Chief Compliance Officer

0001104659-20-058671.txt : 20200508 0001104659-20-058671.hdr.sgml : 20200508 20200508144424 ACCESSION NUMBER: 0001104659-20-058671 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200508 DATE AS OF CHANGE: 20200508 EFFECTIVENESS DATE: 20200508 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Toroso Investments, LLC CENTRAL INDEX KEY: 0001600064 IRS NUMBER: 454779500 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19397 FILM NUMBER: 20860057 BUSINESS ADDRESS: STREET 1: 898 N. BROADWAY STREET 2: STE. 2 CITY: MASSAPEQUA STATE: NY ZIP: 11758 BUSINESS PHONE: 646-545-2195 MAIL ADDRESS: STREET 1: 898 N. BROADWAY STREET 2: STE. 2 CITY: MASSAPEQUA STATE: NY ZIP: 11758 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001600064 XXXXXXXX 03-31-2020 03-31-2020 false Toroso Investments, LLC

898 N. Broadway Ste. 2 Massapequa NY 11758

13F HOLDINGS REPORT 028-19397 N Daniel Carlson Chief Compliance Officer 844-986-7676 /s/ Daniel Carlson Massapequa NY 05-08-2020 2 250 337186 1 0001407543 028-13411 ENVESTNET ASSET MANAGEMENT INC 2 0001483801 028-13818 CSat Investment Advisory, L.P. INFORMATION TABLE 2 infotable.xml APPLE INC COM 037833100 703 2768 SH SOLE 2768 0 0 ISHARES TR CORE US AGGBD ET 464287226 3967 34393 SH SOLE 34393 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 159 46377 SH SOLE 46377 0 0 AMAZON COM INC COM 023135106 296 152 SH SOLE 152 0 0 ARK ETF TR GENOMIC REV ETF 00214Q302 459 14705 SH SOLE 14705 0 0 TIDAL ETF TR AWARE ULTRASHR 886364108 2598 54747 SH SOLE 54747 0 0 INVESCO EXCHANGE-TRADED FD T TAXABLE MUN BD 46138G805 1901 61526 SH SOLE 61526 0 0 BECTON DICKINSON & CO COM 075887109 264 1150 SH SOLE 1150 0 0 SPDR SER TR SPDR BLOOMBERG 78468R663 503 5500 SH SOLE 5500 0 0 AMPLIFY ETF TR BLOCKCHAIN LDR 032108607 336 21864 SH SOLE 21864 0 0 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 213 2497 SH SOLE 2497 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 897 4908 SH SOLE 4908 0 0 CBOE GLOBAL MARKETS INC COM 12503M108 404 4530 SH SOLE 4530 0 0 COEUR MNG INC COM NEW 192108504 914 284861 SH SOLE 284861 0 0 EXCHANGE LISTED FDS TR SABA INT RATE 30151E806 3444 225699 SH SOLE 225699 0 0 DAVIS FUNDAMENTAL ETF TR SELCT INTL ETF 23908L405 349 23432 SH SOLE 23432 0 0 DAVIS FUNDAMENTAL ETF TR SELECT US EQTY 23908L207 1742 89615 SH SOLE 89615 0 0 DAVIS FUNDAMENTAL ETF TR SELECT WRLD WI 23908L306 326 16976 SH SOLE 16976 0 0 EXCHANGE TRADED CONCEPTS TR EMQQ EM INTERN 301505889 497 15784 SH SOLE 15784 0 0 FIRST TR SR FLOATING RATE 20 COM SHS 33740K101 327 44691 SH SOLE 44691 0 0 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 7160 121301 SH SOLE 121301 0 0 GOLDMAN SACHS ETF TR ACTIVEBETA EME 381430206 295 11305 SH SOLE 11305 0 0 TIDAL ETF TR SOFI GIG ETF 886364504 289 18245 SH SOLE 18245 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 5340 36073 SH SOLE 36073 0 0 CREDIT SUISSE AG NASSAU BRH X LINK GOLD SHS 22542D480 250 27649 SH SOLE 27649 0 0 ABERDEEN STD PRECIOUS METALS PHYSCL PM BASKET 003263100 3213 42784 SH SOLE 42784 0 0 U S GLOBAL INVS INC CL A 902952100 136 140590 SH SOLE 140590 0 0 GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 339 6500 SH SOLE 6500 0 0 INVESCO ACTIVELY MANAGED ETF ULTRA SHRT DUR 46090A887 1177 23882 SH SOLE 23882 0 0 EXCHANGE LISTED FDS TR HIGH YIELD ETF 30151E814 542 21783 SH SOLE 21783 0 0 ISHARES GOLD TRUST ISHARES 464285105 723 48004 SH SOLE 48004 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 203 1836 SH SOLE 1836 0 0 ISHARES TR BARCLAYS 7 10 YR 464287440 2718 22376 SH SOLE 22376 0 0 ISHARES TR CORE S&P TTL STK 464287150 209 3669 SH SOLE 3669 0 0 KRANESHARES TR QUADRTC INT RT 500767736 488 18907 SH SOLE 18907 0 0 8I ENTERPRISES ACQUISITION C *W EXP 10/29/202 G2956M112 2 15000 SH SOLE 15000 0 0 JOHNSON & JOHNSON COM 478160104 207 1586 SH SOLE 1586 0 0 JPMORGAN CHASE & CO COM 46625H100 248 2757 SH SOLE 2757 0 0 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 646 13017 SH SOLE 13017 0 0 KRANESHARES TR EMRNG MKT CONS 500767876 276 14131 SH SOLE 14131 0 0 SPDR SER TR S&P KENSHO NEW 78468R648 1416 49721 SH SOLE 49721 0 0 GLOBAL X FDS CONSCIOUS COS 37954Y731 1793 98300 SH SOLE 98300 0 0 ISHARES TR IBOXX INV CP ETF 464287242 396 3210 SH SOLE 3210 0 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 1139 11512 SH SOLE 11512 0 0 MICROSOFT CORP COM 594918104 909 5766 SH SOLE 5766 0 0 ISHARES TR NATIONAL MUN ETF 464288414 314 2780 SH SOLE 2780 0 0 ISHARES U S ETF TR SHT MAT BD ETF 46431W507 520 10731 SH SOLE 10731 0 0 NGL ENERGY PARTNERS LP COM UNIT REPST 62913M107 67 25865 SH SOLE 25865 0 0 NEUBERGER BERMAN MLP AND ENR COM 64129H104 18 10000 SH SOLE 10000 0 0 ISHARES TR NEW YORK MUN ETF 464288323 415 7360 SH SOLE 7360 0 0 ORACLE CORP COM 68389X105 253 5235 SH SOLE 5235 0 0 INVESCO EXCHANGE-TRADED FD T CEF INM COMPSI 46138E404 2377 135829 SH SOLE 135829 0 0 PIMCO NEW YORK MUN FD II COM 72200Y102 169 17329 SH SOLE 17329 0 0 WISDOMTREE TR CBOE S&P 500 97717X560 317 14088 SH SOLE 14088 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 557 2926 SH SOLE 2926 0 0 EXCHANGE TRADED CONCEPTS TR ROBO GLB ETF 301505707 457 13611 SH SOLE 13611 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 618 7364 SH SOLE 7364 0 0 ETF SER SOLUTIONS REVERSE WEIGHT 26922A685 2029 168489 SH SOLE 168489 0 0 ISHARES TR SHORT TREAS BD 464288679 510 4600 SH SOLE 4600 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 1937 22360 SH SOLE 22360 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 576 2238 SH SOLE 2238 0 0 TARGET HOSPITALITY CORP COM 87615L107 29 15000 SH SOLE 15000 0 0 ISHARES TR 20 YR TR BD ETF 464287432 4126 25012 SH SOLE 25012 0 0 FLEXSHARES TR M STAR DEV MKT 33939L803 277 5983 SH SOLE 5983 0 0 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 590 12309 SH SOLE 12309 0 0 TEXAS PAC LD TR SUB CTF PROP I T 882610108 511 1346 SH SOLE 1346 0 0 SSGA ACTIVE ETF TR ULT SHT TRM BD 78467V707 5497 141147 SH SOLE 141147 0 0 VISA INC COM CL A 92826C839 268 1668 SH SOLE 1668 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 859 25792 SH SOLE 25792 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 4517 35043 SH SOLE 35043 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 882 14049 SH SOLE 14049 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 449 13412 SH SOLE 13412 0 0 WISDOMTREE INVTS INC COM 97717P104 103 44424 SH SOLE 44424 0 0 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 346 7830 SH SOLE 7830 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 442 5503 SH SOLE 5503 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 331 3381 SH SOLE 3381 0 0 PIMCO ETF TR 25YR+ ZERO U S 72201R882 1062 6081 SH SOLE 6081 0 0 APPLE INC COM 037833100 629 2475 SH DFND 1 0 0 2475 ISHARES TR CORE US AGGBD ET 464287226 16 137 SH DFND 1 0 0 137 AMAZON COM INC COM 023135106 97 50 SH DFND 1 0 0 50 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 995 11658 SH DFND 1 0 0 11658 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 411 2250 SH DFND 1 0 0 2250 JPMORGAN CHASE & CO COM 46625H100 33 370 SH DFND 1 0 0 370 MICROSOFT CORP COM 594918104 152 965 SH DFND 1 0 0 965 SPDR S&P 500 ETF TR TR UNIT 78462F103 644 2500 SH DFND 1 0 0 2500 VISA INC COM CL A 92826C839 146 906 SH DFND 1 0 0 906 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 2116 63475 SH DFND 1 0 0 63475 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 3596 107189 SH DFND 1 0 0 107189 SPDR INDEX SHS FDS MSCI EAFE FS ETF 78470E106 924 16500 SH DFND 1 0 0 16500 FLEXSHARES TR MORNSTAR UPSTR 33939L407 292 12956 SH DFND 1 0 0 12956 ISHARES TR CORE S&P SCP ETF 464287804 577 10286 SH DFND 1 0 0 10286 ISHARES TR RUS 1000 ETF 464287622 858 6065 SH DFND 1 0 0 6065 SAP SE SPON ADR 803054204 251 2269 SH DFND 1 0 0 2269 SPDR S&P 500 ETF TR TR UNIT 78462F103 402 6300 SH DFND 1 0 0 6300 TAIWAN SEMICONDUCTOR MFG LTD CALL 874039100 254 5316 SH DFND 1 0 0 5316 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 910 22179 SH DFND 1 0 0 22179 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 1345 19258 SH DFND 1 0 0 19258 VANGUARD INTL EQUITY INDEX F CALL 922042676 805 18770 SH DFND 1 0 0 18770 VEDANTA LTD SPONSORED ADR 92242Y100 110 30902 SH DFND 2 0 0 30902 GROUPON INC COM 399473107 26 26511 SH DFND 2 0 0 26511 LIVENT CORP COM 53814L108 127 24135 SH DFND 2 0 0 24135 JUMIA TECHNOLOGIES AG SPONSORED ADS 48138M105 67 22967 SH DFND 2 0 0 22967 MOSAIC CO NEW COM 61945C103 177 16389 SH DFND 2 0 0 16389 LENDINGCLUB CORP COM NEW 52603A208 115 14684 SH DFND 2 0 0 14684 GENERAL ELECTRIC CO COM 369604103 98 12370 SH DFND 2 0 0 12370 SIRIUS XM HLDGS INC COM 82968B103 60 12187 SH DFND 2 0 0 12187 STRATASYS LTD SHS M85548101 173 10845 SH DFND 2 0 0 10845 ISHARES TR CORE S&P TTL STK 464287150 29459 514929 SH DFND 2 0 0 514929 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 17670 620885 SH DFND 2 0 0 620885 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 12389 517484 SH DFND 2 0 0 517484 FIDELITY COVINGTON TR MSCI ENERGY IDX 316092402 10620 1412230 SH DFND 2 0 0 1412230 CORTEVA INC COM 22052L104 892 37971 SH DFND 2 0 0 37971 SOUTHERN COPPER CORP COM 84265V105 709 25164 SH DFND 2 0 0 25164 CANAAN INC SPONSORED ADS 134748102 646 212612 SH DFND 2 0 0 212612 AMERICAN EXPRESS CO COM 025816109 612 7149 SH DFND 2 0 0 7149 ONECONNECT FINL TECHNOLOGY CO SPONSORED ADS 68248T105 483 47552 SH DFND 2 0 0 47552 F M C CORP COM NEW 302491303 478 5850 SH DFND 2 0 0 5850 FREEPORT-MCMORAN INC CL B 35671D857 407 60324 SH DFND 2 0 0 60324 SOCIEDAD QUIMICA MINERA DE CHI SPON ADR SER B 833635105 349 15486 SH DFND 2 0 0 15486 GILEAD SCIENCES INC COM 375558103 336 4501 SH DFND 2 0 0 4501 AMERICAN WTR WKS CO INC NEW COM 030420103 330 2761 SH DFND 2 0 0 2761 TORO CO COM 891092108 302 4645 SH DFND 2 0 0 4645 MONDELEZ INTL INC CL A 609207105 292 5826 SH DFND 2 0 0 5826 CNH INDL N V SHS N20944109 284 50632 SH DFND 2 0 0 50632 EQUINIX INC COM 29444U700 279 446 SH DFND 2 0 0 446 SCOTTS MIRACLE GRO CO CL A 810186106 269 2627 SH DFND 2 0 0 2627 CF INDS HLDGS INC COM 125269100 254 9334 SH DFND 2 0 0 9334 REGENERON PHARMACEUTICALS COM 75886F107 251 514 SH DFND 2 0 0 514 COLGATE PALMOLIVE CO COM 194162103 223 3366 SH DFND 2 0 0 3366 XYLEM INC COM 98419M100 219 3364 SH DFND 2 0 0 3364 PROLOGIS INC. COM 74340W103 218 2711 SH DFND 2 0 0 2711 TARGET CORP COM 87612E106 214 2301 SH DFND 2 0 0 2301 APPLIED MATLS INC COM 038222105 211 4606 SH DFND 2 0 0 4606 FIRST SOLAR INC COM 336433107 211 5844 SH DFND 2 0 0 5844 SHERWIN WILLIAMS CO COM 824348106 206 449 SH DFND 2 0 0 449 CSX CORP COM 126408103 201 3514 SH DFND 2 0 0 3514 SLACK TECHNOLOGIES INC COM CL A 83088V102 201 7471 SH DFND 2 0 0 7471 BHP GROUP LTD SPONSORED ADS 088606108 2922 79647 SH DFND 2 0 0 79647 NETEASE INC SPONSORED ADS 64110W102 1546 4817 SH DFND 2 0 0 4817 TAIWAN SEMICONDUCTOR MFG LTD S SPONSORED ADS 874039100 1433 29992 SH DFND 2 0 0 29992 VALE S A SPONSORED ADS 91912E105 1333 160842 SH DFND 2 0 0 160842 LINE CORP SPONSORED ADR 53567X101 2916 60568 SH DFND 2 0 0 60568 RIO TINTO PLC SPONSORED ADR 767204100 2408 52860 SH DFND 2 0 0 52860 ING GROEP N.V. SPONSORED ADR 456837103 555 107803 SH DFND 2 0 0 107803 BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR 05946K101 381 124570 SH DFND 2 0 0 124570 XUNLEI LTD SPONSORED ADR 98419E108 296 89822 SH DFND 2 0 0 89822 QIWI PLC SPON ADR REP B 74735M108 538 50232 SH DFND 2 0 0 50232 SAP SE SPON ADR 803054204 1098 9938 SH DFND 2 0 0 9938 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1839 11264 SH DFND 2 0 0 11264 GRANITESHARES GOLD TR SHS BEN SHS BEN INT 38748G101 47536 3027770 SH DFND 2 0 0 3027770 MEDTRONIC PLC SHS G5960L103 482 5340 SH DFND 2 0 0 5340 FIVERR INTL LTD ORD SHS M4R82T106 201 7973 SH DFND 2 0 0 7973 INTUITIVE SURGICAL INC COM NEW 46120E602 287 580 SH DFND 2 0 0 580 AMERICAN INTL GROUP INC COM NEW 026874784 237 9792 SH DFND 2 0 0 9792 MONEYGRAM INTL INC COM NEW 60935Y208 215 164087 SH DFND 2 0 0 164087 VISA INC COM CL A 92826C839 1511 9378 SH DFND 2 0 0 9378 UPWORK INC COM 91688F104 168 26118 SH DFND 2 0 0 26118 MICROSOFT CORP COM 594918104 7983 50618 SH DFND 2 0 0 50618 APPLE INC COM 037833100 4978 19577 SH DFND 2 0 0 19577 AMAZON COM INC COM 023135106 4683 2402 SH DFND 2 0 0 2402 INTERCONTINENTAL EXCHANGE INC COM 45866F104 2925 36220 SH DFND 2 0 0 36220 NVIDIA CORP COM 67066G104 2612 9910 SH DFND 2 0 0 9910 INTERNATIONAL BUSINESS MACHS C COM 459200101 2323 20942 SH DFND 2 0 0 20942 DEERE & CO COM 244199105 1924 13927 SH DFND 2 0 0 13927 DOCUSIGN INC COM 256163106 1859 20118 SH DFND 2 0 0 20118 ADVANCED MICRO DEVICES INC COM 007903107 1750 38471 SH DFND 2 0 0 38471 ORACLE CORP COM 68389X105 1664 34432 SH DFND 2 0 0 34432 CME GROUP INC COM 12572Q105 1635 9458 SH DFND 2 0 0 9458 JPMORGAN CHASE & CO. COM 46625H100 1610 17883 SH DFND 2 0 0 17883 JOHNSON & JOHNSON COM 478160104 1514 11545 SH DFND 2 0 0 11545 INTEL CORP COM 458140100 1226 22649 SH DFND 2 0 0 22649 OVERSTOCK COM INC DEL COM 690370101 1225 245459 SH DFND 2 0 0 245459 PROCTER AND GAMBLE CO COM 742718109 1092 9930 SH DFND 2 0 0 9930 AKAMAI TECHNOLOGIES INC COM 00971T101 1067 11666 SH DFND 2 0 0 11666 GOLDMAN SACHS GROUP INC COM 38141G104 956 6184 SH DFND 2 0 0 6184 HOME DEPOT INC COM 437076102 913 4891 SH DFND 2 0 0 4891 CHEVRON CORP NEW COM 166764100 904 12471 SH DFND 2 0 0 12471 NASDAQ INC COM 631103108 870 9163 SH DFND 2 0 0 9163 EXXON MOBIL CORP COM 30231G102 864 22747 SH DFND 2 0 0 22747 ADOBE INC COM 00724F101 824 2589 SH DFND 2 0 0 2589 SALESFORCE COM INC COM 79466L302 821 5705 SH DFND 2 0 0 5705 MERCK & CO. INC COM 58933Y105 819 10645 SH DFND 2 0 0 10645 ECOLAB INC COM 278865100 798 5120 SH DFND 2 0 0 5120 CISCO SYS INC COM 17275R102 757 19257 SH DFND 2 0 0 19257 PFIZER INC COM 717081103 753 23084 SH DFND 2 0 0 23084 NETFLIX INC COM 64110L106 751 2001 SH DFND 2 0 0 2001 WALMART INC COM 931142103 735 6470 SH DFND 2 0 0 6470 PEPSICO INC COM 713448108 712 5928 SH DFND 2 0 0 5928 ABBOTT LABS COM 002824100 690 8750 SH DFND 2 0 0 8750 LILLY ELI & CO COM 532457108 660 4755 SH DFND 2 0 0 4755 COCA COLA CO COM 191216100 656 14829 SH DFND 2 0 0 14829 UNITEDHEALTH GROUP INC COM 91324P102 632 2535 SH DFND 2 0 0 2535 WISDOMTREE INVTS INC COM 97717P104 608 260853 SH DFND 2 0 0 260853 AT&T INC COM 00206R102 554 18993 SH DFND 2 0 0 18993 PAYPAL HLDGS INC COM 70450Y103 550 5747 SH DFND 2 0 0 5747 VERIZON COMMUNICATIONS INC COM 92343V104 548 10200 SH DFND 2 0 0 10200 BK OF AMERICA CORP COM 060505104 547 25768 SH DFND 2 0 0 25768 TESLA INC COM 88160R101 537 1024 SH DFND 2 0 0 1024 THERMO FISHER SCIENTIFIC INC C COM 883556102 524 1848 SH DFND 2 0 0 1848 AMGEN INC COM 031162100 512 2527 SH DFND 2 0 0 2527 SIGNATURE BK NEW YORK N Y COM 82669G104 503 6261 SH DFND 2 0 0 6261 MCDONALDS CORP COM 580135101 472 2855 SH DFND 2 0 0 2855 FIDELITY NATL INFORMATION SVCS COM 31620M106 463 3806 SH DFND 2 0 0 3806 AMERICAN TOWER CORP COM 03027X100 432 1984 SH DFND 2 0 0 1984 MICRON TECHNOLOGY INC COM 595112103 428 10186 SH DFND 2 0 0 10186 VERTEX PHARMACEUTICALS INC COM 92532F100 428 1797 SH DFND 2 0 0 1797 UNION PAC CORP COM 907818108 422 2991 SH DFND 2 0 0 2991 TEXAS INSTRS INC COM 882508104 414 4138 SH DFND 2 0 0 4138 DANAHER CORPORATION COM 235851102 376 2713 SH DFND 2 0 0 2713 3M CO COM 88579Y101 358 2624 SH DFND 2 0 0 2624 COSTCO WHSL CORP NEW COM 22160K105 336 1179 SH DFND 2 0 0 1179 STARBUCKS CORP COM 855244109 336 5105 SH DFND 2 0 0 5105 ABBVIE INC COM 00287Y109 322 4222 SH DFND 2 0 0 4222 SERVICENOW INC COM 81762P102 305 1064 SH DFND 2 0 0 1064 BOOKING HOLDINGS INC COM 09857L108 297 221 SH DFND 2 0 0 221 WELLS FARGO CO NEW COM 949746101 296 10308 SH DFND 2 0 0 10308 INTUIT COM 461202103 290 1263 SH DFND 2 0 0 1263 PHILIP MORRIS INTL INC COM 718172109 289 3961 SH DFND 2 0 0 3961 QUALCOMM INC COM 747525103 288 4254 SH DFND 2 0 0 4254 LOWES COS INC COM 548661107 284 3299 SH DFND 2 0 0 3299 BRISTOL-MYERS SQUIBB CO COM 110122108 281 5036 SH DFND 2 0 0 5036 NEXTERA ENERGY INC COM 65339F101 280 1163 SH DFND 2 0 0 1163 STRYKER CORPORATION COM 863667101 268 1610 SH DFND 2 0 0 1610 BIOGEN INC COM 09062X103 262 827 SH DFND 2 0 0 827 TJX COS INC NEW COM 872540109 261 5468 SH DFND 2 0 0 5468 EBAY INC. COM 278642103 236 7849 SH DFND 2 0 0 7849 TWITTER INC COM 90184L102 236 9605 SH DFND 2 0 0 9605 BOSTON SCIENTIFIC CORP COM 101137107 236 7221 SH DFND 2 0 0 7221 BOEING CO COM 097023105 230 1541 SH DFND 2 0 0 1541 HONEYWELL INTL INC COM 438516106 224 1675 SH DFND 2 0 0 1675 UBER TECHNOLOGIES INC COM 90353T100 223 7976 SH DFND 2 0 0 7976 LOCKHEED MARTIN CORP COM 539830109 222 656 SH DFND 2 0 0 656 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 569 3112 SH DFND 2 0 0 3112 NIKE INC CL B 654106103 436 5266 SH DFND 2 0 0 5266 UNITED PARCEL SERVICE INC CL B 911312106 316 3379 SH DFND 2 0 0 3379 FACEBOOK INC CL A 30303M102 2591 15531 SH DFND 2 0 0 15531 SQUARE INC CL A 852234103 2471 47171 SH DFND 2 0 0 47171 SILVERGATE CAP CORP CL A 82837P408 1390 145737 SH DFND 2 0 0 145737 MASTERCARD INC CL A 57636Q104 1154 4777 SH DFND 2 0 0 4777 COMCAST CORP NEW CL A 20030N101 394 11455 SH DFND 2 0 0 11455 CHARTER COMMUNICATIONS INC NEW CL A 16119P108 226 519 SH DFND 2 0 0 519 SNAP INC CL A 83304A106 216 18144 SH DFND 2 0 0 18144 ALPHABET INC CAP STK CL C 02079K107 2100 1806 SH DFND 2 0 0 1806 ALPHABET INC CAP STK CL A 02079K305 3626 3121 SH DFND 2 0 0 3121 BANCO SANTANDER SA ADR 05964H105 757 322289 SH DFND 2 0 0 322289 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1180 6067 SH DFND 2 0 0 6067 PINDUODUO INC SPONSORED ADS 722304102 207 5739 SH DFND 2 0 0 5739 BAIDU INC SPON ADR REP A 056752108 1018 10103 SH DFND 2 0 0 10103 JD COM INC SPON ADR CL A 47215P106 1917 47343 SH DFND 2 0 0 47343 DISNEY WALT CO COM DISNEY 254687106 396 4103 SH DFND 2 0 0 4103