0001599863-21-000009.txt : 20211115
0001599863-21-000009.hdr.sgml : 20211115
20211115143336
ACCESSION NUMBER: 0001599863-21-000009
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210930
FILED AS OF DATE: 20211115
DATE AS OF CHANGE: 20211115
EFFECTIVENESS DATE: 20211115
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Northeast Financial Consultants Inc
CENTRAL INDEX KEY: 0001599863
IRS NUMBER: 061562117
STATE OF INCORPORATION: CT
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15844
FILM NUMBER: 211409251
BUSINESS ADDRESS:
STREET 1: 518-B RIVERSIDE AVENUE
STREET 2: 2ND FLOOR
CITY: WESTPORT
STATE: CT
ZIP: 06880
BUSINESS PHONE: 2032268997
MAIL ADDRESS:
STREET 1: PO BOX 2630
CITY: WESTPORT
STATE: CT
ZIP: 06880
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001599863
XXXXXXXX
09-30-2021
09-30-2021
Northeast Financial Consultants Inc
PO BOX 2630
WESTPORT
CT
06880
13F HOLDINGS REPORT
028-15844
N
Patrice S Reilly
Chief Compliance Officer
2032268997
Patrice S Reilly
Westport
CT
11-15-2021
0
352
1498579
false
INFORMATION TABLE
2
2021Q3-Form13f-NFC.xml
NFC Q3 2021
3M CO
COM
88579Y101
470
2677
SH
SOLE
0
0
2677
ABBOTT LABS
COM
002824100
727
6154
SH
SOLE
0
0
6154
ABBVIE INC
COM
00287Y109
2060
19097
SH
SOLE
0
0
19097
ABIOMED INC
COM
003654100
590
1812
SH
SOLE
0
0
1812
ADOBE SYSTEMS INCORPORATED
COM
00724F101
527
915
SH
SOLE
0
0
915
ADVANCED MICRO DEVICES INC
COM
007903107
840
8165
SH
SOLE
0
0
8165
AGENUS INC
COM NEW
00847G705
145
27666
SH
SOLE
0
0
27666
ALBERTSONS COS INC
COMMON STOCK
013091103
1952
62700
SH
SOLE
0
0
62700
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
845
5735
SH
SOLE
0
0
5735
ALLIANCEBERNSTEIN HLDG L P
UNIT LTD PARTN
01881G106
3430
69182
SH
SOLE
0
0
69182
ALLSTATE CORP
COM
020002101
650
5108
SH
SOLE
0
0
5108
ALPHABET INC
CAP STK CL A
02079K305
19819
7405
SH
SOLE
0
0
7405
ALPHABET INC
CAP STK CL C
02079K107
20459
7674
SH
SOLE
0
0
7674
ALTIMMUNE INC
COM NEW
02155H200
113
10000
SH
Call
SOLE
0
0
10000
ALTRIA GROUP INC
COM
02209S103
1664
36546
SH
SOLE
0
0
36546
AMAZON COM INC
COM
023135106
40931
12461
SH
SOLE
0
0
12461
AMERICA FIRST MULTIFAMILY IN
BEN UNIT CTF
02364V107
95
16000
SH
SOLE
0
0
16000
AMGEN INC
COM
031162100
1309
6154
SH
SOLE
0
0
6154
APOLLO GLOBAL MGMT INC
COM CL A
03768E105
2568
41700
SH
SOLE
0
0
41700
APOLLO INVT CORP
COM NEW
03761U502
605
46666
SH
SOLE
0
0
46666
APPLE INC
COM
037833100
49135
347245
SH
SOLE
0
0
347245
ARES CAPITAL CORP
COM
04010L103
3670
180516
SH
SOLE
0
0
180516
ARES MANAGEMENT CORPORATION
CL A COM STK
03990B101
1022
13839
SH
SOLE
0
0
13839
ARK ETF TR
INNOVATION ETF
00214Q104
325
2934
SH
SOLE
0
0
2934
ARK ETF TR
FINTECH INNOVA
00214Q708
203
4106
SH
SOLE
0
0
4106
ARK ETF TR
GENOMIC REV ETF
00214Q302
1023
13690
SH
SOLE
0
0
13690
ARROW ELECTRS INC
COM
042735100
225
2000
SH
SOLE
0
0
2000
ASML HOLDING N V
N Y REGISTRY SHS
N07059210
1241
1665
SH
SOLE
0
0
1665
AT&T INC
COM
00206R102
4162
154089
SH
SOLE
0
0
154089
AUTODESK INC
COM
052769106
1210
4244
SH
SOLE
0
0
4244
AUTOLUS THERAPEUTICS PLC
SPON ADS
05280R100
146
22215
SH
SOLE
0
0
22215
AUTOMATIC DATA PROCESSING IN
COM
053015103
2210
11055
SH
SOLE
0
0
11055
AVANGRID INC
COM
05351W103
1758
36166
SH
SOLE
0
0
36166
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
16347
59893
SH
SOLE
0
0
59893
BIOCRYST PHARMACEUTICALS INC
COM
09058V103
431
30000
SH
SOLE
0
0
30000
BIOGEN INC
COM
09062X103
1086
3839
SH
SOLE
0
0
3839
BIONTECH SE
SPONSORED ADS
09075V102
2505
9175
SH
SOLE
0
0
9175
BK OF AMERICA CORP
COM
060505104
15597
367395
SH
SOLE
0
0
367395
BLACKROCK INC
COM
09247X101
1652
1970
SH
SOLE
0
0
1970
BLACKROCK MUNIYIELD FD INC
COM
09253W104
297
20000
SH
SOLE
0
0
20000
BLACKROCK MUNIYIELD N Y QUAL
COM
09255E102
138
10000
SH
SOLE
0
0
10000
BLACKSTONE INC
COM
09260D107
8205
70527
SH
SOLE
0
0
70527
BLACKSTONE MTG TR INC
COM CL A
09257W100
11215
369879
SH
SOLE
0
0
369879
BOEING CO
COM
097023105
5014
22796
SH
SOLE
0
0
22796
BOSTON SCIENTIFIC CORP
COM
101137107
283
6530
SH
SOLE
0
0
6530
BP MIDSTREAM PARTNERS LP
UNIT LTD PTNR
0556EL109
649
49000
SH
SOLE
0
0
49000
BRISTOL-MYERS SQUIBB CO
COM
110122108
3099
52368
SH
SOLE
0
0
52368
BROADCOM INC
COM
11135F101
4718
9730
SH
SOLE
0
0
9730
BROADMARK RLTY CAP INC
COM
11135B100
30622
3105697
SH
SOLE
0
0
3105697
BROOKFIELD ASSET MGMT INC
CL A LTD VT SH
112585104
10031
187455
SH
SOLE
0
0
187455
CABLE ONE INC
COM
12685J105
9057
4995
SH
SOLE
0
0
4995
CACTUS INC
CL A
127203107
5507
145992
SH
SOLE
0
0
145992
CAESARS ENTERTAINMENT INC NE
COM
12769G100
406
3618
SH
SOLE
0
0
3618
CANADIAN PAC RY LTD
COM
13645T100
354
5440
SH
SOLE
0
0
5440
CARRIER GLOBAL CORPORATION
COM
14448C104
202
3901
SH
SOLE
0
0
3901
CASEYS GEN STORES INC
COM
147528103
339
1800
SH
SOLE
0
0
1800
CBRE GROUP INC
CL A
12504L109
416
4274
SH
SOLE
0
0
4274
CEDAR FAIR L P
DEPOSITRY UNIT
150185106
1011
21800
SH
SOLE
0
0
21800
CENTENE CORP DEL
COM
15135B101
399
6400
SH
SOLE
0
0
6400
CERENCE INC
COM
156727109
410
4271
SH
SOLE
0
0
4271
CERNER CORP
COM
156782104
737
10458
SH
SOLE
0
0
10458
CHESAPEAKE UTILS CORP
COM
165303108
384
3200
SH
SOLE
0
0
3200
CHEVRON CORP NEW
COM
166764100
7146
70440
SH
SOLE
0
0
70440
CHEWY INC
CL A
16679L109
211
3100
SH
SOLE
0
0
3100
CHIMERIX INC
COM
16934W106
160
25802
SH
SOLE
0
0
25802
CISCO SYS INC
COM
17275R102
343
6300
SH
SOLE
0
0
6300
CITIGROUP INC
COM NEW
172967424
216
3076
SH
SOLE
0
0
3076
CITRIX SYS INC
COM
177376100
921
8580
SH
SOLE
0
0
8580
CLEARSIDE BIOMEDICAL INC
COM
185063104
78
13000
SH
SOLE
0
0
13000
COCA COLA CO
COM
191216100
1599
30474
SH
SOLE
0
0
30474
COMCAST CORP NEW
CL A
20030N101
1981
35415
SH
SOLE
0
0
35415
CONOCOPHILLIPS
COM
20825C104
564
8319
SH
SOLE
0
0
8319
CORNING INC
COM
219350105
1754
48063
SH
SOLE
0
0
48063
COSTCO WHSL CORP NEW
COM
22160K105
402
895
SH
SOLE
0
0
895
COVETRUS INC
COM
22304C100
193
10616
SH
SOLE
0
0
10616
CREE INC
COM
225447101
994
12314
SH
SOLE
0
0
12314
CROWDSTRIKE HLDGS INC
CL A
22788C105
1381
5620
SH
SOLE
0
0
5620
CSX CORP
COM
126408103
303
10200
SH
SOLE
0
0
10200
CUMMINS INC
COM
231021106
1297
5774
SH
SOLE
0
0
5774
CVS HEALTH CORP
COM
126650100
510
6006
SH
SOLE
0
0
6006
DEERE & CO
COM
244199105
5254
15674
SH
SOLE
0
0
15674
DEXCOM INC
COM
252131107
772
1412
SH
SOLE
0
0
1412
DISCOVERY INC
COM SER A
25470F104
357
14066
SH
SOLE
0
0
14066
DISNEY WALT CO
COM
254687106
10216
60391
SH
SOLE
0
0
60391
DOCUSIGN INC
COM
256163106
859
3338
SH
SOLE
0
0
3338
DOLBY LABORATORIES INC
COM CL A
25659T107
524
5953
SH
SOLE
0
0
5953
DOW INC
COM
260557103
239
4155
SH
SOLE
0
0
4155
DUKE ENERGY CORP NEW
COM NEW
26441C204
1207
12372
SH
SOLE
0
0
12372
DXC TECHNOLOGY CO
COM
23355L106
434
12909
SH
SOLE
0
0
12909
DYADIC INTL INC DEL
COM
26745T101
1390
250000
SH
SOLE
0
0
250000
E2OPEN PARENT HOLDINGS INC
*W EXP 02/04/202
29788T111
71
24500
SH
SOLE
0
0
24500
ECOLAB INC
COM
278865100
649
3110
SH
SOLE
0
0
3110
EMERSON ELEC CO
COM
291011104
377
4000
SH
SOLE
0
0
4000
ENBRIDGE INC
COM
29250N105
235
5896
SH
SOLE
0
0
5896
ENDO INTL PLC
SHS
G30401106
355
109625
SH
SOLE
0
0
109625
ENERGY TRANSFER L P
COM UT LTD PTN
29273V100
1503
156899
SH
SOLE
0
0
156899
ENTERPRISE PRODS PARTNERS L
COM
293792107
7970
368291
SH
SOLE
0
0
368291
ETF MANAGERS TR
PRIME MOBILE PAY
26924G409
383
5659
SH
SOLE
0
0
5659
EXPEDITORS INTL WASH INC
COM
302130109
214
1800
SH
SOLE
0
0
1800
EXXON MOBIL CORP
COM
30231G102
6413
109031
SH
SOLE
0
0
109031
FACEBOOK INC
CL A
30303M102
4790
14112
SH
SOLE
0
0
14112
FIFTH THIRD BANCORP
COM
316773100
242
5700
SH
SOLE
0
0
5700
FIREEYE INC
COM
31816Q101
487
27337
SH
SOLE
0
0
27337
FIRST REP BK SAN FRANCISCO C
COM
33616C100
256
1325
SH
SOLE
0
0
1325
FIRST TR EXCHANGE TRADED FD
HLTH CARE ALPH
33734X143
506
4250
SH
SOLE
0
0
4250
FIRST TR EXCHANGE TRADED FD
NASDAQ CYB ETF
33734X846
1083
22224
SH
SOLE
0
0
22224
FIRST TR EXCHANGE-TRADED FD
NASDAQ 100 EX
33733E401
3587
41746
SH
SOLE
0
0
41746
FIRST TR EXCHANGE-TRADED FD
DJ INTERNT IDX
33733E302
49461
209646
SH
SOLE
0
0
209646
FIRST TR NAS100 EQ WEIGHTED
SHS
337344105
350
3144
SH
SOLE
0
0
3144
FIRST TR SML CP CORE ALPHA F
COM SHS
33734Y109
403
4400
SH
SOLE
0
0
4400
FIRST TR VALUE LINE DIVID IN
SHS
33734H106
1153
29407
SH
SOLE
0
0
29407
FLEXSHARES TR
MORNSTAR UPSTR
33939L407
256
7000
SH
SOLE
0
0
7000
FORD MTR CO DEL
COM
345370860
580
40948
SH
SOLE
0
0
40948
FREEPORT-MCMORAN INC
CL B
35671D857
878
27001
SH
SOLE
0
0
27001
FREQUENCY THERAPEUTICS INC
COM
35803L108
292
41335
SH
SOLE
0
0
41335
GENERAL MTRS CO
COM
37045V100
330
6270
SH
SOLE
0
0
6270
GENUINE PARTS CO
COM
372460105
372
3065
SH
SOLE
0
0
3065
GLOBAL X FDS
GLOBAL X URANIUM
37954Y871
243
10213
SH
SOLE
0
0
10213
GOLDMAN SACHS GROUP INC
COM
38141G104
3932
10402
SH
SOLE
0
0
10402
GOLUB CAP BDC INC
COM
38173M102
2632
166463
SH
SOLE
0
0
166463
GUARDANT HEALTH INC
COM
40131M109
869
6948
SH
SOLE
0
0
6948
HANNON ARMSTRONG SUST INFR C
COM
41068X100
2340
43755
SH
SOLE
0
0
43755
HARMONY BIOSCIENCES HLDGS IN
COM
413197104
1385
36129
SH
SOLE
0
0
36129
HCA HEALTHCARE INC
COM
40412C101
557
2294
SH
SOLE
0
0
2294
HIGHLAND TRANSCEND PARTNERS
UNIT 99/99/9999
G44690116
522
49997
SH
SOLE
0
0
49997
HIGHLAND TRANSCEND PARTNERS
COM CL A
G44690108
2996
301990
SH
SOLE
0
0
301990
HIGHLAND TRANSCEND PARTNERS
*W EXP 99/99/999
G44690124
2105
1403130
SH
SOLE
0
0
1403130
HOME DEPOT INC
COM
437076102
8507
25917
SH
SOLE
0
0
25917
HONEYWELL INTL INC
COM
438516106
1289
6070
SH
SOLE
0
0
6070
HORIZON THERAPEUTICS PUB L
SHS
G46188101
230
2102
SH
SOLE
0
0
2102
HUBSPOT INC
COM
443573100
583
863
SH
SOLE
0
0
863
ILLINOIS TOOL WKS INC
COM
452308109
1184
5728
SH
SOLE
0
0
5728
ILLUMINA INC
COM
452327109
333
821
SH
SOLE
0
0
821
IMMUNOGEN INC
COM
45253H101
195
34315
SH
SOLE
0
0
34315
INSPIRE MED SYS INC
COM
457730109
303
1300
SH
SOLE
0
0
1300
INTEL CORP
COM
458140100
1969
36957
SH
SOLE
0
0
36957
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
433
3767
SH
SOLE
0
0
3767
INTERNATIONAL BUSINESS MACHS
COM
459200101
1179
8484
SH
SOLE
0
0
8484
INTERNATIONAL PAPER CO
COM
460146103
479
8560
SH
SOLE
0
0
8560
INVESCO EXCHANGE TRADED FD T
DYNMC PHRMCTLS
46137V662
243
3135
SH
SOLE
0
0
3135
INVESCO EXCHANGE TRADED FD T
S&P MDCP400 PR
46137V217
927
4200
SH
SOLE
0
0
4200
INVESCO EXCHANGE TRADED FD T
BUYBACK ACHIEV
46137V308
640
7100
SH
SOLE
0
0
7100
INVESCO EXCHANGE TRADED FD T
DYNMC LEISURE
46137V720
930
18475
SH
SOLE
0
0
18475
INVESCO EXCHANGE TRADED FD T
INTL DIVI ACHI
46137V548
351
20000
SH
SOLE
0
0
20000
INVESCO EXCHANGE TRADED FD T
AEROSPACE DEFN
46137V100
1582
22000
SH
SOLE
0
0
22000
INVESCO QQQ TR
UNIT SER 1
46090E103
30404
84936
SH
SOLE
0
0
84936
INVESTORS BANCORP INC NEW
COM
46146L101
259
17150
SH
SOLE
0
0
17150
IONIS PHARMACEUTICALS INC
COM
462222100
260
7740
SH
SOLE
0
0
7740
IQVIA HLDGS INC
COM
46266C105
498
2080
SH
SOLE
0
0
2080
ISHARES INC
CORE MSCI EMKT
46434G103
430
6957
SH
SOLE
0
0
6957
ISHARES TR
RUS 2000 GRW ETF
464287648
348
1187
SH
SOLE
0
0
1187
ISHARES TR
U.S. PHARMA ETF
464288836
253
1380
SH
SOLE
0
0
1380
ISHARES TR
20 YR TR BD ETF
464287432
213
1473
SH
SOLE
0
0
1473
ISHARES TR
RUS 2000 VAL ETF
464287630
238
1483
SH
SOLE
0
0
1483
ISHARES TR
CORE S&P500 ETF
464287200
804
1865
SH
SOLE
0
0
1865
ISHARES TR
MICRO-CAP ETF
464288869
289
2000
SH
SOLE
0
0
2000
ISHARES TR
MSCI ACWI ETF
464288257
216
2162
SH
SOLE
0
0
2162
ISHARES TR
RUS 1000 ETF
464287622
583
2413
SH
SOLE
0
0
2413
ISHARES TR
ISHARES SEMICDTR
464287523
1177
2640
SH
SOLE
0
0
2640
ISHARES TR
CORE S&P MCP ETF
464287507
824
3131
SH
SOLE
0
0
3131
ISHARES TR
S&P MC 400GR ETF
464287606
322
4064
SH
SOLE
0
0
4064
ISHARES TR
MSCI USA QLT FCT
46432F339
721
5474
SH
SOLE
0
0
5474
ISHARES TR
SELECT DIVID ETF
464287168
638
5560
SH
SOLE
0
0
5560
ISHARES TR
RUS MID CAP ETF
464287499
486
6208
SH
SOLE
0
0
6208
ISHARES TR
ISHARES BIOTECH
464287556
1058
6543
SH
SOLE
0
0
6543
ISHARES TR
RUS MD CP GR ETF
464287481
757
6756
SH
SOLE
0
0
6756
ISHARES TR
S&P SML 600 GWT
464287887
881
6778
SH
SOLE
0
0
6778
ISHARES TR
GLB INFRASTR ETF
464288372
314
6841
SH
SOLE
0
0
6841
ISHARES TR
MSCI EMG MKT ETF
464287234
346
6862
SH
SOLE
0
0
6862
ISHARES TR
MSCI EAFE ETF
464287465
761
9751
SH
SOLE
0
0
9751
ISHARES TR
RUS 1000 GRW ETF
464287614
2937
10718
SH
SOLE
0
0
10718
ISHARES TR
CORE MSCI EAFE
46432F842
801
10789
SH
SOLE
0
0
10789
ISHARES TR
RUS 1000 VAL ETF
464287598
1837
11735
SH
SOLE
0
0
11735
ISHARES TR
MSCI UK ETF NEW
46435G334
387
12000
SH
SOLE
0
0
12000
ISHARES TR
CORE S&P SCP ETF
464287804
1626
14887
SH
SOLE
0
0
14887
ISHARES TR
GLOBAL TECH ETF
464287291
1088
19196
SH
SOLE
0
0
19196
ISHARES TR
RUSSELL 2000 ETF
464287655
4720
21576
SH
SOLE
0
0
21576
ISHARES TR
U.S. TECH ETF
464287721
2331
23024
SH
SOLE
0
0
23024
ISHARES TR
RUS MDCP VAL ETF
464287473
3142
27745
SH
SOLE
0
0
27745
ISHARES TR
CORE HIGH DV ETF
46429B663
2792
29618
SH
SOLE
0
0
29618
ISHARES TR
CHINA LG-CAP ETF
464287184
1856
47681
SH
SOLE
0
0
47681
ISHARES TR
S&P 500 GRWT ETF
464287309
3928
53152
SH
SOLE
0
0
53152
ISHARES TR
EXPANDED TECH
464287515
24549
61497
SH
SOLE
0
0
61497
ISHARES TR
SP SMCP600VL ETF
464287879
7037
69901
SH
SOLE
0
0
69901
ISHARES TR
MSCI INTL QUALTY
46434V456
8103
213916
SH
SOLE
0
0
213916
ISHARES TR
U.S. MED DVC ETF
464288810
19356
308309
SH
SOLE
0
0
308309
ISHARES TR
CORE DIV GRWTH
46434V621
58941
1173113
SH
SOLE
0
0
1173113
JOHNSON & JOHNSON
COM
478160104
6572
40690
SH
SOLE
0
0
40690
JOHNSON CTLS INTL PLC
SHS
G51502105
5428
79726
SH
SOLE
0
0
79726
JPMORGAN CHASE & CO
COM
46625H100
26870
164099
SH
SOLE
0
0
164099
KIMBERLY-CLARK CORP
COM
494368103
581
4388
SH
SOLE
0
0
4388
KINDER MORGAN INC DEL
COM
49456B101
217
12960
SH
SOLE
0
0
12960
KINIKSA PHARMACEUTICALS LTD
COM CL A
G5269C101
130
11440
SH
SOLE
0
0
11440
KINROSS GOLD CORP
COM
496902404
54
10000
SH
SOLE
0
0
10000
KKR & CO INC
COM
48251W104
8338
136950
SH
SOLE
0
0
136950
KRAFT HEINZ CO
COM
500754106
228
6192
SH
SOLE
0
0
6192
L3HARRIS TECHNOLOGIES INC
COM
502431109
2495
11330
SH
SOLE
0
0
11330
LARIMAR THERAPEUTICS INC
COM
517125100
117
10105
SH
SOLE
0
0
10105
LIBERTY BROADBAND CORP
COM SER C
530307305
13580
78631
SH
SOLE
0
0
78631
LIBERTY GLOBAL PLC
SHS CL C
G5480U120
306
10386
SH
SOLE
0
0
10386
LIBERTY MEDIA ACQUISITION CO
*W EXP 01/22/202
53073L112
76
52135
SH
SOLE
0
0
52135
LIBERTY MEDIA CORP DEL
COM SER C FRMLA
531229854
227
4412
SH
SOLE
0
0
4412
LIBERTY MEDIA CORP DEL
COM A SIRIUSXM
531229409
314
6648
SH
SOLE
0
0
6648
LIBERTY MEDIA CORP DEL
COM C SIRIUSXM
531229607
664
13978
SH
SOLE
0
0
13978
LIGAND PHARMACEUTICALS INC
COM NEW
53220K504
261
1876
SH
SOLE
0
0
1876
LILLY ELI & CO
COM
532457108
8002
34634
SH
SOLE
0
0
34634
LITTELFUSE INC
COM
537008104
273
1000
SH
SOLE
0
0
1000
LOCKHEED MARTIN CORP
COM
539830109
482
1398
SH
SOLE
0
0
1398
LYFT INC
CL A COM
55087P104
323
6030
SH
SOLE
0
0
6030
MACROGENICS INC
COM
556099109
209
10000
SH
SOLE
0
0
10000
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
2535
55621
SH
SOLE
0
0
55621
MAIDEN HOLDINGS LTD
SHS
G5753U112
156
49524
SH
SOLE
0
0
49524
MARSH & MCLENNAN COS INC
COM
571748102
235
1555
SH
SOLE
0
0
1555
MARTIN MARIETTA MATLS INC
COM
573284106
882
2581
SH
SOLE
0
0
2581
MASTERCARD INCORPORATED
CL A
57636Q104
2134
6130
SH
SOLE
0
0
6130
MATCH GROUP INC NEW
COM
57667L107
493
3140
SH
SOLE
0
0
3140
MCDONALDS CORP
COM
580135101
1733
7188
SH
SOLE
0
0
7188
MEDTRONIC PLC
SHS
G5960L103
385
3070
SH
SOLE
0
0
3070
MERCK & CO INC
COM
58933Y105
5723
76190
SH
SOLE
0
0
76190
MERIDIAN CORPORATION
COM
58958P104
479
16667
SH
SOLE
0
0
16667
METLIFE INC
COM
59156R108
4727
76519
SH
SOLE
0
0
76519
METTLER TOLEDO INTERNATIONAL
COM
592688105
3242
2354
SH
SOLE
0
0
2354
MGM RESORTS INTERNATIONAL
COM
552953101
550
12750
SH
SOLE
0
0
12750
MICROSOFT CORP
COM
594918104
36596
129578
SH
SOLE
0
0
129578
MODERNA INC
COM
60770K107
1309
3400
SH
SOLE
0
0
3400
MONDELEZ INTL INC
CL A
609207105
1513
25998
SH
SOLE
0
0
25998
MONSTER BEVERAGE CORP NEW
COM
61174X109
390
4387
SH
SOLE
0
0
4387
MORGAN STANLEY
COM NEW
617446448
1480
15212
SH
SOLE
0
0
15212
MPLX LP
COM UNIT REP LTD
55336V100
11444
401978
SH
SOLE
0
0
401978
NETFLIX INC
COM
64110L106
1711
2803
SH
SOLE
0
0
2803
NIKE INC
CL B
654106103
1402
9653
SH
SOLE
0
0
9653
NORTHERN TR CORP
COM
665859104
207
1920
SH
SOLE
0
0
1920
NORTHROP GRUMMAN CORP
COM
666807102
308
856
SH
SOLE
0
0
856
NUCOR CORP
COM
670346105
217
2200
SH
SOLE
0
0
2200
NUVEEN QUALITY MUNCP INCOME
COM
67066V101
171
10959
SH
SOLE
0
0
10959
NVIDIA CORPORATION
COM
67066G104
6272
30276
SH
SOLE
0
0
30276
OAKTREE SPECIALTY LENDING CO
COM
67401P108
611
86500
SH
SOLE
0
0
86500
OCCIDENTAL PETE CORP
COM
674599105
1654
55903
SH
SOLE
0
0
55903
OCULAR THERAPEUTIX INC
COM
67576A100
140
14015
SH
SOLE
0
0
14015
OKTA INC
CL A
679295105
232
975
SH
SOLE
0
0
975
OMNICELL COM
COM
68213N109
594
4000
SH
SOLE
0
0
4000
ORACLE CORP
COM
68389X105
286
3284
SH
SOLE
0
0
3284
ORGANON & CO
COMMON STOCK
68622V106
282
8590
SH
SOLE
0
0
8590
ORION GROUP HLDGS INC
COM
68628V308
375
69016
SH
SOLE
0
0
69016
PAYCHEX INC
COM
704326107
337
3000
SH
SOLE
0
0
3000
PAYPAL HLDGS INC
COM
70450Y103
2220
8533
SH
SOLE
0
0
8533
PENTAIR PLC
SHS
G7S00T104
406
5595
SH
SOLE
0
0
5595
PEPSICO INC
COM
713448108
3566
23706
SH
SOLE
0
0
23706
PERRIGO CO PLC
SHS
G97822103
519
10975
SH
SOLE
0
0
10975
PETMED EXPRESS INC
COM
716382106
269
10000
SH
SOLE
0
0
10000
PFIZER INC
COM
717081103
68890
1601720
SH
SOLE
0
0
1601720
PHILIP MORRIS INTL INC
COM
718172109
3414
36018
SH
SOLE
0
0
36018
PHILLIPS 66
COM
718546104
375
5350
SH
SOLE
0
0
5350
PHILLIPS 66 PARTNERS LP
COM UNIT REP INT
718549207
2678
74700
SH
SOLE
0
0
74700
PIMCO ETF TR
ACTIVE BD ETF
72201R775
2186
19775
SH
SOLE
0
0
19775
PIMCO ETF TR
ENHAN SHRT MA AC
72201R833
27487
269662
SH
SOLE
0
0
269662
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
1083
106500
SH
SOLE
0
0
106500
PNC FINL SVCS GROUP INC
COM
693475105
4929
25194
SH
SOLE
0
0
25194
PPD INC
COM
69355F102
866
18500
SH
SOLE
0
0
18500
PRECIGEN INC
COM
74017N105
1069
214209
SH
SOLE
0
0
214209
PROCTER AND GAMBLE CO
COM
742718109
3665
26216
SH
SOLE
0
0
26216
QUALCOMM INC
COM
747525103
251
1943
SH
SOLE
0
0
1943
QURATE RETAIL INC
COM SER A
74915M100
231
22663
SH
SOLE
0
0
22663
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
382
4444
SH
SOLE
0
0
4444
REGENERON PHARMACEUTICALS
COM
75886F107
1115
1843
SH
SOLE
0
0
1843
RIO TINTO PLC
SPONSORED ADR
767204100
321
4800
SH
SOLE
0
0
4800
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
440
9950
SH
SOLE
0
0
9950
SALESFORCE COM INC
COM
79466L302
2254
8309
SH
SOLE
0
0
8309
SCHLUMBERGER LTD
COM STK
806857108
306
10336
SH
SOLE
0
0
10336
SCHWAB CHARLES CORP
COM
808513105
7324
100554
SH
SOLE
0
0
100554
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
291
2800
SH
SOLE
0
0
2800
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
593
7985
SH
SOLE
0
0
7985
SEA LTD
SPONSORD ADS
81141R100
509
1600
SH
SOLE
0
0
1600
SEAGATE TECHNOLOGY HLDNGS PL
ORD SHS
G7997R103
1498
18156
SH
SOLE
0
0
18156
SEAGEN INC
COM
81181C104
323
1900
SH
SOLE
0
0
1900
SELECT SECTOR SPDR TR
ENERGY
81369Y506
703
13493
SH
SOLE
0
0
13493
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
1980
15551
SH
SOLE
0
0
15551
SELECT SECTOR SPDR TR
SBI MATERIALS
81369Y100
1268
16031
SH
SOLE
0
0
16031
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
1088
17038
SH
SOLE
0
0
17038
SELECT SECTOR SPDR TR
FINANCIAL
81369Y605
736
19616
SH
SOLE
0
0
19616
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
2030
20746
SH
SOLE
0
0
20746
SELECT SECTOR SPDR TR
COMMUNICATION
81369Y852
1864
23271
SH
SOLE
0
0
23271
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
14991
100392
SH
SOLE
0
0
100392
SHELL MIDSTREAM PARTNERS L P
UNIT LTD INT
822634101
6581
559096
SH
SOLE
0
0
559096
SIXTH STREET SPECIALTY LENDN
COM
83012A109
577
26000
SH
SOLE
0
0
26000
SMITH & NEPHEW PLC
SPDN ADR NEW
83175M205
285
8300
SH
SOLE
0
0
8300
SMUCKER J M CO
COM NEW
832696405
240
2000
SH
SOLE
0
0
2000
SONOCO PRODS CO
COM
835495102
495
8300
SH
SOLE
0
0
8300
SPDR GOLD TR
GOLD SHS
78463V107
1869
11380
SH
SOLE
0
0
11380
SPDR INDEX SHS FDS
ASIA PACIF ETF
78463X301
508
4091
SH
SOLE
0
0
4091
SPDR S&P 500 ETF TR
TR UNIT
78462F103
56873
132529
SH
SOLE
0
0
132529
SPDR SER TR
HLTH CR EQUIP
78464A581
535
4272
SH
SOLE
0
0
4272
SPDR SER TR
COMP SOFTWARE
78464A599
873
5083
SH
SOLE
0
0
5083
SPDR SER TR
S&P DIVID ETF
78464A763
1066
9064
SH
SOLE
0
0
9064
SPDR SER TR
PRTFLO S&P500 GW
78464A409
2306
36015
SH
SOLE
0
0
36015
SPDR SER TR
S&P 600 SML CAP
78464A813
4361
46032
SH
SOLE
0
0
46032
SPECTRUM PHARMACEUTICALS INC
COM
84763A108
22
10000
SH
SOLE
0
0
10000
SQUARE INC
CL A
852234103
1314
5479
SH
SOLE
0
0
5479
STARBUCKS CORP
COM
855244109
1663
15073
SH
SOLE
0
0
15073
STRYKER CORPORATION
COM
863667101
1075
4076
SH
SOLE
0
0
4076
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADS
874039100
394
3527
SH
SOLE
0
0
3527
TE CONNECTIVITY LTD
REG SHS
H84989104
1280
9329
SH
SOLE
0
0
9329
TECHNIPFMC PLC
COM
G87110105
200
26600
SH
SOLE
0
0
26600
TELEFLEX INCORPORATED
COM
879369106
320
850
SH
SOLE
0
0
850
TESLA INC
COM
88160R101
887
1144
SH
SOLE
0
0
1144
THERMO FISHER SCIENTIFIC INC
COM
883556102
3751
6565
SH
SOLE
0
0
6565
THREDUP INC
CL A
88556E102
1265
58338
SH
SOLE
0
0
58338
THRYV HLDGS INC
COM NEW
886029206
253
8422
SH
SOLE
0
0
8422
TJX COS INC NEW
COM
872540109
1205
18264
SH
SOLE
0
0
18264
TORTOISE ENERGY INFRA CORP
COM
89147L886
228
8400
SH
SOLE
0
0
8400
TRANE TECHNOLOGIES PLC
SHS
G8994E103
1421
8230
SH
SOLE
0
0
8230
TWITTER INC
COM
90184L102
1199
19853
SH
SOLE
0
0
19853
UNION PAC CORP
COM
907818108
267
1361
SH
SOLE
0
0
1361
UNITED PARCEL SERVICE INC
CL B
911312106
762
4189
SH
SOLE
0
0
4189
UNITEDHEALTH GROUP INC
COM
91324P102
2418
6189
SH
SOLE
0
0
6189
VANECK ETF TRUST
AGRIBUSINESS ETF
92189F700
971
10647
SH
SOLE
0
0
10647
VANGUARD BD INDEX FDS
TOTAL BND MRKT
921937835
611
7145
SH
SOLE
0
0
7145
VANGUARD INDEX FDS
SML CP GRW ETF
922908595
661
2358
SH
SOLE
0
0
2358
VANGUARD INDEX FDS
VALUE ETF
922908744
540
3989
SH
SOLE
0
0
3989
VANGUARD INDEX FDS
MCAP GR IDXVIP
922908538
1544
6534
SH
SOLE
0
0
6534
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
1371
9819
SH
SOLE
0
0
9819
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
1730
10220
SH
SOLE
0
0
10220
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
6744
17099
SH
SOLE
0
0
17099
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
32133
144705
SH
SOLE
0
0
144705
VANGUARD INDEX FDS
GROWTH ETF
922908736
202395
697477
SH
SOLE
0
0
697477
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
318
6358
SH
SOLE
0
0
6358
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
1658
25277
SH
SOLE
0
0
25277
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
3289
53946
SH
SOLE
0
0
53946
VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
69006
449251
SH
SOLE
0
0
449251
VANGUARD WHITEHALL FDS
INTL HIGH ETF
921946794
405
6125
SH
SOLE
0
0
6125
VANGUARD WHITEHALL FDS
HIGH DIV YLD
921946406
56117
542981
SH
SOLE
0
0
542981
VANGUARD WORLD FDS
COMM SRVC ETF
92204A884
234
1660
SH
SOLE
0
0
1660
VANGUARD WORLD FDS
INF TECH ETF
92204A702
947
2359
SH
SOLE
0
0
2359
VANGUARD WORLD FDS
CONSUM STP ETF
92204A207
568
3171
SH
SOLE
0
0
3171
VANGUARD WORLD FDS
ENERGY ETF
92204A306
595
8056
SH
SOLE
0
0
8056
VANGUARD WORLD FDS
FINANCIALS ETF
92204A405
11327
122252
SH
SOLE
0
0
122252
VARONIS SYS INC
COM
922280102
639
10500
SH
SOLE
0
0
10500
VERIZON COMMUNICATIONS INC
COM
92343V104
1423
26346
SH
SOLE
0
0
26346
VERTEX PHARMACEUTICALS INC
COM
92532F100
1657
9137
SH
SOLE
0
0
9137
VIATRIS INC
COM
92556V106
2075
153123
SH
SOLE
0
0
153123
VISA INC
COM CL A
92826C839
2101
9415
SH
SOLE
0
0
9415
WALMART INC
COM
931142103
1315
9433
SH
SOLE
0
0
9433
WASTE MGMT INC DEL
COM
94106L109
4890
32738
SH
SOLE
0
0
32738
WELLS FARGO CO NEW
COM
949746101
253
5451
SH
SOLE
0
0
5451
WESTERN DIGITAL CORP.
COM
958102105
702
12433
SH
SOLE
0
0
12433
WILLIS TOWERS WATSON PLC LTD
SHS
G96629103
767
3300
SH
SOLE
0
0
3300
WISDOMTREE TR
US QTLY DIV GRT
97717X669
1199
20379
SH
SOLE
0
0
20379
WISDOMTREE TR
US MIDCAP FUND
97717W570
2782
53485
SH
SOLE
0
0
53485
WORKDAY INC
CL A
98138H101
306
1223
SH
SOLE
0
0
1223
ZOETIS INC
CL A
98978V103
8283
42667
SH
SOLE
0
0
42667
ZOOM VIDEO COMMUNICATIONS IN
CL A
98980L101
204
779
SH
SOLE
0
0
779
ZSCALER INC
COM
98980G102
464
1770
SH
SOLE
0
0
1770