0001600151-18-000004.txt : 20180814 0001600151-18-000004.hdr.sgml : 20180814 20180814125903 ACCESSION NUMBER: 0001600151-18-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180630 FILED AS OF DATE: 20180814 DATE AS OF CHANGE: 20180814 EFFECTIVENESS DATE: 20180814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Arete Wealth Advisors, LLC CENTRAL INDEX KEY: 0001600151 IRS NUMBER: 261314502 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15999 FILM NUMBER: 181015870 BUSINESS ADDRESS: STREET 1: 1101 W LAKE ST STREET 2: 1ST FLOOR CITY: CHICAGO STATE: IL ZIP: 60607 BUSINESS PHONE: 312-940-3684 MAIL ADDRESS: STREET 1: 1101 W LAKE ST STREET 2: 1ST FLOOR CITY: CHICAGO STATE: IL ZIP: 60607 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001600151 XXXXXXXX 06-30-2018 06-30-2018 Arete Wealth Advisors, LLC

1101 W LAKE ST 1ST FLOOR CHICAGO IL 60607

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SH SOLE 0 0 15138 NETFLIX INC COM 64110L106 1737 4438 SH SOLE 0 0 4438 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 377 21545 SH SOLE 0 0 21545 NEW YORK CMNTY CAP TR V UNIT 11/01/2051 64944P307 1883 37736 SH SOLE 0 0 37736 NEXTERA ENERGY INC COM 65339F101 298 1785 SH SOLE 0 0 1785 NEXPOINT STRATEGIC OPORTUNT COM NEW 65340G205 1285 58553 SH SOLE 0 0 58553 NVIDIA CORP COM 67066G104 1220 5151 SH SOLE 0 0 5151 NUVEEN ENHANCED MUN CREDIT O COM SH BEN INT 67070X101 815 56861 SH SOLE 0 0 56861 NUVEEN CR STRATEGIES INCM FD COM SHS 67073D102 279 35145 SH SOLE 0 0 35145 OAKTREE SPECIALTY LENDING CO COM 67401P108 258 53941 SH SOLE 0 0 53941 OAKTREE STRATEGIC INCOME COR COM 67402D104 997 117351 SH SOLE 0 0 117351 ORACLE CORP COM 68389X105 3562 80840 SH SOLE 0 0 80840 PRA HEALTH SCIENCES INC COM 69354M108 956 10245 SH SOLE 0 0 10245 PAYPAL HLDGS INC COM 70450Y103 1468 17631 SH SOLE 0 0 17631 PHYSICIANS RLTY TR COM 71943U104 348 21850 SH SOLE 0 0 21850 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 3373 33893 SH SOLE 0 0 33893 PIMCO DYNAMIC CR INCOME FD COM SHS 72202D106 302 12823 SH SOLE 0 0 12823 PLAINS GP HLDGS L P LTD PARTNR INT A 72651A207 483 20221 SH SOLE 0 0 20221 PRINCIPAL FINL GROUP INC COM 74251V102 246 4643 SH SOLE 0 0 4643 PROSPECT CAPITAL CORPORATION COM 74348T102 194 28980 SH SOLE 0 0 28980 RETAIL PPTYS AMER INC CL A 76131V202 340 26566 SH SOLE 0 0 26566 SPDR S&P 500 ETF TR TR UNIT 78462F103 20938 77182 SH SOLE 0 0 77182 SPDR GOLD TRUST GOLD SHS 78463V107 203 1710 SH SOLE 0 0 1710 SPDR INDEX SHS FDS ASIA PACIF ETF 78463X301 248 2491 SH SOLE 0 0 2491 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 1049 21809 SH SOLE 0 0 21809 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 205 5984 SH SOLE 0 0 5984 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 2467 81168 SH SOLE 0 0 81168 SPDR SERIES TRUST BLOMBRG BRC INTR 78464A375 951 28579 SH SOLE 0 0 28579 SPDR SERIES TRUST PRTFLO S&P500 GW 78464A409 392 11147 SH SOLE 0 0 11147 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 289 8143 SH SOLE 0 0 8143 SPDR SERIES TRUST PRTFLO S&P500 VL 78464A508 373 12585 SH SOLE 0 0 12585 SPDR SERIES TRUST BLOMBERG INTL TR 78464A516 293 10566 SH SOLE 0 0 10566 SPDR SERIES TRUST PORTFOLIO AGRGTE 78464A649 2088 74882 SH SOLE 0 0 74882 SPDR SERIES TRUST BLMBRG BRC INTRM 78464A672 847 14431 SH SOLE 0 0 14431 SPDR SERIES TRUST S&P DIVID ETF 78464A763 302 3256 SH SOLE 0 0 3256 SPDR SERIES TRUST PORTFOLIO TL STK 78464A805 12534 368742 SH SOLE 0 0 368742 SPDR SERIES TRUST PORTFOLIO MD ETF 78464A847 1104 31643 SH SOLE 0 0 31643 SPDR SERIES TRUST PORTFOLIO LR ETF 78464A854 3127 98073 SH SOLE 0 0 98073 SPDR SERIES TRUST S&P BIOTECH 78464A870 648 6812 SH SOLE 0 0 6812 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 1770 37682 SH SOLE 0 0 37682 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 2228 9181 SH SOLE 0 0 9181 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 216 610 SH SOLE 0 0 610 SPDR SER TR BLOMBERG BRC INV 78468R200 232 7546 SH SOLE 0 0 7546 SPDR SER TR BLOOMBERG SRT TR 78468R408 284 10389 SH SOLE 0 0 10389 SPDR SER TR SPDR BLOOMBERG 78468R663 1257 13723 SH SOLE 0 0 13723 SPDR SER TR NUVEEN BLMBRG SR 78468R739 484 10078 SH SOLE 0 0 10078 SPDR SER TR PORTFOLIO SM ETF 78468R853 7174 222249 SH SOLE 0 0 222249 SALESFORCE COM INC COM 79466L302 391 2865 SH SOLE 0 0 2865 SELECT SECTOR SPDR TR ENERGY 81369Y506 584 7689 SH SOLE 0 0 7689 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 203 2915 SH SOLE 0 0 2915 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 390 7515 SH SOLE 0 0 7515 SELECT INCOME REIT COM SH BEN INT 81618T100 537 23897 SH SOLE 0 0 23897 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 107 18200 SH SOLE 0 0 18200 STERLING BANCORP DEL COM 85917A100 268 11399 SH SOLE 0 0 11399 3M CO COM 88579Y101 4148 21085 SH SOLE 0 0 21085 TIER REIT INC COM NEW 88650V208 212 8911 SH SOLE 0 0 8911 TORTOISE MLP FD INC COM 89148B101 3542 207530 SH SOLE 0 0 207530 22ND CENTY GROUP INC COM 90137F103 28 11500 SH SOLE 0 0 11500 UNITEDHEALTH GROUP INC COM 91324P102 313 1275 SH SOLE 0 0 1275 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 214 9576 SH SOLE 0 0 9576 VANECK VECTORS ETF TR EMERGING MKTS HI 92189F353 216 9433 SH SOLE 0 0 9433 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 247 4523 SH SOLE 0 0 4523 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 267 3954 SH SOLE 0 0 3954 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 325 2039 SH SOLE 0 0 2039 VANGUARD WORLD FDS INF TECH ETF 92204A702 522 2876 SH SOLE 0 0 2876 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 944 12090 SH SOLE 0 0 12090 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 483 3678 SH SOLE 0 0 3678 VENTAS INC COM 92276F100 400 7017 SH SOLE 0 0 7017 VEREIT INC COM 92339V100 785 105577 SH SOLE 0 0 105577 VERIZON COMMUNICATIONS INC COM 92343V104 1816 36093 SH SOLE 0 0 36093 VISA INC COM CL A 92826C839 885 6680 SH SOLE 0 0 6680 W & T OFFSHORE INC COM 92922P106 261 36500 SH SOLE 0 0 36500 W P CAREY INC COM 92936U109 326 4914 SH SOLE 0 0 4914 WISDOMTREE TR EMG MKTS SMCAP 97717W281 240 5026 SH SOLE 0 0 5026 WISDOMTREE TR US MIDCAP DIVID 97717W505 595 16625 SH SOLE 0 0 16625 WISDOMTREE TR JPN SCAP HDG EQT 97717W521 522 11972 SH SOLE 0 0 11972 WISDOMTREE TR US MIDCP EARNING 97717W570 351 8729 SH SOLE 0 0 8729 WISDOMTREE TR JAPN HEDGE EQT 97717W851 2352 43564 SH SOLE 0 0 43564 WISDOMTREE TR BARCLYS YLD AGGR 97717X511 1185 24444 SH SOLE 0 0 24444 ZOETIS INC CL A 98978V103 201 2364 SH SOLE 0 0 2364 BANK OF NT BUTTERFIELD&SON L SHS NEW G0772R208 285 6242 SH SOLE 0 0 6242 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 792 4840 SH SOLE 0 0 4840 BUNGE LIMITED COM G16962105 346 4964 SH SOLE 0 0 4964 MEDTRONIC PLC SHS G5960L103 482 5632 SH SOLE 0 0 5632 UBS GROUP AG SHS H42097107 175 11429 SH SOLE 0 0 11429 CNH INDL N V SHS N20944109 723 68651 SH SOLE 0 0 68651 FERRARI N V COM N3167Y103 1120 8293 SH SOLE 0 0 8293 SEADRILL PARTNERS LLC COMUNIT REP LB Y7545W109 86 24657 SH SOLE 0 0 24657