B. Riley Wealth Management, Inc. ABBOTT LABS 002824100 67 800 SH SOLE 800 0 0 B. Riley Wealth Management, Inc. ABBOTT LABS COM 002824100 533 6335 SH SOLE 0 0 6335 B. Riley Wealth Management, Inc. AIR PRODS & CHEMS INC COM 009158106 212 937 SH SOLE 0 0 937 B. Riley Wealth Management, Inc. ALIMERA SCIENCES INC COM 016259103 143 160567 SH SOLE 0 0 160567 B. Riley Wealth Management, Inc. AMARIN CORP PLC SPONS ADR NEW 023111206 205 10550 SH SOLE 0 0 10550 B. Riley Wealth Management, Inc. AMAZON COM INC 023135106 205 108 SH SOLE 108 0 0 B. Riley Wealth Management, Inc. AMAZON.COM INC 023135106 11858 6262 SH SOLE 0 0 6262 B. Riley Wealth Management, Inc. AMERICAN ELEC PWR CO INC 025537101 9 100 SH SOLE 100 0 0 B. Riley Wealth Management, Inc. AMERICAN ELEC PWR CO INC COM 025537101 202 2291 SH SOLE 0 0 2290 B. Riley Wealth Management, Inc. AMERICAN WATER WORKS CO 030420103 561 4840 SH SOLE 0 0 4840 B. Riley Wealth Management, Inc. AMGEN INC 031162100 338 1832 SH SOLE 0 0 1831 B. Riley Wealth Management, Inc. AMPHENOL CORP CL A 032095101 1739 18128 SH SOLE 0 0 18128 B. Riley Wealth Management, Inc. APOLLO GLOBAL MGMT LLC COM NPV CL A SHS 037612306 211 6155 SH SOLE 0 0 6154 B. Riley Wealth Management, Inc. APOLLO SR FLOATING RATE FD I 037636107 733 49055 SH SOLE 49055 0 0 B. Riley Wealth Management, Inc. APOLLO TACTICAL INCOME FD IN 037638103 250 16932 SH SOLE 16932 0 0 B. Riley Wealth Management, Inc. APPLE INC 037833100 1813 9161 SH SOLE 9161 0 0 B. Riley Wealth Management, Inc. APPLE INC 037833100 10521 53156 SH SOLE 0 0 53155 B. Riley Wealth Management, Inc. AUTOMATIC DATA PROCESSING INC COM 053015103 303 1834 SH SOLE 0 0 1833 B. Riley Wealth Management, Inc. AVERY DENNISON CORP 053611109 14 124 SH SOLE 124 0 0 B. Riley Wealth Management, Inc. AVERY DENNISON CORP COM 053611109 356 3075 SH SOLE 0 0 3075 B. Riley Wealth Management, Inc. BP PLC SPONSORED ADR 055622104 418 10020 SH SOLE 0 0 10019 B. Riley Wealth Management, Inc. BRT APARTMENTS CORP 055645303 800 56616 SH SOLE 56616 0 0 B. Riley Wealth Management, Inc. BANK AMER CORP COM 060505104 1011 34878 SH SOLE 0 0 34877 B. Riley Wealth Management, Inc. BECTON DICKINSON & CO COM 075887109 263 1045 SH SOLE 0 0 1045 B. Riley Wealth Management, Inc. BERKLEY W R CORP COM 084423102 488 7408 SH SOLE 0 0 7407 B. Riley Wealth Management, Inc. BERKSHIRE HATHAWAY INC DEL 084670108 318 1 SH SOLE 1 0 0 B. Riley Wealth Management, Inc. BERKSHIRE HATHAWAY INC DEL 084670702 565 2650 SH SOLE 2650 0 0 B. Riley Wealth Management, Inc. BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1187 5567 SH SOLE 0 0 5567 B. Riley Wealth Management, Inc. BILIBILI INC SPONS ADS REP Z 090040106 182 11208 SH SOLE 0 0 11208 B. Riley Wealth Management, Inc. BOEING CO COM 097023105 872 2395 SH SOLE 0 0 2394 B. Riley Wealth Management, Inc. BOOZ ALLEN HAMILTON HLDG CORP CL A 099502106 348 5260 SH SOLE 0 0 5259 B. Riley Wealth Management, Inc. BRISTOL MYERS SQUIBB CO 110122108 4 100 SH SOLE 100 0 0 B. Riley Wealth Management, Inc. BRISTOL MYERS SQUIBB CO COM 110122108 310 6846 SH SOLE 0 0 6846 B. Riley Wealth Management, Inc. CBS CORP CL B 124857202 302 6058 SH SOLE 0 0 6058 B. Riley Wealth Management, Inc. CSW INDUSTRIALS INC COM 126402106 273 4000 SH SOLE 0 0 4000 B. Riley Wealth Management, Inc. CVS HEALTH CORP 126650100 41 750 SH SOLE 750 0 0 B. Riley Wealth Management, Inc. CVS HEALTH CORP COM 126650100 419 7687 SH SOLE 0 0 7686 B. Riley Wealth Management, Inc. CANADA GOOSE HOLDINGS INC SHS SUB VTG 135086106 771 19910 SH SOLE 0 0 19910 B. Riley Wealth Management, Inc. CARACO PHARMACEUTICAL LABORATORIES LTD 140755109 723 33630 SH SOLE 0 0 33630 B. Riley Wealth Management, Inc. CATERPILLAR INC DEL COM 149123101 390 2860 SH SOLE 0 0 2860 B. Riley Wealth Management, Inc. CHEVRON CORP NEW 166764100 3118 25054 SH SOLE 25054 0 0 B. Riley Wealth Management, Inc. CHEVRON CORP NEW COM 166764100 2795 22460 SH SOLE 0 0 22459 B. Riley Wealth Management, Inc. CITIGROUP INC 172967424 25 353 SH SOLE 353 0 0 B. Riley Wealth Management, Inc. CITIGROUP INC 172967424 650 9287 SH SOLE 0 0 9287 B. Riley Wealth Management, Inc. COCA COLA CO 191216100 10 200 SH SOLE 200 0 0 B. Riley Wealth Management, Inc. COCA COLA CO COM 191216100 1030 20226 SH SOLE 0 0 20225 B. Riley Wealth Management, Inc. COLGATE PALMOLIVE CO COM 194162103 248 3461 SH SOLE 0 0 3461 B. Riley Wealth Management, Inc. CORNING INC COM 219350105 257 7732 SH SOLE 0 0 7731 B. Riley Wealth Management, Inc. CUMMINS INC COM 231021106 209 1219 SH SOLE 0 0 1219 B. Riley Wealth Management, Inc. DELTA AIR LINES INC DEL 247361702 85 1500 SH SOLE 1500 0 0 B. Riley Wealth Management, Inc. DELTA AIR LINES INC DEL CMN 247361702 356 6268 SH SOLE 0 0 6268 B. Riley Wealth Management, Inc. DISNEY WALT CO 254687106 297 2125 SH SOLE 2125 0 0 B. Riley Wealth Management, Inc. DISNEY WALT CO COM DISNEY 254687106 1067 7643 SH SOLE 0 0 7642 B. Riley Wealth Management, Inc. DOCUSIGN INC 256163106 2039 41010 SH SOLE 41010 0 0 B. Riley Wealth Management, Inc. DOCUSIGN INC COM 256163106 10 200 SH SOLE 0 0 200 B. Riley Wealth Management, Inc. DOUBLELINE INCOME SOLUTIONS 258622109 1810 90648 SH SOLE 90648 0 0 B. Riley Wealth Management, Inc. DOUBLELINE INCOME SOLUTIONS FUND 258622109 10 500 SH SOLE 0 0 500 B. Riley Wealth Management, Inc. DOW INC COM 260557103 701 14217 SH SOLE 0 0 14216 B. Riley Wealth Management, Inc. EMERSON ELEC CO COM 291011104 277 4149 SH SOLE 0 0 4149 B. Riley Wealth Management, Inc. ENTERPRISE PRODS PARTNERS L 293792107 29 1000 SH SOLE 1000 0 0 B. Riley Wealth Management, Inc. ENTERPRISE PRODS PARTNERS L P 293792107 3046 105498 SH SOLE 0 0 105498 B. Riley Wealth Management, Inc. FIRST TR MORNINGSTARDIVID LEADERS INDEX FD SHS 336917109 286 9348 SH SOLE 0 0 9348 B. Riley Wealth Management, Inc. FIRST TR IPOX 100 INDEX FD SHS 336920103 223 2861 SH SOLE 0 0 2861 B. Riley Wealth Management, Inc. FIRST TR NASDAQ 100 EQUAL WEIGHTED INDEXISIN#US3373441050 FD SHS 337344105 469 7032 SH SOLE 0 0 7032 B. Riley Wealth Management, Inc. FISERV INC 337738108 24 266 SH SOLE 266 0 0 B. Riley Wealth Management, Inc. FISERV INC 337738108 180 1980 SH SOLE 0 0 1980 B. Riley Wealth Management, Inc. FOOT LOCKER INC COM 344849104 906 21611 SH SOLE 0 0 21611 B. Riley Wealth Management, Inc. FORD MOTOR COMPANY 345370860 214 20891 SH SOLE 0 0 20891 B. Riley Wealth Management, Inc. GENERAL ELECTRIC CO 369604103 41 3880 SH SOLE 3880 0 0 B. Riley Wealth Management, Inc. GENERAL ELECTRIC CO COM 369604103 341 32514 SH SOLE 0 0 32514 B. Riley Wealth Management, Inc. GENERAL MLS INC COM 370334104 276 5250 SH SOLE 0 0 5250 B. Riley Wealth Management, Inc. GILEAD SCIENCES INC 375558103 507 7500 SH SOLE 0 0 7500 B. Riley Wealth Management, Inc. GOLDMAN SACHS ACCESS TREASURY 0-1 YEAR ETF 381430529 202 2012 SH SOLE 0 0 2012 B. Riley Wealth Management, Inc. GORDON POINTE ACQUISITION CO 382788107 842 91200 SH SOLE 91200 0 0 B. Riley Wealth Management, Inc. HENRY JACK & ASSOC INC 426281101 353 2634 SH SOLE 0 0 2634 B. Riley Wealth Management, Inc. HENRY JACK &ASSOC INC 426281101 13 100 SH SOLE 100 0 0 B. Riley Wealth Management, Inc. HI-CRUSH PARTNERS LPCOM UNIT PARTNER INTS 428337109 55 22500 SH SOLE 0 0 22500 B. Riley Wealth Management, Inc. HOME DEPOT 437076102 5390 25915 SH SOLE 0 0 25915 B. Riley Wealth Management, Inc. HOME DEPOT INC 437076102 283 1360 SH SOLE 1360 0 0 B. Riley Wealth Management, Inc. HONEYWELL INTL INC 438516106 48 276 SH SOLE 276 0 0 B. Riley Wealth Management, Inc. HONEYWELL INTL INC 438516106 2990 17123 SH SOLE 0 0 17122 B. Riley Wealth Management, Inc. HORMEL FOODS CORP COM 440452100 341 8401 SH SOLE 0 0 8401 B. Riley Wealth Management, Inc. HUNTINGTON BANCSHARES INC COM 446150104 138 10005 SH SOLE 0 0 10005 B. Riley Wealth Management, Inc. ILLINOIS TOOL WKS INC COM 452308109 467 3095 SH SOLE 0 0 3094 B. Riley Wealth Management, Inc. INTEL CORP 458140100 24 500 SH SOLE 500 0 0 B. Riley Wealth Management, Inc. INTEL CORP COM 458140100 2156 45039 SH SOLE 0 0 45038 B. Riley Wealth Management, Inc. INTL BUSINESS MACHINES 459200101 1238 8974 SH SOLE 0 0 8974 B. Riley Wealth Management, Inc. ISHARES INC 464286400 334 7640 SH SOLE 7640 0 0 B. Riley Wealth Management, Inc. ISHARES INC 464286525 1332 14463 SH SOLE 14463 0 0 B. Riley Wealth Management, Inc. ISHARES DJ SELECT DIVIDEND 464287168 2411 24221 SH SOLE 0 0 24221 B. Riley Wealth Management, Inc. ISHARES TR 464287168 848 8520 SH SOLE 8520 0 0 B. Riley Wealth Management, Inc. ISHARES TIPS BOND ETF 464287176 358 3096 SH SOLE 0 0 3095 B. Riley Wealth Management, Inc. ISHARES S&P 500 INDEX 464287200 5352 18159 SH SOLE 0 0 18159 B. Riley Wealth Management, Inc. ISHARES AGGREGATE BOND ETF 464287226 1106 9931 SH SOLE 0 0 9931 B. Riley Wealth Management, Inc. ISHARES TR 464287234 465 10829 SH SOLE 10829 0 0 B. Riley Wealth Management, Inc. ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF 464287242 241 1934 SH SOLE 0 0 1934 B. Riley Wealth Management, Inc. ISHARES TR 464287242 867 6969 SH SOLE 6969 0 0 B. Riley Wealth Management, Inc. ISHARES S&P 500 GROWTH ETF 464287309 995 5552 SH SOLE 0 0 5552 B. Riley Wealth Management, Inc. ISHARES 7-10 YR TREASURY BOND ETF 464287440 1951 17732 SH SOLE 0 0 17732 B. Riley Wealth Management, Inc. ISHARES 1-3 YR TREASURY BOND ETF 464287457 2511 29620 SH SOLE 0 0 29619 B. Riley Wealth Management, Inc. ISHARES MSCI EAFE ETF 464287465 9759 148465 SH SOLE 0 0 148464 B. Riley Wealth Management, Inc. ISHARES TR 464287465 1049 15966 SH SOLE 15966 0 0 B. Riley Wealth Management, Inc. ISHARES RUSSELL MIDCAP VALUE INDEX 464287473 2020 22658 SH SOLE 0 0 22658 B. Riley Wealth Management, Inc. ISHARES TR 464287473 56 629 SH SOLE 629 0 0 B. Riley Wealth Management, Inc. ISHARES RUSSELL MIDCAP GROWTH ETF 464287481 5732 40197 SH SOLE 0 0 40197 B. Riley Wealth Management, Inc. ISHARES TR 464287481 75 527 SH SOLE 527 0 0 B. Riley Wealth Management, Inc. ISHARES TR 464287499 3468 62071 SH SOLE 62071 0 0 B. Riley Wealth Management, Inc. ISHARES TR RUSSELL MIDCAP INDEX FD 464287499 5148 92144 SH SOLE 0 0 92143 B. Riley Wealth Management, Inc. ISHARES CORE S&P MID CAP ETF 464287507 341 1754 SH SOLE 0 0 1753 B. Riley Wealth Management, Inc. ISHARES TR 464287507 508 2616 SH SOLE 2616 0 0 B. Riley Wealth Management, Inc. ISHARES TR 464287556 652 5978 SH SOLE 5978 0 0 B. Riley Wealth Management, Inc. ISHARES COHEN & STEERS REIT ETF 464287564 232 2057 SH SOLE 0 0 2057 B. Riley Wealth Management, Inc. ISHARES RUSSELL 1000 VALUE ETF 464287598 542 4259 SH SOLE 0 0 4259 B. Riley Wealth Management, Inc. ISHARES TR 464287598 121 952 SH SOLE 952 0 0 B. Riley Wealth Management, Inc. ISHARES S&P MIDCAP 400 GROWTH INDEX 464287606 258 1139 SH SOLE 0 0 1138 B. Riley Wealth Management, Inc. ISHARES TR 464287606 25 111 SH SOLE 111 0 0 B. Riley Wealth Management, Inc. ISHARES RUSSELL 1000 GROWTH ETF 464287614 610 3878 SH SOLE 0 0 3877 B. Riley Wealth Management, Inc. ISHARES TR 464287614 282 1792 SH SOLE 1792 0 0 B. Riley Wealth Management, Inc. ISHARES TR RUSSELL 1000 INDEX ETF 464287622 741 4550 SH SOLE 0 0 4549 B. Riley Wealth Management, Inc. ISHARES TR 464287648 473 2357 SH SOLE 2357 0 0 B. Riley Wealth Management, Inc. ISHARES RUSSELL 2000 ETF 464287655 547 3517 SH SOLE 0 0 3517 B. Riley Wealth Management, Inc. ISHARES TR 464287655 111 714 SH SOLE 714 0 0 B. Riley Wealth Management, Inc. ISHARES US REAL ESTATE ETF 464287739 320 3665 SH SOLE 0 0 3665 B. Riley Wealth Management, Inc. ISHARES S&P SMALLCAP 600 ETF 464287804 718 9178 SH SOLE 0 0 9178 B. Riley Wealth Management, Inc. ISHARES TR 464287804 108 1384 SH SOLE 1384 0 0 B. Riley Wealth Management, Inc. ISHARES TR 464288240 906 19383 SH SOLE 19383 0 0 B. Riley Wealth Management, Inc. ISHARES MSCI EAFE SMALL CAP ETF 464288273 219 3807 SH SOLE 0 0 3807 B. Riley Wealth Management, Inc. ISHARES J.P. MORGAN USD EMERGING MARKETS BOND ETF 464288281 352 3109 SH SOLE 0 0 3109 B. Riley Wealth Management, Inc. ISHARES TR 464288281 712 6283 SH SOLE 6283 0 0 B. Riley Wealth Management, Inc. ISHARES TR 464288323 1108 19517 SH SOLE 19517 0 0 B. Riley Wealth Management, Inc. ISHARES CALIFORNIA MUNI BOND ETF 464288356 663 10928 SH SOLE 0 0 10928 B. Riley Wealth Management, Inc. ISHARES TR 464288356 387 6382 SH SOLE 6382 0 0 B. Riley Wealth Management, Inc. ISHARES TR 464288414 1117 9875 SH SOLE 9875 0 0 B. Riley Wealth Management, Inc. ISHARES TR 464288448 1175 38247 SH SOLE 38247 0 0 B. Riley Wealth Management, Inc. ISHARES TR 464288646 1115 20868 SH SOLE 20868 0 0 B. Riley Wealth Management, Inc. ISHARES S&P U.S. PREFERRED STOCK ETF 464288687 2609 70789 SH SOLE 0 0 70789 B. Riley Wealth Management, Inc. ISHARES TR 464288687 9 262 SH SOLE 262 0 0 B. Riley Wealth Management, Inc. ISHARES TR 464288695 168 2579 SH SOLE 2579 0 0 B. Riley Wealth Management, Inc. ISHARES TR 464288760 89 416 SH SOLE 416 0 0 B. Riley Wealth Management, Inc. ISHARES TR DOW JONESUS AEROSPACE & DEF 464288760 129 601 SH SOLE 0 0 600 B. Riley Wealth Management, Inc. ISHARES TR DOW JONES US MEDICAL DEVICES INDEX 464288810 1223 5079 SH SOLE 0 0 5078 B. Riley Wealth Management, Inc. ISHARES MSCI EAFE GROWTH INDEX ETF 464288885 7492 92754 SH SOLE 0 0 92754 B. Riley Wealth Management, Inc. ISHARES TRUST RUSSELL 200 GROWTH INDEX FD 464289438 4039 47071 SH SOLE 0 0 47071 B. Riley Wealth Management, Inc. JOHNSON & JOHNSON COM 478160104 3636 26108 SH SOLE 0 0 26108 B. Riley Wealth Management, Inc. JOHNSON &JOHNSON 478160104 162 1160 SH SOLE 1160 0 0 B. Riley Wealth Management, Inc. KAYNE ANDERSN MLP MIDS INVT 486606106 286 18665 SH SOLE 18665 0 0 B. Riley Wealth Management, Inc. KENNEDY-WILSON HLDGS INC COM 489398107 260 12620 SH SOLE 0 0 12620 B. Riley Wealth Management, Inc. KIMBERLY CLARK CORP COM 494368103 205 1537 SH SOLE 0 0 1537 B. Riley Wealth Management, Inc. LILLY ELI & CO COM 532457108 343 3094 SH SOLE 0 0 3093 B. Riley Wealth Management, Inc. LOCKHEED MARTIN CORP 539830109 1353 3721 SH SOLE 0 0 3720 B. Riley Wealth Management, Inc. MCCORMICK & CO INC COM NON VTG 579780206 218 1403 SH SOLE 0 0 1403 B. Riley Wealth Management, Inc. MCCORMICK &CO INC 579780206 17 111 SH SOLE 111 0 0 B. Riley Wealth Management, Inc. MCDONALDS CORP COM 580135101 963 4639 SH SOLE 0 0 4639 B. Riley Wealth Management, Inc. MICROSOFT 594918104 5132 38309 SH SOLE 0 0 38308 B. Riley Wealth Management, Inc. MICROSOFT CORP 594918104 4873 36373 SH SOLE 36373 0 0 B. Riley Wealth Management, Inc. MICRON TECHNOLOGY 595112103 350 9071 SH SOLE 0 0 9071 B. Riley Wealth Management, Inc. MONDELEZ INTL INC CL A 609207105 682 12659 SH SOLE 0 0 12659 B. Riley Wealth Management, Inc. MONOLITHIC PWR SYS INC 609839105 17 126 SH SOLE 126 0 0 B. Riley Wealth Management, Inc. NEW MOUNTAIN FIN CORP 647551100 11 786 SH SOLE 0 0 786 B. Riley Wealth Management, Inc. NEW MTN FIN CORP 647551100 419 30000 SH SOLE 30000 0 0 B. Riley Wealth Management, Inc. NIKE INC CLASS B 654106103 2228 26537 SH SOLE 0 0 26536 B. Riley Wealth Management, Inc. NOKIA CORP ADR 654902204 69 13776 SH SOLE 0 0 13776 B. Riley Wealth Management, Inc. NORTHROP GRUMMAN CORP COM 666807102 332 1029 SH SOLE 0 0 1028 B. Riley Wealth Management, Inc. OKTA INC CL A 679295105 431 3492 SH SOLE 0 0 3492 B. Riley Wealth Management, Inc. ON SEMICONDUCTOR CORP 682189105 410 20305 SH SOLE 20305 0 0 B. Riley Wealth Management, Inc. ON SEMICONDUCTOR CORP COM 682189105 2 100 SH SOLE 0 0 100 B. Riley Wealth Management, Inc. ONE LIBERTY PPTYS INC 682406103 448 15482 SH SOLE 15482 0 0 B. Riley Wealth Management, Inc. PNC FINL SVCS GROUP INC COM 693475105 245 1787 SH SOLE 0 0 1787 B. Riley Wealth Management, Inc. PALO ALTO NETWORKS INC COM 697435105 579 2841 SH SOLE 0 0 2841 B. Riley Wealth Management, Inc. PENNANTPARK INVT CORP 708062104 2673 422893 SH SOLE 422893 0 0 B. Riley Wealth Management, Inc. PEPSICO INC COM 713448108 574 4378 SH SOLE 0 0 4377 B. Riley Wealth Management, Inc. PFIZER INC 717081103 199 4600 SH SOLE 4600 0 0 B. Riley Wealth Management, Inc. PFIZER INC COM 717081103 1688 38957 SH SOLE 0 0 38956 B. Riley Wealth Management, Inc. PHILIP MORRIS INTL INC 718172109 285 3626 SH SOLE 0 0 3626 B. Riley Wealth Management, Inc. PHILIP MORRIS INTL INC 718172109 16 200 SH SOLE 200 0 0 B. Riley Wealth Management, Inc. PHILLIPS 66 718546104 226 2416 SH SOLE 0 0 2416 B. Riley Wealth Management, Inc. PHILLIPS 66 718546104 19 206 SH SOLE 206 0 0 B. Riley Wealth Management, Inc. PROCTER AND GAMBLE CO 742718109 15 137 SH SOLE 137 0 0 B. Riley Wealth Management, Inc. PROCTER AND GAMBLE CO COM 742718109 1765 16099 SH SOLE 0 0 16099 B. Riley Wealth Management, Inc. QUALCOMM INC 747525103 30 400 SH SOLE 400 0 0 B. Riley Wealth Management, Inc. QUALCOMM INC COM 747525103 256 3372 SH SOLE 0 0 3371 B. Riley Wealth Management, Inc. RPM INTL INC COM 749685103 251 4103 SH SOLE 0 0 4102 B. Riley Wealth Management, Inc. RAYTHEON CO COM NEW 755111507 890 5117 SH SOLE 0 0 5117 B. Riley Wealth Management, Inc. REPUBLIC SERVICES INC 760759100 1977 22818 SH SOLE 0 0 22818 B. Riley Wealth Management, Inc. ROPER INDUSTRIES INC 776696106 2313 6314 SH SOLE 0 0 6314 B. Riley Wealth Management, Inc. ROYAL DUTCH SHELL PLC-ADR 780259206 1184 18202 SH SOLE 0 0 18202 B. Riley Wealth Management, Inc. S&W SEED CO COM 785135104 134 50616 SH SOLE 0 0 50616 B. Riley Wealth Management, Inc. HENRY SCHEIN INC 806407102 1125 16099 SH SOLE 0 0 16099 B. Riley Wealth Management, Inc. SCHLUMBERGER LTD COM 806857108 2214 55722 SH SOLE 0 0 55722 B. Riley Wealth Management, Inc. SHERWIN WILLIAMS CO COM 824348106 628 1370 SH SOLE 0 0 1369 B. Riley Wealth Management, Inc. SPIRIT AEROSYSTEMS HOLDINGS INC CL A 848574109 299 3669 SH SOLE 0 0 3669 B. Riley Wealth Management, Inc. SPLUNK INC 848637104 478 3800 SH SOLE 3800 0 0 B. Riley Wealth Management, Inc. SPLUNK INC COM 848637104 1771 14085 SH SOLE 0 0 14085 B. Riley Wealth Management, Inc. SQUARE INC CL A 852234103 833 11481 SH SOLE 0 0 11481 B. Riley Wealth Management, Inc. STARBUCKS CORP 855244109 950 11337 SH SOLE 0 0 11337 B. Riley Wealth Management, Inc. STEWART INFORMATION SVCS COR 860372101 288 7124 SH SOLE 7124 0 0 B. Riley Wealth Management, Inc. SYSCO CORP COM 871829107 269 3797 SH SOLE 0 0 3797 B. Riley Wealth Management, Inc. TJX COS INC NEW COM 872540109 236 4455 SH SOLE 0 0 4454 B. Riley Wealth Management, Inc. TELENAV INC COM 879455103 189 23686 SH SOLE 0 0 23686 B. Riley Wealth Management, Inc. TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 881624209 121 13085 SH SOLE 0 0 13085 B. Riley Wealth Management, Inc. TEXAS INSTRS INC COM 882508104 260 2269 SH SOLE 0 0 2269 B. Riley Wealth Management, Inc. THERMO FISHER SCIENTIFIC INC COM 883556102 2961 10083 SH SOLE 0 0 10083 B. Riley Wealth Management, Inc. TOTAL SYSTEMS SERVICES 891906109 958 7466 SH SOLE 0 0 7466 B. Riley Wealth Management, Inc. US BANCORP DEL COM NEW 902973304 1443 27545 SH SOLE 0 0 27545 B. Riley Wealth Management, Inc. UNION PACIFIC CORP COM 907818108 2497 14763 SH SOLE 0 0 14763 B. Riley Wealth Management, Inc. UNITED PARCEL SERVICE INC 911312106 274 2654 SH SOLE 0 0 2654 B. Riley Wealth Management, Inc. UNITED TECHNOLOGIES CORP 913017109 23 175 SH SOLE 175 0 0 B. Riley Wealth Management, Inc. UNITED TECHNOLOGIES CORP COM 913017109 404 3103 SH SOLE 0 0 3103 B. Riley Wealth Management, Inc. V F CORP COM 918204108 1284 14705 SH SOLE 0 0 14704 B. Riley Wealth Management, Inc. VANGUARD DIVIDEND APPRECIATION ETF 921908844 208 1802 SH SOLE 0 0 1802 B. Riley Wealth Management, Inc. VANGUARD GROUP 921908844 1068 9272 SH SOLE 9272 0 0 B. Riley Wealth Management, Inc. VANGUARD STAR FD 921909768 1169 22165 SH SOLE 22165 0 0 B. Riley Wealth Management, Inc. VANGUARD WORLD FUND ETF MEGA CAP 300 GROWTH ETF 921910816 201 1551 SH SOLE 0 0 1550 B. Riley Wealth Management, Inc. VANGUARD MEGA CAP ETF 921910873 305 3010 SH SOLE 0 0 3010 B. Riley Wealth Management, Inc. VANGUARD BOND INDEX FUND INC LONG TERM BD ETF 921937793 386 3972 SH SOLE 0 0 3972 B. Riley Wealth Management, Inc. VANGUARD INTERMEDIATE-TERM BOND 921937819 557 6439 SH SOLE 0 0 6439 B. Riley Wealth Management, Inc. VANGUARD SHORT-TERM BOND INDEX FUND 921937827 254 3157 SH SOLE 0 0 3157 B. Riley Wealth Management, Inc. VANGUARD TOTAL BOND MARKET ETF 921937835 213 2564 SH SOLE 0 0 2564 B. Riley Wealth Management, Inc. VANGUARD FTSE DEVELOPED MARKETS ETF 921943858 2714 65068 SH SOLE 0 0 65067 B. Riley Wealth Management, Inc. VANGUARD TAX MANAGED INTL FD 921943858 106 2553 SH SOLE 2553 0 0 B. Riley Wealth Management, Inc. VANGUARD MALVERN FDS 922020805 562 11388 SH SOLE 11388 0 0 B. Riley Wealth Management, Inc. VANGUARD INTL EQUITY INDEX F 922042742 221 2941 SH SOLE 2941 0 0 B. Riley Wealth Management, Inc. VANGUARD TOTAL WORLD STOCK INDEX FUND 922042742 1 13 SH SOLE 0 0 13 B. Riley Wealth Management, Inc. VANGUARD INTL EQUITY INDEX F 922042775 542 10624 SH SOLE 10624 0 0 B. Riley Wealth Management, Inc. VANGUARD FTSE EMERGING MARKETS ETF 922042858 414 9742 SH SOLE 0 0 9742 B. Riley Wealth Management, Inc. VANGUARD INTL EQUITY INDEX F 922042858 2425 57016 SH SOLE 57016 0 0 B. Riley Wealth Management, Inc. VANGUARD INTL EQUITY INDEX F 922042866 616 9324 SH SOLE 9324 0 0 B. Riley Wealth Management, Inc. VANGUARD INTL EQUITY INDEX F 922042874 752 13692 SH SOLE 13692 0 0 B. Riley Wealth Management, Inc. VEEVA SYSTEMS INC COM CL A 922475108 260 1601 SH SOLE 0 0 1601 B. Riley Wealth Management, Inc. VANGUARD S&P 500 ETF 922908363 1701 6321 SH SOLE 0 0 6320 B. Riley Wealth Management, Inc. VANGUARD INDEX FDS MID-CAP VALUE INDEX VIPER SHS ETF 922908512 205 1844 SH SOLE 0 0 1844 B. Riley Wealth Management, Inc. VANGUARD REIT INDEX ETF 922908553 6614 75680 SH SOLE 0 0 75680 B. Riley Wealth Management, Inc. VANGUARD INDEX FDS 922908595 212 1138 SH SOLE 1138 0 0 B. Riley Wealth Management, Inc. VANGUARD SMALL-CAP GROWTH INDEX FUND 922908595 4963 26652 SH SOLE 0 0 26652 B. Riley Wealth Management, Inc. VANGUARD INDEX FDS 922908611 156 1197 SH SOLE 1197 0 0 B. Riley Wealth Management, Inc. VANGUARD SMALL CAP VALUE ETF 922908611 2293 17569 SH SOLE 0 0 17569 B. Riley Wealth Management, Inc. VANGUARD INDEX FDS 922908629 3915 23423 SH SOLE 23423 0 0 B. Riley Wealth Management, Inc. VANGUARD MID CAP 922908629 264 1581 SH SOLE 0 0 1581 B. Riley Wealth Management, Inc. VANGUARD INDEX FDS 922908637 9824 72925 SH SOLE 72925 0 0 B. Riley Wealth Management, Inc. VANGUARD LARGE CAP 922908637 27 202 SH SOLE 0 0 202 B. Riley Wealth Management, Inc. VANGUARD EXTENDED MARKET INDEX FUND 922908652 431 3636 SH SOLE 0 0 3636 B. Riley Wealth Management, Inc. VANGUARD GROWTH ETF 922908736 26765 163811 SH SOLE 0 0 163810 B. Riley Wealth Management, Inc. VANGUARD INDEX FDS 922908736 241 1478 SH SOLE 1478 0 0 B. Riley Wealth Management, Inc. VANGUARD INDEX FDS 922908744 508 4577 SH SOLE 4577 0 0 B. Riley Wealth Management, Inc. VANGUARD VALUE ETF 922908744 19635 177021 SH SOLE 0 0 177021 B. Riley Wealth Management, Inc. VANGUARD INDEX FDS 922908751 56 358 SH SOLE 358 0 0 B. Riley Wealth Management, Inc. VANGUARD SMALL CAP ETF 922908751 3701 23625 SH SOLE 0 0 23624 B. Riley Wealth Management, Inc. VANGUARD INDEX FDS 922908769 3142 20931 SH SOLE 20931 0 0 B. Riley Wealth Management, Inc. VANGUARD TOTAL STK MKT 922908769 787 5245 SH SOLE 0 0 5245 B. Riley Wealth Management, Inc. WALMART INC COM 931142103 3669 33205 SH SOLE 0 0 33204 B. Riley Wealth Management, Inc. WELLS FARGO CO NEW 949746101 38 800 SH SOLE 800 0 0 B. Riley Wealth Management, Inc. WELLS FARGO CO NEW COM 949746101 302 6392 SH SOLE 0 0 6392 B. Riley Wealth Management, Inc. WILLIAMS COS INC DEL COM 969457100 1237 44108 SH SOLE 0 0 44108 B. Riley Wealth Management, Inc. INVESCO QQQ TR 46090E103 1514 8105 SH SOLE 8105 0 0 B. Riley Wealth Management, Inc. POWERSHARES QQQ TR 46090E103 6286 33664 SH SOLE 0 0 33664 B. Riley Wealth Management, Inc. FIRST TRUST CAPITAL STRENGTH ETF 33733E104 2931 51910 SH SOLE 0 0 51910 B. Riley Wealth Management, Inc. TARGET CORP COM 87612E106 207 2394 SH SOLE 0 0 2394 B. Riley Wealth Management, Inc. NUVEEN HIGH INCOME DECMBR 2019 COM 67076E107 682 69128 SH SOLE 0 0 69127 B. Riley Wealth Management, Inc. FIRST TR EXCHANGE-TRADED FD III FIRST TR PFD SECS & INCOME ETF 33739E108 5249 270707 SH SOLE 0 0 270707 B. Riley Wealth Management, Inc. FIRST TR EXCHANGE TRADED FD DOW JONES INTERNET INDEX FD 33733E302 842 5852 SH SOLE 0 0 5852 B. Riley Wealth Management, Inc. ALPS TRUST ETF ALERIAN MLP 00162Q866 1282 130134 SH SOLE 0 0 130134 B. Riley Wealth Management, Inc. AT&T INC 00206R102 124 3702 SH SOLE 3702 0 0 B. Riley Wealth Management, Inc. AT&T INC COM 00206R102 1560 46544 SH SOLE 0 0 46543 B. Riley Wealth Management, Inc. ARK INNOVATION ETF 00214Q104 375 7820 SH SOLE 0 0 7820 B. Riley Wealth Management, Inc. ABBVIE INC 00287Y109 18 253 SH SOLE 253 0 0 B. Riley Wealth Management, Inc. ABBVIE INC COM 00287Y109 672 9243 SH SOLE 0 0 9242 B. Riley Wealth Management, Inc. ADOBE SYS INC 00724F101 264 895 SH SOLE 0 0 895 B. Riley Wealth Management, Inc. ALIBABA GROUP HLDG LTD 01609W102 77 455 SH SOLE 455 0 0 B. Riley Wealth Management, Inc. ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1549 9143 SH SOLE 0 0 9143 B. Riley Wealth Management, Inc. ALPHABET INC 02079K107 189 175 SH SOLE 175 0 0 B. Riley Wealth Management, Inc. ALPHABET INC CAP STK CL C 02079K107 771 713 SH SOLE 0 0 713 B. Riley Wealth Management, Inc. GOOGLE INC 02079K305 2841 2624 SH SOLE 0 0 2624 B. Riley Wealth Management, Inc. ALTRIA GROUP INC 02209S103 14 300 SH SOLE 300 0 0 B. Riley Wealth Management, Inc. ALTRIA GROUP INC COM 02209S103 899 18991 SH SOLE 0 0 18991 B. Riley Wealth Management, Inc. AMERICAN TOWER CORP 03027X100 409 2000 SH SOLE 0 0 1999 B. Riley Wealth Management, Inc. ARES CAP CORP 04010L103 1316 73333 SH SOLE 73333 0 0 B. Riley Wealth Management, Inc. ATOMERA INC COM 04965B100 176 35000 SH SOLE 0 0 35000 B. Riley Wealth Management, Inc. BCE INC COM NEW 05534B760 210 4626 SH SOLE 0 0 4625 B. Riley Wealth Management, Inc. B RILEY PRINCIPAL MERGER COR 05586Y106 1966 201664 SH SOLE 201664 0 0 B. Riley Wealth Management, Inc. B RILEY PRINCIPAL MERGER COR 05586Y114 47 100832 SH SOLE 100832 0 0 B. Riley Wealth Management, Inc. BNY MELLON ALCENTRA GLOBAL CR COM 05588N108 121 12994 SH SOLE 0 0 12994 B. Riley Wealth Management, Inc. BLACKSTONE GROUP LP 09260D107 396 8906 SH SOLE 0 0 8905 B. Riley Wealth Management, Inc. BLUEBIRD BIO INC COM 09609G100 254 2000 SH SOLE 0 0 2000 B. Riley Wealth Management, Inc. AVAGO TECHNOLOGIES LTD 11135F101 1526 5302 SH SOLE 0 0 5302 B. Riley Wealth Management, Inc. CAPSTONE TURBINE CORP 14067D409 8 10000 SH SOLE 0 0 10000 B. Riley Wealth Management, Inc. CATCHMARK TIMBER TR INC CL A 14912Y202 284 27199 SH SOLE 0 0 27199 B. Riley Wealth Management, Inc. CHENIERE ENERGY PARTNERS L P COM UNIT REPTG LIMITED 16411Q101 654 15500 SH SOLE 0 0 15500 B. Riley Wealth Management, Inc. CHURCHILL CAP CORP II 17143G205 1184 116667 SH SOLE 116667 0 0 B. Riley Wealth Management, Inc. CISCO SYS INC 17275R102 95 1740 SH SOLE 1740 0 0 B. Riley Wealth Management, Inc. CISCO SYS INC 17275R102 1356 24773 SH SOLE 0 0 24772 B. Riley Wealth Management, Inc. CLOUDERA INC COM 18914U100 63 12000 SH SOLE 0 0 12000 B. Riley Wealth Management, Inc. COHEN &STEERS LTD DUR PFD I 19248C105 1830 73540 SH SOLE 73540 0 0 B. Riley Wealth Management, Inc. COMCAST CORP NEW CL A 20030N101 311 7345 SH SOLE 0 0 7345 B. Riley Wealth Management, Inc. CONOCOPHILLIPS 20825C104 8 134 SH SOLE 134 0 0 B. Riley Wealth Management, Inc. CONOCOPHILLIPS COM 20825C104 290 4758 SH SOLE 0 0 4757 B. Riley Wealth Management, Inc. CONSTELLATION BRANDS INC CL A 21036P108 736 3739 SH SOLE 0 0 3739 B. Riley Wealth Management, Inc. COSTCO WHOLESALE CORP 22160K105 843 3190 SH SOLE 0 0 3189 B. Riley Wealth Management, Inc. COSTCO WHSL CORP NEW 22160K105 340 1285 SH SOLE 1285 0 0 B. Riley Wealth Management, Inc. COUPA SOFTWARE INC COM 22266L106 203 1600 SH SOLE 0 0 1600 B. Riley Wealth Management, Inc. CROWN CASTLE INTL CORP 22822V101 509 3903 SH SOLE 0 0 3903 B. Riley Wealth Management, Inc. DOMINION RESOURCES INC 25746U109 335 4329 SH SOLE 0 0 4329 B. Riley Wealth Management, Inc. DUPONT DE NEMOURS INC COM 26614N102 465 6190 SH SOLE 0 0 6189 B. Riley Wealth Management, Inc. ETFMG PRIME MOBILE PAYMENTS ETF 26924G409 321 6838 SH SOLE 0 0 6838 B. Riley Wealth Management, Inc. BLUESTAR ISRAEL TECHNOLOGY ETF 26924G870 280 7187 SH SOLE 0 0 7187 B. Riley Wealth Management, Inc. EATON VANCE TAX MANAGED GLOBAL EQUITY 27829F108 97 11709 SH SOLE 0 0 11709 B. Riley Wealth Management, Inc. ELEMENT SOLUTIONS INC 28618M106 620 60000 SH SOLE 60000 0 0 B. Riley Wealth Management, Inc. EVOLUS INC COM 30052C107 333 22800 SH SOLE 0 0 22800 B. Riley Wealth Management, Inc. EXXON MOBIL CORP 30231G102 16 209 SH SOLE 209 0 0 B. Riley Wealth Management, Inc. EXXON MOBIL CORP COM 30231G102 5660 73860 SH SOLE 0 0 73859 B. Riley Wealth Management, Inc. FACEBOOK INC 30303M102 523 2709 SH SOLE 2709 0 0 B. Riley Wealth Management, Inc. FACEBOOK INC CL A 30303M102 4613 23901 SH SOLE 0 0 23901 B. Riley Wealth Management, Inc. FEDEX CORP 31428X106 533 3247 SH SOLE 0 0 3247 B. Riley Wealth Management, Inc. FIRST TRUST VALUE LINE DIVIDEND FUND 33734H106 930 27557 SH SOLE 0 0 27557 B. Riley Wealth Management, Inc. FIRST TR EXCH TRADED FD TECHNOLOGY ALPHADEX FD 33734X176 920 13823 SH SOLE 0 0 13823 B. Riley Wealth Management, Inc. FIRST TRUST TACTICAL HIGH YIELD ETF 33738D408 671 13950 SH SOLE 0 0 13950 B. Riley Wealth Management, Inc. FIRST TRUST NASDAQ RISING DIVIDEND ACHIEVERS FUND 33738R506 562 18100 SH SOLE 0 0 18100 B. Riley Wealth Management, Inc. FIRST TRUST INSTITUTIONAL PREFERRED SECURITIES AND INCOME ETF 33739P855 790 40680 SH SOLE 0 0 40680 B. Riley Wealth Management, Inc. FIRST TRUST LOW DURATION MORTGAGE OPPORTUNITIES ETF 33739Q200 512 9912 SH SOLE 0 0 9912 B. Riley Wealth Management, Inc. FIRST TRUST ENHANCED SHORT MATURITY ETF 33739Q408 704 11730 SH SOLE 0 0 11730 B. Riley Wealth Management, Inc. FIRST TR SR FLOATING RATE 2022 COM SHS 33740K101 225 25235 SH SOLE 0 0 25235 B. Riley Wealth Management, Inc. FIRST TRUST DORSEY WRIGHT MOMENTUM & LOW VOLATILITY ETF 33741L108 278 12905 SH SOLE 0 0 12905 B. Riley Wealth Management, Inc. FLEXSHARES READY ACCESS VARIABLE INCOME FUND 33939L886 241 3175 SH SOLE 0 0 3175 B. Riley Wealth Management, Inc. GSV CAP CORP 36191J101 93 14600 SH SOLE 14600 0 0 B. Riley Wealth Management, Inc. GSV CAPITAL CORP 36191J101 36 5575 SH SOLE 0 0 5575 B. Riley Wealth Management, Inc. GW PHARMACEUTICALS ADS 36197T103 284 1647 SH SOLE 0 0 1647 B. Riley Wealth Management, Inc. GAMING & LEISURE PPTYS 36467J108 893 22900 SH SOLE 0 0 22900 B. Riley Wealth Management, Inc. GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 502 12538 SH SOLE 0 0 12538 B. Riley Wealth Management, Inc. GLOBAL X ETF 37950E549 190 11052 SH SOLE 0 0 11051 B. Riley Wealth Management, Inc. GLOBAL MED REIT INC COM NEW 37954A204 200 19020 SH SOLE 0 0 19019 B. Riley Wealth Management, Inc. GLOBAL X MILLENNIALS THEMATIC ETF 37954Y764 278 11258 SH SOLE 0 0 11258 B. Riley Wealth Management, Inc. GOLDMAN SACHS GROUP INC 38141G104 481 2352 SH SOLE 0 0 2351 B. Riley Wealth Management, Inc. GOLDMAN SACHS MLP INC OPP FD 38147W103 426 54622 SH SOLE 54622 0 0 B. Riley Wealth Management, Inc. GOLDMAN SACHS MLP INCOME OPP FD COM SHS 38147W103 15 1917 SH SOLE 0 0 1917 B. Riley Wealth Management, Inc. HCA INC 40412C101 314 2323 SH SOLE 0 0 2323 B. Riley Wealth Management, Inc. HP INC 40434L105 1082 52068 SH SOLE 52068 0 0 B. Riley Wealth Management, Inc. HP INC COM 40434L105 44 2129 SH SOLE 0 0 2129 B. Riley Wealth Management, Inc. MNAEXIQ ETF TR IQ ARB MERGER ARBITRAGEETF 45409B800 8391 265951 SH SOLE 0 0 265951 B. Riley Wealth Management, Inc. INNOVATOR S&P 500 POWER BUFFER ETF - OCTOBER 45782C797 437 17442 SH SOLE 0 0 17442 B. Riley Wealth Management, Inc. INNOVATOR S&P 500 POWER BUFFER ETF - APRIL 45782C870 1216 47237 SH SOLE 0 0 47237 B. Riley Wealth Management, Inc. INTELLICHECK INC COM NEW 45817G201 171 29500 SH SOLE 0 0 29500 B. Riley Wealth Management, Inc. INVESCO ULTRA SHORT DURATION ETF 46090A887 379 7525 SH SOLE 0 0 7525 B. Riley Wealth Management, Inc. INTREXON CORP COM 46122T102 133 17300 SH SOLE 0 0 17300 B. Riley Wealth Management, Inc. VAN KAMPEN SENIOR INCOME TRUST 46131H107 164 37951 SH SOLE 0 0 37951 B. Riley Wealth Management, Inc. POWERSHARES GLOBAL WATER PORTFOLIO EXCHANGE-TRADED FD 46137V142 437 12266 SH SOLE 0 0 12266 B. Riley Wealth Management, Inc. GUGGENHEIM ETF TRUST S&P 500 EQUAL WEIGHT 46137V357 4226 39203 SH SOLE 0 0 39202 B. Riley Wealth Management, Inc. INVESCO S&P MIDCAP MOMENTUM ETF 46137V464 269 4574 SH SOLE 0 0 4574 B. Riley Wealth Management, Inc. POWERSHARES HY DIVIDEND ACHIEVERS 46137V563 1042 57448 SH SOLE 0 0 57448 B. Riley Wealth Management, Inc. POWERSHARES DYNAMIC SOFTWARE 46137V639 332 3466 SH SOLE 0 0 3466 B. Riley Wealth Management, Inc. INVESCO EXCHANGE TRADED FD T 46137V787 404 7548 SH SOLE 7548 0 0 B. Riley Wealth Management, Inc. INVESCO DWA TECHNOLOGY MOMENTUM ETF 46137V811 284 3899 SH SOLE 0 0 3899 B. Riley Wealth Management, Inc. POWERSHARES DWA TECHNICAL LEADERS PORTFOLIO 46137V837 603 10002 SH SOLE 0 0 10002 B. Riley Wealth Management, Inc. POWERSHARES SP500 LOW VOLATILITY ETF 46138E354 1396 25380 SH SOLE 0 0 25380 B. Riley Wealth Management, Inc. INVESCO EXCHNG TRADED FD TR 46138E511 791 54059 SH SOLE 54059 0 0 B. Riley Wealth Management, Inc. INVESCO DWA TACTICAL SECTOR ROTATION ETF 46138E826 1454 46537 SH SOLE 0 0 46537 B. Riley Wealth Management, Inc. ISHARES TR 46429B655 1517 29782 SH SOLE 29782 0 0 B. Riley Wealth Management, Inc. ISHARES TR 46429B689 351 4836 SH SOLE 4836 0 0 B. Riley Wealth Management, Inc. ISHARES EDGE MSCI MIN VOL USA ETF 46429B697 395 6392 SH SOLE 0 0 6392 B. Riley Wealth Management, Inc. ISHARES TR 46429B697 833 13493 SH SOLE 13493 0 0 B. Riley Wealth Management, Inc. ISHARES EDGE MSCI USA QUALITY FACTOR ETF 46432F339 1194 13054 SH SOLE 0 0 13054 B. Riley Wealth Management, Inc. ISHARES TR 46432F842 497 8101 SH SOLE 8101 0 0 B. Riley Wealth Management, Inc. JPMORGAN CHASE & CO COM 46625H100 1774 15865 SH SOLE 0 0 15865 B. Riley Wealth Management, Inc. JPMORGAN CHASE &CO 46625H100 26 232 SH SOLE 232 0 0 B. Riley Wealth Management, Inc. JPMORGAN ULTRA-SHORT INCOME ETF 46641Q837 3558 70610 SH SOLE 0 0 70610 B. Riley Wealth Management, Inc. JANUS HENDERSON MORTGAGE-BACKED SECURITIES ETF 47103U852 1925 37053 SH SOLE 0 0 37053 B. Riley Wealth Management, Inc. JD COM INC SPONS ADR REPSTG COMCL A 47215P106 238 7861 SH SOLE 0 0 7861 B. Riley Wealth Management, Inc. KINDER MORGAN INC 49456B101 344 16492 SH SOLE 0 0 16492 B. Riley Wealth Management, Inc. KRATOS DEFENSE & SEC SOLUTIONS COM NEW 50077B207 253 11070 SH SOLE 0 0 11070 B. Riley Wealth Management, Inc. LADENBURG THALMAN FIN SVCS I 50575Q102 545 150000 SH SOLE 150000 0 0 B. Riley Wealth Management, Inc. LIMELIGHT NETWORKS INC COM 53261M104 133 49153 SH SOLE 0 0 49153 B. Riley Wealth Management, Inc. MARRIOTT VACTINS WORLDWID CORP COM 57164Y107 14 150 SH SOLE 0 0 150 B. Riley Wealth Management, Inc. MASTERCARD INC 57636Q104 375 1417 SH SOLE 0 0 1416 B. Riley Wealth Management, Inc. MERCK & CO INC 58933Y105 1526 18194 SH SOLE 0 0 18193 B. Riley Wealth Management, Inc. MERCK &CO INC 58933Y105 71 852 SH SOLE 82 0 0 B. Riley Wealth Management, Inc. NIO INC SPON ADS 62914V106 49 19410 SH SOLE 0 0 19410 B. Riley Wealth Management, Inc. NETFLIX COM INC 64110L106 1549 4218 SH SOLE 0 0 4218 B. Riley Wealth Management, Inc. NEXTERA ENERGY INC COM 65339F101 320 1563 SH SOLE 0 0 1563 B. Riley Wealth Management, Inc. NUVEEN CA SELECT TAX FREE PRTF SH BEN INT 67063R103 414 28000 SH SOLE 0 0 28000 B. Riley Wealth Management, Inc. NVIDIA CORP 67066G104 644 3920 SH SOLE 0 0 3920 B. Riley Wealth Management, Inc. NUVEEN CA QUALTY MUN INCOME FD COM 67066Y105 507 35000 SH SOLE 0 0 35000 B. Riley Wealth Management, Inc. NUVEEN CALIF MUNICPAL VALU FD2 COM 6706EB106 379 23400 SH SOLE 0 0 23400 B. Riley Wealth Management, Inc. NUVEEN TAXABLE MUNICPL INCM 67074C103 237 11171 SH SOLE 11171 0 0 B. Riley Wealth Management, Inc. NUVEEN HIGH INCOME 2020 TARGET COM 67075L102 532 53968 SH SOLE 0 0 53968 B. Riley Wealth Management, Inc. NUVEEN CR OPPORTUNITIES 2022 COM 67075U102 1122 117469 SH SOLE 0 0 117469 B. Riley Wealth Management, Inc. NUVEEN HIGH INCOME NOVEMBER 20 COM 67077N106 944 95302 SH SOLE 0 0 95302 B. Riley Wealth Management, Inc. NUVEEN EMERGING MKTS DEBT 2022 COM 67077P101 100 11260 SH SOLE 0 0 11260 B. Riley Wealth Management, Inc. O REILLY AUTOMOTIVE INC 67103H107 347 940 SH SOLE 0 0 940 B. Riley Wealth Management, Inc. ORACLE CORPORATION 68389X105 366 6429 SH SOLE 0 0 6429 B. Riley Wealth Management, Inc. PAYCOM SOFTWARE INC 70432V102 23 100 SH SOLE 100 0 0 B. Riley Wealth Management, Inc. PAYCOM SOFTWARE INC COM 70432V102 50 219 SH SOLE 0 0 219 B. Riley Wealth Management, Inc. PAYPAL HLDGS INC COM 70450Y103 1004 8768 SH SOLE 0 0 8768 B. Riley Wealth Management, Inc. PENNANTPARK FLOATING RATE CA 70806A106 2613 226011 SH SOLE 226011 0 0 B. Riley Wealth Management, Inc. PIMCO ETF TR 72201R718 2298 22925 SH SOLE 22925 0 0 B. Riley Wealth Management, Inc. PIMCO ACTIVE BOND EXCHANGE-TRADED FUND 72201R775 10737 99895 SH SOLE 0 0 99894 B. Riley Wealth Management, Inc. PIMCO ETF TR 0-5 YR HIGH YIELD CORP BD INDEX FD 72201R783 283 2820 SH SOLE 0 0 2820 B. Riley Wealth Management, Inc. PIMCO ENHANCED SHORT MATURITY ETF 72201R833 3074 30214 SH SOLE 0 0 30214 B. Riley Wealth Management, Inc. PIMCO ETF TR 72201R833 6609 64955 SH SOLE 64955 0 0 B. Riley Wealth Management, Inc. PIMCO DYNAMIC CREDITINCOME FUND COM SHS 72202D106 1452 60770 SH SOLE 0 0 60769 B. Riley Wealth Management, Inc. PLANET FITNESS INC CL A 72703H101 232 3200 SH SOLE 0 0 3200 B. Riley Wealth Management, Inc. PROSHARES RUSSELL 2000 DIVIDEND GROWERS ETF 74347B698 236 3977 SH SOLE 0 0 3977 B. Riley Wealth Management, Inc. PROSHARES TR PSHS CS 130/30 74347R248 11839 168043 SH SOLE 0 0 168042 B. Riley Wealth Management, Inc. PROSHARES S&P 500 DIVIDEND ARISTOCRATS ETF 74348A467 215 3100 SH SOLE 0 0 3100 B. Riley Wealth Management, Inc. RANGE RESOURCES CORP 75281A109 115 16484 SH SOLE 0 0 16484 B. Riley Wealth Management, Inc. RESTAURANT BRANDS INTL INC COM 76131D103 408 5868 SH SOLE 0 0 5868 B. Riley Wealth Management, Inc. SPDR S&P 500 ETF 78462F103 5230 17849 SH SOLE 0 0 17849 B. Riley Wealth Management, Inc. SPDR S&P 500 ETF TR 78462F103 1783 6085 SH SOLE 6085 0 0 B. Riley Wealth Management, Inc. SPDR GOLD ETF 78463V107 1068 8019 SH SOLE 0 0 8019 B. Riley Wealth Management, Inc. SPDR INDEX SHS FDS 78463X541 764 16656 SH SOLE 16656 0 0 B. Riley Wealth Management, Inc. SPDR INDEX SHS FDS S&P EMERGING MKTS SM CAP ETF 78463X756 4761 106520 SH SOLE 0 0 106520 B. Riley Wealth Management, Inc. SPDR BLOOMBERG BARCLAYS CONVERTIBLE SECURITIES ETF 78464A359 424 8020 SH SOLE 0 0 8019 B. Riley Wealth Management, Inc. SPDR DJ WILSHIRE REIT (ETF) 78464A607 572 5791 SH SOLE 0 0 5791 B. Riley Wealth Management, Inc. SPDR SER TR S&P DIVID ETF 78464A763 243 2411 SH SOLE 0 0 2411 B. Riley Wealth Management, Inc. SPDR DOUBLELINE TOTAL RETURN TACTICAL ETF 78467V848 1285 26189 SH SOLE 0 0 26189 B. Riley Wealth Management, Inc. SPDR DOW JONES INDL AVRG ETF 78467X109 530 1995 SH SOLE 1995 0 0 B. Riley Wealth Management, Inc. SPDR DOW JONES INDUSTRIAL ETF 78467X109 5348 20115 SH SOLE 0 0 20115 B. Riley Wealth Management, Inc. SPDR SER TR LEHMAN 1-3 MONTH T-BILL ETF 78468R663 1359 14836 SH SOLE 0 0 14835 B. Riley Wealth Management, Inc. SVB FINL GROUP COM 78486Q101 557 2480 SH SOLE 0 0 2480 B. Riley Wealth Management, Inc. SVMK INC 78489X103 1393 84397 SH SOLE 84397 0 0 B. Riley Wealth Management, Inc. SALESFORCE COM 79466L302 1573 10367 SH SOLE 0 0 10367 B. Riley Wealth Management, Inc. SECOND SIGHT MED PRODS INC COM 81362J100 33 40800 SH SOLE 0 0 40800 B. Riley Wealth Management, Inc. HEALTH CARE SELECT SECTOR SPDR 81369Y209 1052 11356 SH SOLE 0 0 11356 B. Riley Wealth Management, Inc. CONSUMER STAPLES SELECT SECTOR SPDR 81369Y308 465 8002 SH SOLE 0 0 8002 B. Riley Wealth Management, Inc. CONSUMER DISCRETIONARY SEL SECTOR SPDR FD 81369Y407 597 5011 SH SOLE 0 0 5011 B. Riley Wealth Management, Inc. SELECT SECTOR SPDR TR 81369Y407 225 1888 SH SOLE 1888 0 0 B. Riley Wealth Management, Inc. FINANCIAL SELECT SECTOR SPDR 81369Y605 607 21992 SH SOLE 0 0 21991 B. Riley Wealth Management, Inc. INDUSTRIAL SELECT SECTOR SPDR 81369Y704 414 5348 SH SOLE 0 0 5348 B. Riley Wealth Management, Inc. TECHNOLOGY SELECT SECTOR SPDR 81369Y803 948 12145 SH SOLE 0 0 12144 B. Riley Wealth Management, Inc. COMMUNICATION SERVICES SELECT SECTOR SPDRA FUND 81369Y852 419 8510 SH SOLE 0 0 8509 B. Riley Wealth Management, Inc. REAL ESTATE SELECT SECTOR SPDR FUND 81369Y860 757 20583 SH SOLE 0 0 20583 B. Riley Wealth Management, Inc. UTILITIES SELECT SECTOR SPDR FUND 81369Y886 1393 23368 SH SOLE 0 0 23368 B. Riley Wealth Management, Inc. SELECT ENERGY SVCS INC CL A COM 81617J301 213 18312 SH SOLE 0 0 18312 B. Riley Wealth Management, Inc. SENIOR HOUSING PROPERTIES TRUST 81721M109 418 50577 SH SOLE 0 0 50577 B. Riley Wealth Management, Inc. SENSUS HEATLHCARE INC COM 81728J109 134 24215 SH SOLE 0 0 24215 B. Riley Wealth Management, Inc. SEQUENTIAL BRNDS GROUP INC NEW COM 81734P107 6 11000 SH SOLE 0 0 11000 B. Riley Wealth Management, Inc. SERVICENOW INC COM 81762P102 511 1860 SH SOLE 0 0 1860 B. Riley Wealth Management, Inc. SHOPIFY INC CL A 82509L107 792 2640 SH SOLE 0 0 2640 B. Riley Wealth Management, Inc. SNAP INC 83304A106 245 17148 SH SOLE 17148 0 0 B. Riley Wealth Management, Inc. SNAP INC CL A 83304A106 128 8950 SH SOLE 0 0 8950 B. Riley Wealth Management, Inc. SOLAR CAP LTD 83413U100 281 13667 SH SOLE 13667 0 0 B. Riley Wealth Management, Inc. SOLAR SR CAP LTD 83416M105 4296 270028 SH SOLE 270028 0 0 B. Riley Wealth Management, Inc. SONOS INC 83570H108 1270 112010 SH SOLE 112010 0 0 B. Riley Wealth Management, Inc. SONOS INC COM 83570H108 4 351 SH SOLE 0 0 351 B. Riley Wealth Management, Inc. SPROTT PHYSICAL GOLD TRUST 85207H104 832 73437 SH SOLE 0 0 73437 B. Riley Wealth Management, Inc. TPG SPECIALTY LENDING INC 87265KAB8 66744 665000 SH SOLE 665000 0 0 B. Riley Wealth Management, Inc. TARGA RES CORP COM 87612G101 1112 28331 SH SOLE 0 0 28331 B. Riley Wealth Management, Inc. TELADOC HEALTH INC COM 87918A105 224 3373 SH SOLE 0 0 3373 B. Riley Wealth Management, Inc. TESLA MOTORS INC 88160R101 286 1279 SH SOLE 0 0 1279 B. Riley Wealth Management, Inc. 3M CO COM 88579Y101 388 2239 SH SOLE 0 0 2239 B. Riley Wealth Management, Inc. TORTOISE MIDSTRM ENERGY FD I 89148B101 834 61831 SH SOLE 61831 0 0 B. Riley Wealth Management, Inc. TRINITY MERGER CORP 89653L106 1494 145000 SH SOLE 145000 0 0 B. Riley Wealth Management, Inc. TWILIO INC 90138F102 30 217 SH SOLE 217 0 0 B. Riley Wealth Management, Inc. TWILIO INC CL A 90138F102 1013 7429 SH SOLE 0 0 7429 B. Riley Wealth Management, Inc. TWITTER INC 90184L102 269 7700 SH SOLE 7700 0 0 B. Riley Wealth Management, Inc. TWITTER INC COM 90184L102 182 5212 SH SOLE 0 0 5212 B. Riley Wealth Management, Inc. UNITEDHEALTH GROUP 91324P102 2335 9568 SH SOLE 0 0 9568 B. Riley Wealth Management, Inc. VAIL RESORTS INC 91879Q109 2 10 SH SOLE 10 0 0 B. Riley Wealth Management, Inc. VAIL RESORTS INC COM 91879Q109 78 348 SH SOLE 0 0 348 B. Riley Wealth Management, Inc. VANECK VECTORS ETF TR 92189F726 110 852 SH SOLE 852 0 0 B. Riley Wealth Management, Inc. MARKET VECTORS ETF EMERGING MKTS LOCAL ETF 92189H300 279 8050 SH SOLE 0 0 8050 B. Riley Wealth Management, Inc. VANGUARD INFORMATION TECHNOLOGY 92204A702 256 1214 SH SOLE 0 0 1214 B. Riley Wealth Management, Inc. VANGUARD SCOTTSDALE FDS 92206C409 10528 130496 SH SOLE 130496 0 0 B. Riley Wealth Management, Inc. VANGUARD SHORT TERM CORP BOND FD ETF 92206C409 19818 245636 SH SOLE 0 0 245635 B. Riley Wealth Management, Inc. VANGUARD SCOTTSDALE FDS 92206C813 661 6825 SH SOLE 6825 0 0 B. Riley Wealth Management, Inc. VANGUARD SCOTTSDALE FDS 92206C870 3814 42450 SH SOLE 42450 0 0 B. Riley Wealth Management, Inc. VERIZON COMMUNICATIONS 92343V104 3285 57507 SH SOLE 0 0 57507 B. Riley Wealth Management, Inc. VERIZON COMMUNICATIONS INC 92343V104 66 1155 SH SOLE 1155 0 0 B. Riley Wealth Management, Inc. VERMILLION INC COM NEW 92407M206 188 211002 SH SOLE 0 0 211002 B. Riley Wealth Management, Inc. VISA INC 92826C839 5313 30611 SH SOLE 0 0 30611 B. Riley Wealth Management, Inc. VUZIX CORP COM NEW 92921W300 121 29500 SH SOLE 0 0 29500 B. Riley Wealth Management, Inc. W P CAREY INC COM 92936U109 290 3575 SH SOLE 0 0 3575 B. Riley Wealth Management, Inc. WASTE MANAGEMENT INC 94106L109 533 4616 SH SOLE 0 0 4615 B. Riley Wealth Management, Inc. WAYFAIR INC CL A 94419L101 257 1760 SH SOLE 0 0 1760 B. Riley Wealth Management, Inc. EVERGREEN INCOME ADVANTAGE 94987B105 122 14835 SH SOLE 0 0 14835 B. Riley Wealth Management, Inc. HEALTH CARE REIT INC 95040Q104 303 3722 SH SOLE 0 0 3721 B. Riley Wealth Management, Inc. SALOMON BROS EMERGING MKTS DEBT FUND 95766A101 172 12015 SH SOLE 0 0 12015 B. Riley Wealth Management, Inc. WISDOMTREE BOFA MERRILL LYNCH HIGH YIELD BOND ZERO DURATION FUND 97717W430 10508 450782 SH SOLE 0 0 450782 B. Riley Wealth Management, Inc. WISDOMTREE TR 97717W505 143 3960 SH SOLE 3960 0 0 B. Riley Wealth Management, Inc. WISDOMTREE DIVIDEND EFA INDEX ETF 97717W703 3212 62959 SH SOLE 0 0 62958 B. Riley Wealth Management, Inc. WISDOMTREE TR 97717W844 905 15733 SH SOLE 15733 0 0 B. Riley Wealth Management, Inc. XYLEM INC 98419M100 293 3500 SH SOLE 0 0 3500 B. Riley Wealth Management, Inc. XYLEM INC 98419M100 15 184 SH SOLE 184 0 0 B. Riley Wealth Management, Inc. ZILLOW GROUP INC 98954M200 353 7600 SH SOLE 7600 0 0 B. Riley Wealth Management, Inc. ZILLOW GROUP INC CL C CAP STK 98954M200 16 350 SH SOLE 0 0 350 B. Riley Wealth Management, Inc. ZSCALER INC COM 98980G102 510 6650 SH SOLE 0 0 6650 B. Riley Wealth Management, Inc. ALLERGAN PLC SHS G0177J108 306 1829 SH SOLE 0 0 1829 B. Riley Wealth Management, Inc. EATON CORP PLC SHS G29183103 440 5283 SH SOLE 0 0 5282 B. Riley Wealth Management, Inc. TE CONNECTIVITY LTD H84989104 1744 18212 SH SOLE 0 0 18212 B. Riley Wealth Management, Inc. INTELSAT SA COM L5140P101 393 20200 SH SOLE 0 0 20200 B. Riley Wealth Management, Inc. ON TRACK INNOVATION LTD SHS M8791A109 4 10000 SH SOLE 0 0 10000