0001600151-21-000001.txt : 20210208
0001600151-21-000001.hdr.sgml : 20210208
20210208115059
ACCESSION NUMBER: 0001600151-21-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20201231
FILED AS OF DATE: 20210208
DATE AS OF CHANGE: 20210208
EFFECTIVENESS DATE: 20210208
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Arete Wealth Advisors, LLC
CENTRAL INDEX KEY: 0001600151
IRS NUMBER: 261314502
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15999
FILM NUMBER: 21600148
BUSINESS ADDRESS:
STREET 1: 1115 W FULTON MARKET
STREET 2: 3RD FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60607
BUSINESS PHONE: 312-940-3684
MAIL ADDRESS:
STREET 1: 1115 W FULTON MARKET
STREET 2: 3RD FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60607
FORMER COMPANY:
FORMER CONFORMED NAME: Arete Wealth Management, LLC
DATE OF NAME CHANGE: 20200214
FORMER COMPANY:
FORMER CONFORMED NAME: Arete Wealth Advisors, LLC
DATE OF NAME CHANGE: 20140213
13F-HR
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12-31-2020
12-31-2020
Arete Wealth Advisors, LLC
1115 W FULTON MARKET
3RD FLOOR
CHICAGO
IL
60607
13F HOLDINGS REPORT
028-15999
N
Corrie Scoby
Compliance Officer
9014934512
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Oakland
TN
02-08-2021
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INFORMATION TABLE
2
1231202013F.xml
IBIO INC
COM NEW
451033203
11
10080
SH
SOLE
0
0
0
10080
UNITED STATES ANTIMONY CORP
COM
911549103
41
79500
SH
SOLE
0
0
0
79500
MATINAS BIOPHARMA HLDGS INC
COM
576810105
52
30000
SH
SOLE
0
0
0
30000
AMC ENTMT HLDGS INC
CL A COM
00165C104
53
25210
SH
SOLE
0
0
0
25210
LIGHTPATH TECHNOLOGIES INC
COM CL A
532257805
76
20000
SH
SOLE
0
0
0
20000
GOLD RESOURCE CORP
COM
38068T105
85
25588
SH
SOLE
0
0
0
25588
ENERGY TRANSFER LP
COM UT LTD PTN
29273V100
93
15235
SH
SOLE
0
0
0
15235
DEL TACO RESTAURANTS INC
COM
245496104
101
11294
SH
SOLE
0
0
0
11294
NANO DIMENSION LTD
SPONSORD ADS NEW
63008G203
156
17185
SH
SOLE
0
0
0
17185
NUVEEN MUN VALUE FD INC
COM
670928100
158
14235
SH
SOLE
0
0
0
14235
OWL ROCK CAPITAL CORPORATION
COM
69121K104
163
13261
SH
SOLE
0
0
0
13261
SPROTT PHYSICAL SILVER TR
TR UNIT
85207K107
180
19250
SH
SOLE
0
0
0
19250
BNY MELLON STRATEGIC MUNS IN
COM
05588W108
189
22231
SH
SOLE
0
0
0
22231
RETAIL PPTYS AMER INC
CL A
76131V202
190
22248
SH
SOLE
0
0
0
22248
NUVEEN MARYLAND QLT MUN INC
COM
67061Q107
196
13928
SH
SOLE
0
0
0
13928
ENERGIZER HLDGS INC NEW
COM
29272W109
200
4784
SH
SOLE
0
0
0
4784
AMERICAN ELEC PWR INC
COM
025537101
202
2424
SH
SOLE
0
0
0
2424
BAIN CAP SPECIALTY FIN INC
COM
05684B107
202
16800
SH
SOLE
0
0
0
16800
CATERPILLAR INC DEL
COM
149123101
203
1113
SH
SOLE
0
0
0
1113
DELTA AIR LINES INC DEL
COM NEW
247361702
203
4891
SH
SOLE
0
0
0
4891
ISHARES TR
MSCI USA VALUE
46432F388
203
2360
SH
SOLE
0
0
0
2360
EATON CORP PLC
SHS
G29183103
204
1715
SH
SOLE
0
0
0
1715
ISHARES TR
CORE S&P TTL STK
464287150
204
2400
SH
SOLE
0
0
0
2400
PIMCO INCOME OPPORTUNITY FUND
COM
72202B100
204
8087
SH
SOLE
0
0
0
8087
PIMCO ETF TR
ACTIVE BD ETF
72201R775
205
1811
SH
SOLE
0
0
0
1811
METLIFE INC
COM
59156R108
206
4395
SH
SOLE
0
0
0
4395
VANGUARD WHITEHALL FDS
VANGUARD WHITEHALL FDS
921946885
207
2512
SH
SOLE
0
0
0
2512
SPDR SER TR
BLOMBERG BRC INV
78468R200
207
6762
SH
SOLE
0
0
0
6762
AON PLC
SHS CL A
G0403H108
209
998
SH
SOLE
0
0
0
998
VANGUARD INTL EQUITY INDEX F
TT WRLD ST ETF
922042742
210
2266
SH
SOLE
0
0
0
2266
MORGAN STANLEY
COM NEW
617446448
211
3541
SH
SOLE
0
0
0
3541
SIMON PPTY GROUP INC NEW
COM
828806109
212
2546
SH
SOLE
0
0
0
2546
STRYKER CORP
COM
863667101
214
893
SH
SOLE
0
0
0
893
ISHARES TR
RUS 1000 ETF
464287622
215
1030
SH
SOLE
0
0
0
1030
IDEXX LABS INC
COM
45168D104
216
433
SH
SOLE
0
0
0
433
ISHARES TR
HDG MSCI EAFE
46434V803
216
7075
SH
SOLE
0
0
0
7075
EQUINIX INC
COM
29444U700
216
304
SH
SOLE
0
0
0
304
FORD MTR CO DEL
COM PAR $0.01
345370860
216
24505
SH
SOLE
0
0
0
24505
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
218
5924
SH
SOLE
0
0
0
5924
CINTAS CORP
COM
172908105
219
620
SH
SOLE
0
0
0
620
CANOPY GROWTH CORP
COM
138035100
219
8893
SH
SOLE
0
0
0
8893
MONDELEZ INTL INC
CL A
609207105
223
3824
SH
SOLE
0
0
0
3824
ENTERPRISE PRODS PARTNERS L
COM
293792107
225
11533
SH
SOLE
0
0
0
11533
PIMCO ETF TR
25YR+ ZERO U S
72201R882
227
1386
SH
SOLE
0
0
0
1386
ORACLE CORP
COM
68389X105
229
3567
SH
SOLE
0
0
0
3567
PROLOGIS INC.
COM
74340W103
231
2337
SH
SOLE
0
0
0
2337
ISHARES TR
CALIF MUN BD ETF
464288356
232
3692
SH
SOLE
0
0
0
3692
PIMCO ETF TR
0-5 HIGH YIELD
72201R783
233
2371
SH
SOLE
0
0
0
2371
VANGUARD WORLD FDS
UTILITIES ETF
92204A876
234
1710
SH
SOLE
0
0
0
1710
SPDR SER TR
AEROSPACE DEF
78464A631
235
2134
SH
SOLE
0
0
0
2134
AMERICAN INTL GROUP INC
COM NEW
026874784
236
6253
SH
SOLE
0
0
0
6253
INVESCO EXCHANGE TRADED FD T
DWA HEALTHCARE
46137V852
236
1475
SH
SOLE
0
0
0
1475
LILLY ELI & CO
COM
532457108
238
1435
SH
SOLE
0
0
0
1435
ISHARES
S&P 500 GRWT ETF
464287309
242
3806
SH
SOLE
0
0
0
3806
WISDOMTREE TR
US MIDCP EARNING
97717W570
243
5606
SH
SOLE
0
0
0
5606
ECOLAB INC
COM
278865100
246
1137
SH
SOLE
0
0
0
1137
FIRST TR INTER DUR PFD & IN
COM
33718W103
246
10369
SH
SOLE
0
0
0
10369
SANARA MEDTECH INC
COM
79957L100
247
5400
SH
SOLE
0
0
0
5400
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
247
6654
SH
SOLE
0
0
0
6654
UNION PAC CORP
COM
907818108
248
1197
SH
SOLE
0
0
0
1197
KKR & CO INC
COM
48251W104
248
6260
SH
SOLE
0
0
0
6260
CRISPR THERAPEUTICS AG
NAMEN AKT
H17182108
250
1598
SH
SOLE
0
0
0
1598
INVESCO EXCHNG TRADED FD TR
S&P500 LOW VOL
46138E354
251
4464
SH
SOLE
0
0
0
4464
ISHARES TR
MSCI KLD400 SOC
464288570
252
3545
SH
SOLE
0
0
0
3545
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADS
874039100
253
2271
SH
SOLE
0
0
0
2271
NEWMONT CORP
COM
651639106
254
4185
SH
SOLE
0
0
0
4185
GLOBAL X FDS
GLOBAL X SILVER
37954Y848
256
5604
SH
SOLE
0
0
0
5604
RIO TINTO PLC
SPONSORED ADR
767204100
256
3336
SH
SOLE
0
0
0
3336
DUPONT DE NEMOURS INC
COM
26614N102
257
3616
SH
SOLE
0
0
0
3616
SYSCO CORP
COM
871829107
258
3485
SH
SOLE
0
0
0
3485
TOMPKINS FINANCIAL CORPORATI
COM
890110109
258
3697
SH
SOLE
0
0
0
3697
NXP SEMICONDUCTORS N V
COM
N6596X109
260
1618
SH
SOLE
0
0
0
1618
INVESCO EXCHANGE TRADED FD T
S&P MDCP MOMNTUM
46137V464
264
3368
SH
SOLE
0
0
0
3368
FIDELITY
TOTAL BD ETF
316188309
264
4876
SH
SOLE
0
0
0
4876
NOVARTIS A G
SPONSORED ADR
66987V109
264
2800
SH
SOLE
0
0
0
2800
ALLIANT ENERGY CORP
COM
018802108
265
5163
SH
SOLE
0
0
0
5163
CARRIER GLOBAL CORPORATION
COM
14448C104
265
7039
SH
SOLE
0
0
0
7039
INVESCO EXCHANGE TRADED FD T
AEROSPACE DEFN
46137V100
267
3931
SH
SOLE
0
0
0
3931
ARES COML REAL ESTATE CORP
COM
04013V108
268
22499
SH
SOLE
0
0
0
22499
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
269
9170
SH
SOLE
0
0
0
9170
CLOROX CO DEL
COM
189054109
269
1338
SH
SOLE
0
0
0
1338
INVESCO EXCHANGE TRADED FD T
FTSE RAFI 1000
46137V613
273
2056
SH
SOLE
0
0
0
2056
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
277
7647
SH
SOLE
0
0
0
7647
GOLDMAN SACHS GROUP INC
COM
38141G104
280
1061
SH
SOLE
0
0
0
1061
INVESCO EXCH TRADED FD TR II
S&P MIDCP LOW
46138E198
284
5894
SH
SOLE
0
0
0
5894
INVESCO EXCHANGE TRADED FD T
S&P 500 GARP ETF
46137V431
285
3949
SH
SOLE
0
0
0
3949
ISHARES TR
RUSSELL 2000 ETF
464287655
287
1488
SH
SOLE
0
0
0
1488
BARCLAYS BANK PLC
IPATH SHILR CAPE
06742A669
291
1635
SH
SOLE
0
0
0
1635
WISDOMTREE TR
INTL EQUITY FD
97717W703
292
5769
SH
SOLE
0
0
0
5769
FASTENAL CO
COM
311900104
298
6105
SH
SOLE
0
0
0
6105
CIGNA CORP NEW
COM
125523100
298
1458
SH
SOLE
0
0
0
1458
ISHARES
TIPS BD ETF
464287176
300
2351
SH
SOLE
0
0
0
2351
MERCADOLIBRE INC
COM
58733R102
304
184
SH
SOLE
0
0
0
184
US BANCORP DEL
COM NEW
902973304
304
6967
SH
SOLE
0
0
0
6967
VANGUARD WORLD FDS
FINANCIALS ETF
92204A405
305
4243
SH
SOLE
0
0
0
4243
ISHARES TR
S&P MC 400GR ETF
464287606
307
4255
SH
SOLE
0
0
0
4255
CENTURYLINK INC
COM
156700106
308
31588
SH
SOLE
0
0
0
31588
NORFOLK SOUTHERN CORP
COM
655844108
310
1311
SH
SOLE
0
0
0
1311
FISERV INC
COM
337738108
311
2743
SH
SOLE
0
0
0
2743
ISHARES INC
ESG AWR MSCI EM
46434G863
312
7388
SH
SOLE
0
0
0
7388
DOVER CORP
COM
260003108
313
5445
SH
SOLE
0
0
0
5445
FEDEX CORP
COM
31428X106
314
1223
SH
SOLE
0
0
0
1223
ARES CAP CORP
COM
04010L103
316
18722
SH
SOLE
0
0
0
18722
FIRST TR EXCHANGE TRADED FD
CLOUD COMPUTING
33734X192
318
3346
SH
SOLE
0
0
0
3346
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
319
5044
SH
SOLE
0
0
0
5044
ISHARES TR
CORE MSCI EAFE
46432F842
320
4604
SH
SOLE
0
0
0
4604
WISDOMTREE TR
ITL HDG QTLY DIV
97717X594
330
8388
SH
SOLE
0
0
0
8388
ISHARES TR
EAFE SML CP ETF
464288273
330
4826
SH
SOLE
0
0
0
4826
S&P GLOBAL INC
COM
78409V104
332
1004
SH
SOLE
0
0
0
1004
SCIENCE APPLICATNS INTL CP N
COM
808625107
332
3503
SH
SOLE
0
0
0
3503
GLOBAL X FDS
S&P 500 CATHOLIC
37954Y889
333
7205
SH
SOLE
0
0
0
7205
VANECK VECTORS ETF TR
VIDEO GAMING
92189F114
342
4885
SH
SOLE
0
0
0
4885
TORTOISE ENERGY INFRA CORP
COM
89147L886
343
17061
SH
SOLE
0
0
0
17061
FS KKR CAP CORP II
COM
35952V303
347
21207
SH
SOLE
0
0
0
21207
CITIGROUP INC
COM NEW
172967424
347
6469
SH
SOLE
0
0
0
6469
WELLS FARGO & CO NEW
COM
949746101
348
11871
SH
SOLE
0
0
0
11871
HONEYWELL INTL INC
COM
438516106
350
1666
SH
SOLE
0
0
0
1666
PHILLIPS 66
COM
718546104
351
5034
SH
SOLE
0
0
0
5034
W P CAREY INC
COM
92936U109
354
5145
SH
SOLE
0
0
0
5145
ISHARES TR
EAFE GRWTH ETF
464288885
356
3504
SH
SOLE
0
0
0
3504
WHEATON PRECIOUS METALS CORP
COM
962879102
357
7917
SH
SOLE
0
0
0
7917
ASML HOLDING N V
N Y REGISTRY SHS
N07059210
360
725
SH
SOLE
0
0
0
725
BLACKROCK INC
COM
09247X101
362
503
SH
SOLE
0
0
0
503
INVESTORS BANCORP INC NEW
COM
46146L101
362
34320
SH
SOLE
0
0
0
34320
EATON VANCE TX MGD DIV EQ IN
COM
27828N102
364
29718
SH
SOLE
0
0
0
29718
INVESCO EXCHANGE TRADED FD T
S&P MDCP VLU MNT
46137V456
364
10171
SH
SOLE
0
0
0
10171
FIRST TR EXCHANG TRADED FD I
MANAGD MUN ETF
33739N108
366
6454
SH
SOLE
0
0
0
6454
ISHARES SILVER TRUST
ISHARES
46428Q109
368
14717
SH
SOLE
0
0
0
14717
FIRST TR EXCHANGE-TRADED FD
FIRST TR ENH NEW
33739Q408
372
6200
SH
SOLE
0
0
0
6200
ISHARES TR
FLTG RATE BD ETF
46429B655
373
7345
SH
SOLE
0
0
0
7345
GENERAL MLS INC
COM
370334104
377
6416
SH
SOLE
0
0
0
6416
SHERWIN WILLIAMS CO
COM
824348106
379
523
SH
SOLE
0
0
0
523
COLGATE PALMOLIVE CO
COM
194162103
385
5465
SH
SOLE
0
0
0
5465
SELECT SECTOR SPDR TR
ENERGY
81369Y506
389
10253
SH
SOLE
0
0
0
10253
ISHARES TR
10-20 YR TRS ETF
464288653
391
2456
SH
SOLE
0
0
0
2456
NIKE INC
CL B
654106103
393
2784
SH
SOLE
0
0
0
2784
ISHARES TR
USA MOMENTUM FCT
46432F396
393
2441
SH
SOLE
0
0
0
2441
THERMO FISHER SCIENTIFIC INC
COM
883556102
394
845
SH
SOLE
0
0
0
845
ROPER TECHNOLOGIES INC
COM
776696106
402
933
SH
SOLE
0
0
0
933
SPLUNK INC
COM
848637104
412
2434
SH
SOLE
0
0
0
2434
DEERE & CO
COM
244199105
417
1553
SH
SOLE
0
0
0
1553
WISDOMTREE TR
US QTLR DIV GRT
97717X669
417
7852
SH
SOLE
0
0
0
7852
ZOETIS INC
CL A
98978V103
418
2535
SH
SOLE
0
0
0
2535
MEDTRONIC PLC
SHS
G5960L103
419
3584
SH
SOLE
0
0
0
3584
ALPS ETF TR
ALERIAN MLP
00162Q452
426
16698
SH
SOLE
0
0
0
16698
FIRST TR NASDAQ-100 TECH IND
DJ INTERNT IDX
33733E302
426
2009
SH
SOLE
0
0
0
2009
BECTON DICKINSON & CO
COM
075887109
430
1720
SH
SOLE
0
0
0
1720
ARK ETF TR
FINTECH INNOVA
00214Q708
432
8748
SH
SOLE
0
0
0
8748
FIRST TR MORNINGSTAR DIVID L
SHS
336917109
435
14712
SH
SOLE
0
0
0
14712
ISHARES TR
MSCI MIN VOL ETF
46429B697
437
6454
SH
SOLE
0
0
0
6454
INVESCO EXCHANGE TRADED FD T
S&P500 PUR GWT
46137V266
438
2689
SH
SOLE
0
0
0
2689
EDWARDS LIFESCIENCES CORP
COM
28176E108
442
4861
SH
SOLE
0
0
0
4861
ETF SER SOLUTIONS
LONCAR CANCER
26922A826
442
13936
SH
SOLE
0
0
0
13936
CONOCOPHILLIPS
COM
20825C104
444
11212
SH
SOLE
0
0
0
11212
DANAHER CORP DEL
COM
235851102
448
2012
SH
SOLE
0
0
0
2012
ISHARES TR
US AER DEF ETF
464288760
453
4982
SH
SOLE
0
0
0
4982
SELECT SECTOR SPDR TR
COMMUNICATION
81369Y852
454
6738
SH
SOLE
0
0
0
6738
SPDR INDEX SHS FDS
S&P INTL SMLCP
78463X871
457
12906
SH
SOLE
0
0
0
12906
CORESITE RLTY CORP
COM
21870Q105
459
3664
SH
SOLE
0
0
0
3664
UNITED PARCEL SERVICE INC
CL B
911312106
466
2820
SH
SOLE
0
0
0
2820
INVESCO EXCHNG TRADED FD TR
PFD ETF
46138E511
471
30951
SH
SOLE
0
0
0
30951
VANECK VECTORS ETF TR
MORNINGSTAR WIDE
92347M100
477
18000
SH
SOLE
0
0
0
18000
VANGUARD WHITEHALL FDS
INTL DVD ETF
921946810
481
5906
SH
SOLE
0
0
0
5906
OSI ETF TR
OSHS GBL INTER
67110P704
481
8871
SH
SOLE
0
0
0
8871
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
482
4058
SH
SOLE
0
0
0
4058
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
485
4293
SH
SOLE
0
0
0
4293
ISHARES
EAFE VALUE ETF
464288877
488
10334
SH
SOLE
0
0
0
10334
ISHARES TR
GL CLEAN ENE ETF
464288224
492
17414
SH
SOLE
0
0
0
17414
PROSHARES TR
PET CARE ETF
74348A145
495
6912
SH
SOLE
0
0
0
6912
BLACKROCK SCIENCE & TECH TR
SHS
09258G104
501
9394
SH
SOLE
0
0
0
9394
VANGUARD CHARLOTTE FDS
INTL BD IDX ETF
92203J407
503
8591
SH
SOLE
0
0
0
8591
BLACKROCK HEALTH SCIENCES TR
COM
09250W107
507
10658
SH
SOLE
0
0
0
10658
VANGUARD SCOTTSDALE FDS
VNG RUS2000IDX
92206C664
508
3209
SH
SOLE
0
0
0
3209
SPDR SER TR
NUVEEN BLMBRG SR
78468R739
510
10253
SH
SOLE
0
0
0
10253
ENBRIDGE INC
COM
29250N105
511
15967
SH
SOLE
0
0
0
15967
AUTOMATIC DATA PROCESSING IN
COM
053015103
515
2930
SH
SOLE
0
0
0
2930
NORTHROP GRUMMAN CORP
COM
666807102
516
1726
SH
SOLE
0
0
0
1726
INNOVATOR ETFS TR
S&P 500 ULTRA
45782C300
526
17700
SH
SOLE
0
0
0
17700
ETF MANAGERS TR
PRIME MOBILE PAY
26924G409
527
7918
SH
SOLE
0
0
0
7918
INNOVATOR ETFS TR
S&P 500 ULTRA
45782C672
533
19218
SH
SOLE
0
0
0
19218
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
538
9200
SH
SOLE
0
0
0
9200
ALTRIA GROUP INC
COM
02209S103
541
13235
SH
SOLE
0
0
0
13235
INNOVATOR ETFS TR
S&P 500 ULTRA
45782C821
544
20325
SH
SOLE
0
0
0
20325
KINDER MORGAN INC DEL
COM
49456B101
550
40245
SH
SOLE
0
0
0
40245
CARLYLE GROUP INC
COM
14316J108
551
17549
SH
SOLE
0
0
0
17549
FIRST TR SML CP CORE ALPHA F
COM SHS
33734Y109
557
7321
SH
SOLE
0
0
0
7321
SHOPIFY INC
CL A
82509L107
560
508
SH
SOLE
0
0
0
508
INVESCO EXCHANGE TRADED FD T
S&P SMLCP MOMENT
46137V498
564
11897
SH
SOLE
0
0
0
11897
VANECK VECTORS ETF TR
SEMICONDUCTOR ET
92189F676
566
2588
SH
SOLE
0
0
0
2588
LOCKHEED MARTIN CORP
COM
539830109
570
1616
SH
SOLE
0
0
0
1616
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
571
8002
SH
SOLE
0
0
0
8002
SPDR SERIES TRUST
PORTFOLIO SHORT
78464A474
574
18266
SH
SOLE
0
0
0
18266
VANGUARD WORLD FDS
INF TECH ETF
92204A702
576
1654
SH
SOLE
0
0
0
1654
CALAMOS STRATEGIC TOTL RETN
COM SH BEN INT
128125101
579
36646
SH
SOLE
0
0
0
36646
ETF MANAGERS TR
PRIME JUNIR SLVR
26924G102
587
33968
SH
SOLE
0
0
0
33968
CISCO SYS INC
COM
17275R102
590
13255
SH
SOLE
0
0
0
13255
T MOBILE US INC
COM
872590104
595
4430
SH
SOLE
0
0
0
4430
SPDR SERIES TRUST
BLOMBERG INTL TR
78464A516
609
19401
SH
SOLE
0
0
0
19401
GLOBAL X FDS
GLBL X MLP ETF
37954Y343
610
22499
SH
SOLE
0
0
0
22499
TEXAS INSTRS INC
COM
882508104
611
3724
SH
SOLE
0
0
0
3724
COMCAST CORP NEW
CL A
20030N101
614
11834
SH
SOLE
0
0
0
11834
INVESCO EXCH TRADED FD TR II
SOLAR ETF
46138G706
616
5874
SH
SOLE
0
0
0
5874
STANLEY BLACK & DECKER INC
COM
854502101
617
3509
SH
SOLE
0
0
0
3509
EVERSOURCE ENERGY
COM
30040W108
635
7400
SH
SOLE
0
0
0
7400
CHEVRON CORP NEW
COM
166764100
636
7528
SH
SOLE
0
0
0
7528
WALGREENS BOOTS ALLIANCE INC
COM
931427108
637
15966
SH
SOLE
0
0
0
15966
PHILIP MORRIS INTL INC
COM
718172109
640
7758
SH
SOLE
0
0
0
7758
CLOUDFLARE INC
CL A COM
18915M107
641
8527
SH
SOLE
0
0
0
8527
NEXTERA ENERGY INC
COM
65339F101
645
8376
SH
SOLE
0
0
0
8376
ISHARES TR
ESG MSCI USA ETF
46435G425
652
7677
SH
SOLE
0
0
0
7677
PROSHARES TR
PSHS ULTRUSS2000
74347R842
655
7465
SH
SOLE
0
0
0
7465
VIATRIS INC
COM
92556V106
655
34993
SH
SOLE
0
0
0
34993
ROKU INC
COM CL A
77543R102
656
2003
SH
SOLE
0
0
0
2003
ABERDEEN STD GOLD ETF TR
PHYSCL GOLD SHS
00326A104
659
35245
SH
SOLE
0
0
0
35245
INNOVATOR ETFS TR
S&P 500 ULTRA
45782C532
682
24115
SH
SOLE
0
0
0
24115
SQUARE INC
CL A
852234103
687
3136
SH
SOLE
0
0
0
3136
COSTCO WHSL CORP NEW
COM
22160K105
690
1830
SH
SOLE
0
0
0
1830
DUKE ENERGY CORP NEW
COM NEW
26441C204
697
7642
SH
SOLE
0
0
0
7642
SALESFORCE COM INC
COM
79466L302
704
3168
SH
SOLE
0
0
0
3168
AMGEN INC
COM
031162100
724
3160
SH
SOLE
0
0
0
3160
VANGUARD INDEX FDS
SML CP GRW ETF
922908595
742
2817
SH
SOLE
0
0
0
2817
ISHARES TR
0-5YR HI YL CP
46434V407
743
16364
SH
SOLE
0
0
0
16364
UNITEDHEALTH GROUP INC
COM
91324P102
744
2123
SH
SOLE
0
0
0
2123
NETFLIX INC
COM
64110L106
748
1410
SH
SOLE
0
0
0
1410
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
752
3256
SH
SOLE
0
0
0
3256
BROOKFIELD RENEWABLE PARTNER
PARTNERSHIP UNIT
G16258108
760
17496
SH
SOLE
0
0
0
17496
ISHARES TR
3 7 YR TREAS BD
464288661
769
5783
SH
SOLE
0
0
0
5783
ADOBE SYS INC
COM
00724F101
771
1638
SH
SOLE
0
0
0
1638
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
777
12527
SH
SOLE
0
0
0
12527
AMERICAN EXPRESS CO
COM
025816109
779
6457
SH
SOLE
0
0
0
6457
BRISTOL MYERS SQUIBB CO
COM
110122108
803
12966
SH
SOLE
0
0
0
12966
LOWES COS INC
COM
548661107
805
5019
SH
SOLE
0
0
0
5019
CALAMOS DYNAMIC CONV & INCOM
COM
12811V105
821
29154
SH
SOLE
0
0
0
29154
ALLIANCEBERNSTEIN NATL MUNI
COM
01864U106
853
59176
SH
SOLE
0
0
0
59176
BNY MELLON STRATEGIC MUN BD
COM
09662E109
857
108852
SH
SOLE
0
0
0
108852
INVESCO ACTIVELY MANAGD ETF
ULTRA SHRT DUR
46090A887
859
16977
SH
SOLE
0
0
0
16977
ISHARES
U.S. PFD STK ETF
464288687
867
22571
SH
SOLE
0
0
0
22571
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
879
10558
SH
SOLE
0
0
0
10558
QUALCOMM INC
COM
747525103
899
5956
SH
SOLE
0
0
0
5956
VANGUARD WORLD FDS
HEALTH CAR ETF
92204A504
905
4053
SH
SOLE
0
0
0
4053
ISHARES TR
RUS 1000 VAL ETF
464287598
915
6781
SH
SOLE
0
0
0
6781
BLACKSTONE GROUP INC
COM CL A
09260D107
922
14348
SH
SOLE
0
0
0
14348
BOEING CO
COM
097023105
925
4422
SH
SOLE
0
0
0
4422
COCA COLA CO
COM
191216100
929
17074
SH
SOLE
0
0
0
17074
HIGHLAND FLOATNG RATE OPPRT
SHS BEN INT
43010E404
945
90913
SH
SOLE
0
0
0
90913
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
951
3690
SH
SOLE
0
0
0
3690
BLACKROCK MUNI INTER DR FD I
COM
09253X102
953
64077
SH
SOLE
0
0
0
64077
GENERAL ELECTRIC CO
COM
369604103
966
90150
SH
SOLE
0
0
0
90150
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
967
10883
SH
SOLE
0
0
0
10883
NUVEEN ENHANCED MUN CREDIT O
COM SH BEN INT
67070X101
967
60014
SH
SOLE
0
0
0
60014
VEREIT INC
COM
92339V308
973
27281
SH
SOLE
0
0
0
27281
EXXON MOBIL CORP
COM
30231G102
1001
24260
SH
SOLE
0
0
0
24260
GARTNER INC
COM
366651107
1006
6364
SH
SOLE
0
0
0
6364
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
1011
6302
SH
SOLE
0
0
0
6302
INTERNATIONAL BUSINESS MACHS
COM
459200101
1011
8051
SH
SOLE
0
0
0
8051
INVESCO EXCHANGE TRADED FD T
WILDERHIL CLAN
46137V134
1011
9744
SH
SOLE
0
0
0
9744
NUVEEN AMT FREE QLTY MUN INC
COM
670657105
1016
67279
SH
SOLE
0
0
0
67279
VANGUARD SCOTTSDALE FDS
SHORT TERM TREAS
92206C102
1028
16691
SH
SOLE
0
0
0
16691
SPDR INDEX SHS FDS
PORTFOLIO EMG MK
78463X509
1048
24862
SH
SOLE
0
0
0
24862
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
1111
16561
SH
SOLE
0
0
0
16561
ISHARES TR
EXPANDED TECH
464287515
1117
3218
SH
SOLE
0
0
0
3218
RENAISSANCE CAP GREENWICH FD
IPO ETF
759937204
1122
17599
SH
SOLE
0
0
0
17599
FIRST TR EXCHANGE TRADED FD
FST LOW OPPT EFT
33739Q200
1129
21927
SH
SOLE
0
0
0
21927
ISHARES TR
GLOBAL REIT ETF
46434V647
1137
48852
SH
SOLE
0
0
0
48852
ISHARES INC
CORE MSCI EMKT
46434G103
1137
18119
SH
SOLE
0
0
0
18119
ISHARES GOLD TRUST
ISHARES
464285105
1140
61552
SH
SOLE
0
0
0
61552
BLACKROCK DEBT STRAT FD INC
COM NEW
09255R202
1147
109722
SH
SOLE
0
0
0
109722
PEPSICO INC
COM
713448108
1149
7802
SH
SOLE
0
0
0
7802
SPDR SER TR
S&P SEMICNDCTR
78464A862
1154
6785
SH
SOLE
0
0
0
6785
SPDR SERIES TRUST
S&P BIOTECH
78464A870
1156
8249
SH
SOLE
0
0
0
8249
VANGUARD INDEX FDS
REIT ETF
922908553
1158
14001
SH
SOLE
0
0
0
14001
INNOVATOR ETFS TR
S&P 500 ULTRA
45782C649
1163
43160
SH
SOLE
0
0
0
43160
TORTOISE ENERGY INFRA CORP
COM
89148B200
1165
56576
SH
SOLE
0
0
0
56576
SPDR SERIES TRUST
PRTFLO S&P500 VL
78464A508
1170
34079
SH
SOLE
0
0
0
34079
NVIDIA CORP
COM
67066G104
1175
2247
SH
SOLE
0
0
0
2247
TORTOISE ENERGY INDEPENDENC
COM
92189F643
1178
19164
SH
SOLE
0
0
0
19164
DOMINION ENERGY INC
COM
25746U109
1185
15758
SH
SOLE
0
0
0
15758
CROWN CASTLE INTL CORP NEW
COM
22822V101
1188
7483
SH
SOLE
0
0
0
7483
ISHARES TR
RUS 1000 GRW ETF
464287614
1206
5070
SH
SOLE
0
0
0
5070
MCDONALDS CORP
COM
580135101
1207
5702
SH
SOLE
0
0
0
5702
NEW YORK CMNTY BANCORP INC
COM
649445103
1213
26462
SH
SOLE
0
0
0
26462
ABBVIE INC
COM
00287Y109
1218
11507
SH
SOLE
0
0
0
11507
VANGUARD SCOTTSDALE FDS
INTER TERM TREAS
92206C706
1251
18013
SH
SOLE
0
0
0
18013
VANGUARD INDEX FDS
LARGE CAP ETF
922908637
1252
7212
SH
SOLE
0
0
0
7212
CVS HEALTH CORP
COM
126650100
1278
18678
SH
SOLE
0
0
0
18678
STRATEGY SHS
DAY HAGAN NED
86280R803
1303
45281
SH
SOLE
0
0
0
45281
INTEL CORP
COM
458140100
1353
27188
SH
SOLE
0
0
0
27188
PAYPAL HLDGS INC
COM
70450Y103
1356
5801
SH
SOLE
0
0
0
5801
PALANTIR TECHNOLOGIES INC
CL A
69608A108
1363
58308
SH
SOLE
0
0
0
58308
ISHARES TR
SP SMCP600VL ETF
464287879
1381
16983
SH
SOLE
0
0
0
16983
EATON VANCE LTD DUR INCOME F
COM
27828H105
1397
111528
SH
SOLE
0
0
0
111528
STARBUCKS CORP
COM
855244109
1404
13247
SH
SOLE
0
0
0
13247
CROWDSTRIKE HLDGS INC
CL A
22788C105
1405
6717
SH
SOLE
0
0
0
6717
INVESCO EXCH TRADED FD TR II
FTSE RAFI DEV
46138E743
1412
33282
SH
SOLE
0
0
0
33282
PROCTOR & GAMBLE CO
COM
742718109
1435
10353
SH
SOLE
0
0
0
10353
AT&T INC
COM
00206R102
1436
49696
SH
SOLE
0
0
0
49696
ISHARES
SP SMCP600GR ETF
464287887
1468
12872
SH
SOLE
0
0
0
12872
PIMCO ETF TR
SHTRM MUN BD ACT
72201R874
1490
28968
SH
SOLE
0
0
0
28968
AMERICAN TOWER CORP NEW
COM
03027X100
1546
6889
SH
SOLE
0
0
0
6889
SPDR SERIES TRUST
PORTFOLIO MD ETF
78464A847
1567
38791
SH
SOLE
0
0
0
38791
BANK OF AMERICA CORPORATION
COM
060505104
1571
52126
SH
SOLE
0
0
0
52126
ARK ETF TR
GENOMIC REV ETF
00214Q302
1575
16902
SH
SOLE
0
0
0
16902
J P MORGAN EXCHANGE-TRADED F
EQUITY PREMIUM
46641Q332
1581
28351
SH
SOLE
0
0
0
28351
HOME DEPOT INC
COM
437076102
1583
5972
SH
SOLE
0
0
0
5972
AGNICO EAGLE MINES LTD
COM
008474108
1592
22585
SH
SOLE
0
0
0
22585
BARRICK GOLD CORP
COM
067901108
1599
70176
SH
SOLE
0
0
0
70176
MOODYS CORP
COM
615369105
1618
5542
SH
SOLE
0
0
0
5542
FACEBOOK INC
CL A
30303M102
1644
6059
SH
SOLE
0
0
0
6059
MASTERCARD INCORPORATED
CL A
57636Q104
1658
4651
SH
SOLE
0
0
0
4651
ISHARES
GLOBAL FINLS ETF
464287333
1690
26192
SH
SOLE
0
0
0
26192
ISHARES
GLOB HLTHCRE ETF
464287325
1718
22496
SH
SOLE
0
0
0
22496
3M CO
COM
88579Y101
1730
9927
SH
SOLE
0
0
0
9927
ISHARES TR
IBOXX HI YD ETF
464288513
1760
20160
SH
SOLE
0
0
0
20160
ISHARES TR
IBOXX INV CP ETF
464287242
1801
13092
SH
SOLE
0
0
0
13092
CASEYS GEN STORES INC
COM
147528103
1812
10143
SH
SOLE
0
0
0
10143
SPDR SERIES TRUST
BLOMBRG BRC INTR
78464A375
1825
49127
SH
SOLE
0
0
0
49127
WAL-MART STORES INC
COM
931142103
1844
12718
SH
SOLE
0
0
0
12718
ALPHABET INC
CAP STK CL A
02079K305
1864
1068
SH
SOLE
0
0
0
1068
ALPHABET INC
CAP STK CL C
02079K107
1895
1090
SH
SOLE
0
0
0
1090
ISHARES TR
JPMORGAN USD EMG
464288281
1929
16649
SH
SOLE
0
0
0
16649
VERIZON COMMUNICATIONS INC
COM
92343V104
1980
33707
SH
SOLE
0
0
0
33707
BLACKROCK 2022 GBL INCM OPP
COM
09258P104
2044
226067
SH
SOLE
0
0
0
226067
VANGUARD INDEX FDS
MID CAP ETF
922908629
2087
10099
SH
SOLE
0
0
0
10099
ISHARES TR
CORE S&P500 ETF
464287200
2128
5720
SH
SOLE
0
0
0
5720
JPMORGAN CHASE & CO
COM
46625H100
2146
16908
SH
SOLE
0
0
0
16908
BLACKROCK INTL GRWTH & INC T
COM BENE INTER
092524107
2183
371911
SH
SOLE
0
0
0
371911
SPDR SERIES TRUST
BLMBRG BRC INTRM
78464A672
2191
66256
SH
SOLE
0
0
0
66256
ISHARES TR
CORE DIV GRWTH
46434V621
2203
49818
SH
SOLE
0
0
0
49818
FIDELITY
LOW DURTIN ETF
316188408
2205
43209
SH
SOLE
0
0
0
43209
JOHNSON & JOHNSON
COM
478160104
2241
14268
SH
SOLE
0
0
0
14268
ISHARES TR
MSCI EAFE ETF
464287465
2300
31296
SH
SOLE
0
0
0
31296
SPDR SERIES TRUST
PORTFOLIO AGRGTE
78464A649
2305
74857
SH
SOLE
0
0
0
74857
GLOBAL NET LEASE INC
COM NEW
379378201
2353
130230
SH
SOLE
0
0
0
130230
ISHARES
GLOBAL TECH ETF
464287291
2449
8243
SH
SOLE
0
0
0
8243
ARK ETF TR
NEXT GNRTN INTER
00214Q401
2465
16872
SH
SOLE
0
0
0
16872
PFIZER INC
COM
717081103
2493
67798
SH
SOLE
0
0
0
67798
ISHARES TR
MRGSTR MD CP GRW
464288307
2524
6637
SH
SOLE
0
0
0
6637
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
2531
19599
SH
SOLE
0
0
0
19599
ABBOTT LABS
COM
002824100
2592
23697
SH
SOLE
0
0
0
23697
VANECK VECTORS ETF TR
JR GOLD MINERS E
92189F791
2647
48793
SH
SOLE
0
0
0
48793
MERCK & CO INC
COM
58933Y105
2674
32932
SH
SOLE
0
0
0
32932
ISHARES TR
INTL SEL DIV ETF
464288448
2683
91048
SH
SOLE
0
0
0
91048
ISHARES
CORE S&P SCP ETF
464287804
2732
29975
SH
SOLE
0
0
0
29975
FS KKR CAPITAL CORP
COM
302635206
2733
165085
SH
SOLE
0
0
0
165085
SPDR SER TR
PORTFOLIO SM ETF
78468R853
2775
77526
SH
SOLE
0
0
0
77526
ISHARES
CORE S&P MCP ETF
464287507
2842
12537
SH
SOLE
0
0
0
12537
DISNEY WALT CO
COM DISNEY
254687106
2956
16406
SH
SOLE
0
0
0
16406
ISHARES
CORE TOTUSBD ETF
464287226
2960
25058
SH
SOLE
0
0
0
25058
ISHARES TR
INTRM GOV CR ETF
464288612
2984
25368
SH
SOLE
0
0
0
25368
FIRST TR EXCHANGE TRADED FD
INTL EQUITY OPP
33734X853
2985
43389
SH
SOLE
0
0
0
43389
VISA INC
COM CL A
92826C839
3059
14005
SH
SOLE
0
0
0
14005
TESLA MTRS INC
COM
88160R101
3426
4757
SH
SOLE
0
0
0
4757
SPDR INDEX SHS FDS
PORTFOLIO DEVLPD
78463X889
3510
103808
SH
SOLE
0
0
0
103808
ISHARES TR
1 3 YR TREAS BD
464287457
3546
41043
SH
SOLE
0
0
0
41043
ADVENT CLAYMORE CV SECS & IN
COM
00764C109
3590
217329
SH
SOLE
0
0
0
217329
ISHARES
NAT AMT FREE BD
464288414
3632
31009
SH
SOLE
0
0
0
31009
VANGUARD MUN BD FD INC
TAX EXEMPT BD
922907746
3647
66082
SH
SOLE
0
0
0
66082
SPDR SERIES TRUST
PRTFLO S&P500 GW
78464A409
3666
66529
SH
SOLE
0
0
0
66529
LEGG MASON ETF INVESTMENT TR
WESTN ASET TTL
52468L810
3814
135113
SH
SOLE
0
0
0
135113
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
3926
82602
SH
SOLE
0
0
0
82602
SPDR SERIES TRUST
PORTFOLIO LN TSR
78464A664
3938
87281
SH
SOLE
0
0
0
87281
WASHINGTON PRIME GROUP NEW
COM
93964W108
3954
68561
SH
SOLE
0
0
0
68561
J P MORGAN EXCHANGE-TRADED F
ULTRA SHT MUNCPL
46641Q654
4010
78559
SH
SOLE
0
0
0
78559
ISHARES
MSCI EMG MKT ETF
464287234
4226
81735
SH
SOLE
0
0
0
81735
ISHARES TR
20+ YR TR BD ETF
464287432
4272
26913
SH
SOLE
0
0
0
26913
GOLDMAN SACHS ETF TR
HEDGE IND ETF
381430545
4449
49531
SH
SOLE
0
0
0
49531
VANGUARD WORLD FD
MEGA CAP INDEX
921910873
4626
34666
SH
SOLE
0
0
0
34666
ALLIANZGI NFJ DIVID INT & PR
COM
01883A107
4718
350589
SH
SOLE
0
0
0
350589
SPDR DOW JONES INDL AVRG ETF
UT SER 1
78467X109
4873
16161
SH
SOLE
0
0
0
16161
VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
4973
54367
SH
SOLE
0
0
0
54367
SPDR SERIES TRUST
BRC CNV SECS ETF
78464A359
4984
60206
SH
SOLE
0
0
0
60206
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
5213
15
SH
SOLE
0
0
0
15
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
5431
61444
SH
SOLE
0
0
0
61444
ARK ETF TR
INNOVATION ETF
00214Q104
5710
45841
SH
SOLE
0
0
0
45841
SELECT SECTOR SPDR TR
SBI MATERIALS
81369Y100
5722
79123
SH
SOLE
0
0
0
79123
MICROSOFT CORP
COM
594918104
5864
26585
SH
SOLE
0
0
0
26585
TRICO BANCSHARES
COM
896095106
5980
170844
SH
SOLE
0
0
0
170844
ISHARES TR
SHRT TRS BD ETF
464288679
6552
59277
SH
SOLE
0
0
0
59277
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
6714
133629
SH
SOLE
0
0
0
133629
FIRST TR HIGH YIELD OPPRT 20
COM
33741Q107
6784
333905
SH
SOLE
0
0
0
333905
VANGUARD INDEX FDS
SMALL CP ETF
922908751
7046
36221
SH
SOLE
0
0
0
36221
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
7400
32034
SH
SOLE
0
0
0
32034
AMAZON COM INC
COM
023135106
7485
2327
SH
SOLE
0
0
0
2327
SPDR SER TR
SPDR BLOOMBERG
78468R663
7608
83128
SH
SOLE
0
0
0
83128
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
8007
82437
SH
SOLE
0
0
0
82437
SPDR SERIES TRUST
PORTFOLIO LR ETF
78464A854
8099
185517
SH
SOLE
0
0
0
185517
FIRST TR EXCHANGE TRADED FD
SENIOR LN FD
33738D309
8566
179992
SH
SOLE
0
0
0
179992
VANGUARD STAR FD
VG TL INTL STK F
921909768
9342
155234
SH
SOLE
0
0
0
155234
SPDR S&P 500 ETF TR
TR UNIT
78462F103
9740
26127
SH
SOLE
0
0
0
26127
VANGUARD INDEX FDS
VALUE ETF
922908744
9809
82569
SH
SOLE
0
0
0
82569
VANGUARD INTL EQUITY INDEX F
FTSE SMCAP ETF
922042718
9978
81862
SH
SOLE
0
0
0
81862
SPDR SERIES TRUST
PORTFOLIO TL STK
78464A805
10229
221945
SH
SOLE
0
0
0
221945
VANGUARD INDEX FDS
GROWTH ETF
922908736
10915
43288
SH
SOLE
0
0
0
43288
SPDR GOLD TRUST
GOLD SHS
78463V107
11241
62606
SH
SOLE
0
0
0
62606
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
14189
73079
SH
SOLE
0
0
0
73079
INVESCO QQQ TR
UNIT SER 1
46090E103
15795
50572
SH
SOLE
0
0
0
50572
PIMCO ETF TR
ENHANCD SHORT
72201R643
17947
178174
SH
SOLE
0
0
0
178174
APPLE INC
COM
037833100
18519
140576
SH
SOLE
0
0
0
140576
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
19022
133897
SH
SOLE
0
0
0
133897
INVESCO EXCHANGE TRADED FD T
S&P500 EQL WGT
46137V357
21370
167552
SH
SOLE
0
0
0
167552
VANGUARD SPECIALIZED PORTFOL
DIV APP ETF
921908844
23348
165646
SH
SOLE
0
0
0
165646
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
36126
105532
SH
SOLE
0
0
0
105532