0001600151-15-000001.txt : 20150211
0001600151-15-000001.hdr.sgml : 20150211
20150211121927
ACCESSION NUMBER: 0001600151-15-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20141231
FILED AS OF DATE: 20150211
DATE AS OF CHANGE: 20150211
EFFECTIVENESS DATE: 20150211
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Arete Wealth Advisors, LLC
CENTRAL INDEX KEY: 0001600151
IRS NUMBER: 261314502
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15999
FILM NUMBER: 15598039
BUSINESS ADDRESS:
STREET 1: 1699 E WOODFIELD RD
STREET 2: SUITE 565
CITY: SCHAUMBURG
STATE: IL
ZIP: 60173
BUSINESS PHONE: 847-658-8366
MAIL ADDRESS:
STREET 1: 1699 E WOODFIELD RD
STREET 2: SUITE 565
CITY: SCHAUMBURG
STATE: IL
ZIP: 60173
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001600151
XXXXXXXX
12-31-2014
12-31-2014
Arete Wealth Advisors, LLC
1699 E WOODFIELD RD
SUITE 565
SCHAUMBURG
IL
60173
13F HOLDINGS REPORT
028-15999
N
Joshua Rogers
President
847-658-8366
Joshua Rogers
Schaumburg
IL
02-11-2015
0
142
141696
false
INFORMATION TABLE
2
13fawa123114.xml
ACHILLION PHARMACEUTICALS IN
COM
00448Q201
159
13000
SH
SOLE
0
0
13000
ADVENT CLAY CONV SEC INC FD
COM
007639107
412
65350
SH
SOLE
0
0
65350
ADVENT CLAYMORE CV SECS & IN
COM
00764C109
514
31437
SH
SOLE
0
0
31437
AMAZON COM INC
COM
023135106
200
646
SH
SOLE
0
0
646
AMER RLTY CAP HEALTHCAR TR I
COM
02917R108
923
77556
SH
SOLE
0
0
77556
AMERICAN APPAREL INC
COM
023850100
83
80640
SH
SOLE
0
0
80640
AMERICAN INTL GROUP INC
*W EXP 01/19/202
026874156
4237
172107
SH
SOLE
0
0
172107
AMERICAN INTL GROUP INC
COM NEW
026874784
12018
214565
SH
SOLE
0
0
214565
AMERICAN RLTY CAP PPTYS INC
COM
02917T104
392
43357
SH
SOLE
0
0
43357
AMGEN INC
COM
031162100
365
2290
SH
SOLE
0
0
2290
ANNALY CAP MGMT INC
COM
035710409
166
15312
SH
SOLE
0
0
15312
APACHE CORP
COM
037411105
549
8754
SH
SOLE
0
0
8754
APPLE INC
COM
037833100
6643
60179
SH
SOLE
0
0
60179
AT&T INC
COM
00206R102
314
9352
SH
SOLE
0
0
9352
BANCORPSOUTH INC
COM
059692103
354
15713
SH
SOLE
0
0
15713
BANK OF AMERICA CORPORATION
*W EXP 01/16/201
060505146
2003
284550
SH
SOLE
0
0
284550
BANK OF AMERICA CORPORATION
COM
060505104
19868
1110549
SH
SOLE
0
0
1110549
BARCLAYS BANK PLC
ADR PFD SR 5
06739H362
1294
49603
SH
SOLE
0
0
49603
BARRICK GOLD CORP
COM
067901108
355
32978
SH
SOLE
0
0
32978
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
904
4
SH
SOLE
0
0
4
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
1624
10818
SH
SOLE
0
0
10818
BLACKROCK MUNIVEST FN INC
COM
09253R105
278
28098
SH
SOLE
0
0
28098
BLACKROCK RES & COMM STRAT T
SHS
09257A108
704
72470
SH
SOLE
0
0
72470
BLOCK H & R INC
COM
093671105
268
7954
SH
SOLE
0
0
7954
BROOKDALE SR LIVING INC
COM
112463104
241
6583
SH
SOLE
0
0
6583
CASELLA WASTE SYS INC
CL A
147448104
61
15000
SH
SOLE
0
0
15000
CASEYS GEN STORES INC
COM
147528103
900
9961
SH
SOLE
0
0
9961
CATERPILLAR INC DEL
COM
149123101
257
2810
SH
SOLE
0
0
2810
CELGENE CORP
COM
151020104
383
3426
SH
SOLE
0
0
3426
CHESAPEAKE ENERGY CORP
COM
165167107
2077
106134
SH
SOLE
0
0
106134
CISCO SYS INC
COM
17275R102
1516
54506
SH
SOLE
0
0
54506
CLOUGH GLOBAL EQUITY FD
COM
18914C100
671
46329
SH
SOLE
0
0
46329
CME GROUP INC
COM
12572Q105
1379
15550
SH
SOLE
0
0
15550
COCA COLA CO
COM
191216100
453
10721
SH
SOLE
0
0
10721
COHEN & STEERS INFRASTRUCTUR
COM
19248A109
568
24996
SH
SOLE
0
0
24996
COLUMBIA PPTY TR INC
COM NEW
198287203
320
12606
SH
SOLE
0
0
12606
CONOCOPHILLIPS
COM
20825C104
232
3356
SH
SOLE
0
0
3356
CREDIT SUISSE ASSET MGMT INC
COM
224916106
172
52280
SH
SOLE
0
0
52280
CREDIT SUISSE HIGH YLD BND F
SH BEN INT
22544F103
422
150824
SH
SOLE
0
0
150824
DANAHER CORP DEL
COM
235851102
219
2557
SH
SOLE
0
0
2557
DEERE & CO
COM
244199105
247
2795
SH
SOLE
0
0
2795
DELTA AIR LINES INC DEL
COM NEW
247361702
1740
35366
SH
SOLE
0
0
35366
DEVON ENERGY CORP NEW
COM
25179M103
242
3952
SH
SOLE
0
0
3952
DIGITAL RLTY TR INC
COM
253868103
1658
25004
SH
SOLE
0
0
25004
DREYFUS STRATEGIC MUN BD FD
COM
26202F107
685
86000
SH
SOLE
0
0
86000
EATON VANCE RISK MNGD DIV EQ
COM
27829G106
1136
106554
SH
SOLE
0
0
106554
EATON VANCE TXMGD GL BUYWR O
COM
27829C105
661
60009
SH
SOLE
0
0
60009
ENCANA CORP
COM
292505104
726
52309
SH
SOLE
0
0
52309
ETFS PALLADIUM TR
SH BEN INT
26923A106
952
12282
SH
SOLE
0
0
12282
EXCO RESOURCES INC
COM
269279402
920
424095
SH
SOLE
0
0
424095
EXXON MOBIL CORP
COM
30231G102
258
2787
SH
SOLE
0
0
2787
FIVE STAR QUALITY CARE INC
COM
33832D106
56
13595
SH
SOLE
0
0
13595
FORD MTR CO DEL
COM PAR $0.01
345370860
343
22140
SH
SOLE
0
0
22140
FS INVT CORP
COM
302635107
10449
1052314
SH
SOLE
0
0
1052314
GENERAL ELECTRIC CO
COM
369604103
241
9526
SH
SOLE
0
0
9526
GLOBAL X FDS
SILVER MNR ETF
37950E853
116
12540
SH
SOLE
0
0
12540
GOLDMAN SACHS GROUP INC
COM
38141G104
256
1319
SH
SOLE
0
0
1319
GREEN BRICK PARTNERS INC
COM
392709101
373
45442
SH
SOLE
0
0
45442
GREENHUNTER RES INC
COM
39530A104
8
11000
SH
SOLE
0
0
11000
HEARTLAND EXPRESS INC
COM
422347104
903
33446
SH
SOLE
0
0
33446
HUNT J B TRANS SVCS INC
COM
445658107
1611
19124
SH
SOLE
0
0
19124
ILLUMINA INC
COM
452327109
1380
7477
SH
SOLE
0
0
7477
INTERNATIONAL BUSINESS MACHS
COM
459200101
787
4908
SH
SOLE
0
0
4908
INVESCO DYNAMIC CR OPP FD
COM
46132R104
131
11093
SH
SOLE
0
0
11093
INVESCO MUNI INCOME OPP TRST
COM
46132X101
279
39915
SH
SOLE
0
0
39915
ISHARES
INTERM CR BD ETF
464288638
318
2911
SH
SOLE
0
0
2911
ISHARES
U.S. PFD STK ETF
464288687
320
8115
SH
SOLE
0
0
8115
ISHARES
CORE TOTUSBD ETF
464287226
458
4160
SH
SOLE
0
0
4160
ISHARES
GLOBAL FINLS ETF
464287333
503
8911
SH
SOLE
0
0
8911
ISHARES
TIPS BD ETF
464287176
536
4785
SH
SOLE
0
0
4785
ISHARES
GLOBAL TECH ETF
464287291
547
5768
SH
SOLE
0
0
5768
ISHARES
GLOB HLTHCRE ETF
464287325
559
5613
SH
SOLE
0
0
5613
ISHARES
S&P MC 400VL ETF
464287705
696
5445
SH
SOLE
0
0
5445
ISHARES
S&P 500 VAL ETF
464287408
722
7703
SH
SOLE
0
0
7703
ISHARES
S&P 500 GRWT ETF
464287309
841
7540
SH
SOLE
0
0
7540
ISHARES TR
20+ YR TR BD ETF
464287432
487
3868
SH
SOLE
0
0
3868
JOHNSON & JOHNSON
COM
478160104
211
2022
SH
SOLE
0
0
2022
JPMORGAN CHASE & CO
COM
46625H100
436
6973
SH
SOLE
0
0
6973
KITE RLTY GROUP TR
COM NEW
49803T300
203
7071
SH
SOLE
0
0
7071
LEGG MASON BW GLB INC OPP FD
COM
52469B100
1220
72998
SH
SOLE
0
0
72998
LEUCADIA NATL CORP
COM
527288104
2181
97297
SH
SOLE
0
0
97297
LEVY ACQUISITION CORP
*W EXP 11/19/201
52748T112
12
32750
SH
SOLE
0
0
32750
LEVY ACQUISITION CORP
UNIT 99/99/9999
52748T203
185
18400
SH
SOLE
0
0
18400
LEVY ACQUISITION CORP
COM
52748T104
371
38200
SH
SOLE
0
0
38200
LIBERATOR MEDICAL HLDGS INC
COM
53012L108
64
22000
SH
SOLE
0
0
22000
LINKEDIN CORP
COM CL A
53578A108
1690
7355
SH
SOLE
0
0
7355
MICRON TECHNOLOGY INC
COM
595112103
1934
55249
SH
SOLE
0
0
55249
MONOGRAM RESIDENTIAL TR INC
COM
60979P105
2686
290093
SH
SOLE
0
0
290093
NEW YORK REIT INC
COM
64976L109
640
60402
SH
SOLE
0
0
60402
NOVAGOLD RES INC
COM NEW
66987E206
671
227389
SH
SOLE
0
0
227389
NUVEEN CR STRATEGIES INCM FD
COM SHS
67073D102
196
22385
SH
SOLE
0
0
22385
NUVEEN GLOBAL EQUITY INCOME
COM
6706EH103
185
14250
SH
SOLE
0
0
14250
NUVEEN MUN ADVANTAGE FD INC
COM
67062H106
275
20122
SH
SOLE
0
0
20122
NUVEEN PREM INCOME MUN FD 2
COM
67063W102
280
19777
SH
SOLE
0
0
19777
NUVEEN QUALITY PFD INC FD 3
COM
67072W101
1072
128722
SH
SOLE
0
0
128722
PENNANTPARK INVT CORP
COM
708062104
630
66080
SH
SOLE
0
0
66080
PIMCO ETF TR
0-5 HIGH YIELD
72201R783
788
7818
SH
SOLE
0
0
7818
POWERSHARES ETF TR II
S&P500 LOW VOL
73937B779
1673
44077
SH
SOLE
0
0
44077
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
852
8250
SH
SOLE
0
0
8250
PROCTOR & GAMBLE CO
COM
742718109
325
3566
SH
SOLE
0
0
3566
PROSHARES TR
PSHS ULTSH 20YRS
74347B201
370
7970
SH
SOLE
0
0
7970
PROSHARES TR
PSHS ULTRUSS2000
74347R842
1392
15390
SH
SOLE
0
0
15390
PROSHARES TR
PSHS ULTRA QQQ
74347R206
1931
14120
SH
SOLE
0
0
14120
PROSPECT CAPITAL CORPORATION
COM
74348T102
127
15400
SH
SOLE
0
0
15400
RETAIL PPTYS AMER INC
CL A
76131V202
588
35209
SH
SOLE
0
0
35209
SALEM COMMUNICATIONS CORP DE
CL A
794093104
137
17495
SH
SOLE
0
0
17495
SAMSON OIL & GAS LTD
SPON ADR
796043107
2
10000
SH
SOLE
0
0
10000
SANDISK CORP
COM
80004C101
1252
12783
SH
SOLE
0
0
12783
SANDRIDGE ENERGY INC
COM
80007P307
25
13627
SH
SOLE
0
0
13627
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
757
16021
SH
SOLE
0
0
16021
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
961
19820
SH
SOLE
0
0
19820
SHERWIN WILLIAMS CO
COM
824348106
205
780
SH
SOLE
0
0
780
SKYWORKS SOLUTIONS INC
COM
83088M102
1371
18860
SH
SOLE
0
0
18860
SM ENERGY CO
COM
78454L100
1815
47041
SH
SOLE
0
0
47041
SPDR INDEX SHS FDS
DJ GLB RL ES ETF
78463X749
537
11245
SH
SOLE
0
0
11245
SPDR S&P 500 ETF TR
TR UNIT
78462F103
1534
7461
SH
SOLE
0
0
7461
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
846
3206
SH
SOLE
0
0
3206
SPDR SERIES TRUST
S&P REGL BKG
78464A698
259
6354
SH
SOLE
0
0
6354
SPDR SERIES TRUST
S&P RETAIL ETF
78464A714
333
3466
SH
SOLE
0
0
3466
SPDR SERIES TRUST
BRC HGH YLD BD
78464A417
565
14639
SH
SOLE
0
0
14639
SPIRIT RLTY CAP INC NEW
COM
84860W102
357
29988
SH
SOLE
0
0
29988
SPROTT PHYSICAL SILVER TR
TR UNIT
85207K107
116
18800
SH
SOLE
0
0
18800
STANDARD PAC CORP NEW
COM
85375C101
101
13863
SH
SOLE
0
0
13863
STARBUCKS CORP
COM
855244109
1358
16555
SH
SOLE
0
0
16555
SUNOPTA INC
COM
8676EP108
164
13850
SH
SOLE
0
0
13850
TEKLA HEALTHCARE INVS
SH BEN INT
87911J103
401
12750
SH
SOLE
0
0
12750
TORTOISE MLP FD INC
COM
89148B101
544
19471
SH
SOLE
0
0
19471
UBS AG LONDON BRH
2X LEV LNG LKD
90267B765
215
10050
SH
SOLE
0
0
10050
UBS AG LONDON BRH
ETRACS MTH 2XLV
90270L842
706
30265
SH
SOLE
0
0
30265
US BANCORP DEL
COM NEW
902973304
309
6876
SH
SOLE
0
0
6876
VANGUARD BD INDEX FD INC
INTERMED TERM
921937819
532
6277
SH
SOLE
0
0
6277
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
544
6806
SH
SOLE
0
0
6806
VANGUARD INDEX FDS
REIT ETF
922908553
1279
15791
SH
SOLE
0
0
15791
VANGUARD INDEX FDS
LARGE CAP ETF
922908637
1353
14331
SH
SOLE
0
0
14331
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
384
8201
SH
SOLE
0
0
8201
VERIZON COMMUNICATIONS INC
COM
92343V104
323
6895
SH
SOLE
0
0
6895
VISA INC
COM CL A
92826C839
257
980
SH
SOLE
0
0
980
WELLS FARGO & CO NEW
COM
949746101
226
4127
SH
SOLE
0
0
4127
WELLS FARGO ADVANTAGE INCOME
COM SHS
94987B105
225
25345
SH
SOLE
0
0
25345
WESTERN ASSET EMRG MKT DEBT
COM
95766A101
718
45552
SH
SOLE
0
0
45552
WPX ENERGY INC
COM
98212B103
1154
99249
SH
SOLE
0
0
99249