECHNE CORP COM 09073M104 303 1551 SH SOLE 1551 0 0 BIOGEN INC COM 09062X103 261 1123 SH SOLE 1123 0 0 BIOHAVEN PHARMACTL HLDG CO L COM G11196105 453 10852 SH SOLE 10852 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 654 9700 SH SOLE 9700 0 0 BLUEPRINT MEDICINES CORP COM 09627Y109 498 6780 SH SOLE 6780 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 1673 33000 SH SOLE 33000 0 0 ISHARES TR NASDAQ BIOTECH 464287556 8458 85000 SH Call SOLE 85000 0 0 CELGENE CORP COM 151020104 559 5625 SH SOLE 5625 0 0 CHARLES RIV LABS INTL INC COM 159864107 280 2112 SH SOLE 2112 0 0 CHECKPOINT THERAPEUTICS INC COM 162828107 281 112760 SH SOLE 112760 0 0 CRISPR THERAPEUTICS AG NAMEN AKT H17182108 542 13214 SH SOLE 13214 0 0 DECIPHERA PHARMACEUTICALS IN COM 24344T101 632 18631 SH SOLE 18631 0 0 DIREXION SHS ETF TR SP BIOTCH BL NEW 25490K323 3086 99855 SH SOLE 99855 0 0 EPIZYME INC COM 29428V104 520 50378 SH SOLE 50378 0 0 EXACT SCIENCES CORP COM 30063P105 771 8534 SH SOLE 8534 0 0 EXELIXIS INC COM 30161Q104 232 13132 SH SOLE 13132 0 0 FIBROGEN INC COM 31572Q808 212 5742 SH SOLE 5742 0 0 FORTRESS BIOTECH INC COM 34960Q109 865 613551 SH SOLE 613551 0 0 G1 THERAPEUTICS INC COM 3621LQ109 475 20844 SH SOLE 20844 0 0 GILEAD SCIENCES INC COM 375558103 259 4082 SH SOLE 4082 0 0 GLOBAL BLOOD THERAPEUTICS IN COM 37890U108 460 9479 SH SOLE 9479 0 0 GRIFOLS S A SP ADR REP B NVT 398438408 264 13196 SH SOLE 13196 0 0 GW PHARMACEUTICALS PLC ADS 36197T103 423 3674 SH SOLE 3674 0 0 ILLUMINA INC COM 452327109 1436 4721 SH SOLE 4721 0 0 INCYTE CORP COM 45337C102 791 10659 SH SOLE 10659 0 0 INTELLIA THERAPEUTICS INC COM 45826J105 380 28490 SH SOLE 28490 0 0 INTERCEPT PHARMACEUTICALS IN COM 45845P108 261 3926 SH SOLE 3926 0 0 IONIS PHARMACEUTICALS INC COM 462222100 1206 20124 SH SOLE 20124 0 0 IQVIA HLDGS INC COM 46266C105 297 1985 SH SOLE 1985 0 0 ISHARES TR NASDAQ BIOTECH 464287556 12438 125000 SH SOLE 125000 0 0 LIGAND PHARMACEUTICALS INC COM NEW 53220K504 242 2428 SH SOLE 2428 0 0 MACROGENICS INC COM 556099109 384 30075 SH SOLE 30075 0 0 METTLER TOLEDO INTERNATIONAL COM 592688105 2279 3235 SH SOLE 3235 0 0 NEKTAR THERAPEUTICS COM 640268108 235 12927 SH SOLE 12927 0 0 NEUROCRINE BIOSCIENCES INC COM 64125C109 282 3127 SH SOLE 3127 0 0 PROQR THRAPEUTICS N V SHS EURO N71542109 798 138461 SH SOLE 138461 0 0 QIAGEN NV SHS NEW N72482123 951 28858 SH SOLE 28858 0 0 RECRO PHARMA INC COM 75629F109 126 11353 SH SOLE 11353 0 0 REGENERON PHARMACEUTICALS COM 75886F107 677 2439 SH SOLE 2439 0 0 SEATTLE GENETICS INC COM 812578102 1539 18020 SH SOLE 18020 0 0 SPARK THERAPEUTICS INC COM 84652J103 941 9699 SH SOLE 9699 0 0 ULTRAGENYX PHARMACEUTICAL IN COM 90400D108 217 5064 SH SOLE 5064 0 0 UNIQURE NV SHS N90064101 560 14215 SH SOLE 14215 0 0 UNITED THERAPEUTICS CORP DEL COM 91307C102 279 3498 SH SOLE 3498 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 1403 8279 SH SOLE 8279 0 0 ZOGENIX INC COM NEW 98978L204 389 9725 SH SOLE 9725 0 0