Chief Compliance Officer

0001599863-21-000009.txt : 20211115 0001599863-21-000009.hdr.sgml : 20211115 20211115143336 ACCESSION NUMBER: 0001599863-21-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211115 DATE AS OF CHANGE: 20211115 EFFECTIVENESS DATE: 20211115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Northeast Financial Consultants Inc CENTRAL INDEX KEY: 0001599863 IRS NUMBER: 061562117 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15844 FILM NUMBER: 211409251 BUSINESS ADDRESS: STREET 1: 518-B RIVERSIDE AVENUE STREET 2: 2ND FLOOR CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: 2032268997 MAIL ADDRESS: STREET 1: PO BOX 2630 CITY: WESTPORT STATE: CT ZIP: 06880 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001599863 XXXXXXXX 09-30-2021 09-30-2021 Northeast Financial Consultants Inc

PO BOX 2630 WESTPORT CT 06880

13F HOLDINGS REPORT 028-15844 N Patrice S Reilly Chief Compliance Officer 2032268997 Patrice S Reilly Westport CT 11-15-2021 0 352 1498579 false INFORMATION TABLE 2 2021Q3-Form13f-NFC.xml NFC Q3 2021 3M CO COM 88579Y101 470 2677 SH SOLE 0 0 2677 ABBOTT LABS COM 002824100 727 6154 SH SOLE 0 0 6154 ABBVIE INC COM 00287Y109 2060 19097 SH SOLE 0 0 19097 ABIOMED INC COM 003654100 590 1812 SH SOLE 0 0 1812 ADOBE SYSTEMS INCORPORATED COM 00724F101 527 915 SH SOLE 0 0 915 ADVANCED MICRO DEVICES INC COM 007903107 840 8165 SH SOLE 0 0 8165 AGENUS INC COM NEW 00847G705 145 27666 SH SOLE 0 0 27666 ALBERTSONS COS INC COMMON STOCK 013091103 1952 62700 SH SOLE 0 0 62700 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 845 5735 SH SOLE 0 0 5735 ALLIANCEBERNSTEIN HLDG L P UNIT LTD PARTN 01881G106 3430 69182 SH SOLE 0 0 69182 ALLSTATE CORP COM 020002101 650 5108 SH SOLE 0 0 5108 ALPHABET INC CAP STK CL A 02079K305 19819 7405 SH SOLE 0 0 7405 ALPHABET INC CAP STK CL C 02079K107 20459 7674 SH SOLE 0 0 7674 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CERNER CORP COM 156782104 737 10458 SH SOLE 0 0 10458 CHESAPEAKE UTILS CORP COM 165303108 384 3200 SH SOLE 0 0 3200 CHEVRON CORP NEW COM 166764100 7146 70440 SH SOLE 0 0 70440 CHEWY INC CL A 16679L109 211 3100 SH SOLE 0 0 3100 CHIMERIX INC COM 16934W106 160 25802 SH SOLE 0 0 25802 CISCO SYS INC COM 17275R102 343 6300 SH SOLE 0 0 6300 CITIGROUP INC COM NEW 172967424 216 3076 SH SOLE 0 0 3076 CITRIX SYS INC COM 177376100 921 8580 SH SOLE 0 0 8580 CLEARSIDE BIOMEDICAL INC COM 185063104 78 13000 SH SOLE 0 0 13000 COCA COLA CO COM 191216100 1599 30474 SH SOLE 0 0 30474 COMCAST CORP NEW CL A 20030N101 1981 35415 SH SOLE 0 0 35415 CONOCOPHILLIPS COM 20825C104 564 8319 SH SOLE 0 0 8319 CORNING INC COM 219350105 1754 48063 SH SOLE 0 0 48063 COSTCO WHSL CORP NEW COM 22160K105 402 895 SH SOLE 0 0 895 COVETRUS INC COM 22304C100 193 10616 SH SOLE 0 0 10616 CREE INC COM 225447101 994 12314 SH SOLE 0 0 12314 CROWDSTRIKE HLDGS INC CL A 22788C105 1381 5620 SH SOLE 0 0 5620 CSX CORP COM 126408103 303 10200 SH SOLE 0 0 10200 CUMMINS INC COM 231021106 1297 5774 SH SOLE 0 0 5774 CVS HEALTH CORP COM 126650100 510 6006 SH SOLE 0 0 6006 DEERE & CO COM 244199105 5254 15674 SH SOLE 0 0 15674 DEXCOM INC COM 252131107 772 1412 SH SOLE 0 0 1412 DISCOVERY INC COM SER A 25470F104 357 14066 SH SOLE 0 0 14066 DISNEY WALT CO COM 254687106 10216 60391 SH SOLE 0 0 60391 DOCUSIGN INC COM 256163106 859 3338 SH SOLE 0 0 3338 DOLBY LABORATORIES INC COM CL A 25659T107 524 5953 SH SOLE 0 0 5953 DOW INC COM 260557103 239 4155 SH SOLE 0 0 4155 DUKE ENERGY CORP NEW COM NEW 26441C204 1207 12372 SH SOLE 0 0 12372 DXC TECHNOLOGY CO COM 23355L106 434 12909 SH SOLE 0 0 12909 DYADIC INTL INC DEL COM 26745T101 1390 250000 SH SOLE 0 0 250000 E2OPEN PARENT HOLDINGS INC *W EXP 02/04/202 29788T111 71 24500 SH SOLE 0 0 24500 ECOLAB INC COM 278865100 649 3110 SH SOLE 0 0 3110 EMERSON ELEC CO COM 291011104 377 4000 SH SOLE 0 0 4000 ENBRIDGE INC COM 29250N105 235 5896 SH SOLE 0 0 5896 ENDO INTL PLC SHS G30401106 355 109625 SH SOLE 0 0 109625 ENERGY TRANSFER L P COM UT LTD PTN 29273V100 1503 156899 SH SOLE 0 0 156899 ENTERPRISE PRODS PARTNERS L COM 293792107 7970 368291 SH SOLE 0 0 368291 ETF MANAGERS TR PRIME MOBILE PAY 26924G409 383 5659 SH SOLE 0 0 5659 EXPEDITORS INTL WASH INC COM 302130109 214 1800 SH SOLE 0 0 1800 EXXON MOBIL CORP COM 30231G102 6413 109031 SH SOLE 0 0 109031 FACEBOOK INC CL A 30303M102 4790 14112 SH SOLE 0 0 14112 FIFTH THIRD BANCORP COM 316773100 242 5700 SH SOLE 0 0 5700 FIREEYE INC COM 31816Q101 487 27337 SH SOLE 0 0 27337 FIRST REP BK SAN FRANCISCO C COM 33616C100 256 1325 SH SOLE 0 0 1325 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 506 4250 SH SOLE 0 0 4250 FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF 33734X846 1083 22224 SH SOLE 0 0 22224 FIRST TR EXCHANGE-TRADED FD NASDAQ 100 EX 33733E401 3587 41746 SH SOLE 0 0 41746 FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX 33733E302 49461 209646 SH SOLE 0 0 209646 FIRST TR NAS100 EQ WEIGHTED SHS 337344105 350 3144 SH SOLE 0 0 3144 FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 403 4400 SH SOLE 0 0 4400 FIRST TR VALUE LINE DIVID IN SHS 33734H106 1153 29407 SH SOLE 0 0 29407 FLEXSHARES TR MORNSTAR UPSTR 33939L407 256 7000 SH SOLE 0 0 7000 FORD MTR CO DEL COM 345370860 580 40948 SH SOLE 0 0 40948 FREEPORT-MCMORAN INC CL B 35671D857 878 27001 SH SOLE 0 0 27001 FREQUENCY THERAPEUTICS INC COM 35803L108 292 41335 SH SOLE 0 0 41335 GENERAL MTRS CO COM 37045V100 330 6270 SH SOLE 0 0 6270 GENUINE PARTS CO COM 372460105 372 3065 SH SOLE 0 0 3065 GLOBAL X FDS GLOBAL X URANIUM 37954Y871 243 10213 SH SOLE 0 0 10213 GOLDMAN SACHS GROUP INC COM 38141G104 3932 10402 SH SOLE 0 0 10402 GOLUB CAP BDC INC COM 38173M102 2632 166463 SH SOLE 0 0 166463 GUARDANT HEALTH INC COM 40131M109 869 6948 SH SOLE 0 0 6948 HANNON ARMSTRONG SUST INFR C COM 41068X100 2340 43755 SH SOLE 0 0 43755 HARMONY BIOSCIENCES HLDGS IN COM 413197104 1385 36129 SH SOLE 0 0 36129 HCA HEALTHCARE INC COM 40412C101 557 2294 SH SOLE 0 0 2294 HIGHLAND TRANSCEND PARTNERS UNIT 99/99/9999 G44690116 522 49997 SH SOLE 0 0 49997 HIGHLAND TRANSCEND PARTNERS COM CL A G44690108 2996 301990 SH SOLE 0 0 301990 HIGHLAND TRANSCEND PARTNERS *W EXP 99/99/999 G44690124 2105 1403130 SH SOLE 0 0 1403130 HOME DEPOT INC COM 437076102 8507 25917 SH SOLE 0 0 25917 HONEYWELL INTL INC COM 438516106 1289 6070 SH SOLE 0 0 6070 HORIZON THERAPEUTICS PUB L SHS G46188101 230 2102 SH SOLE 0 0 2102 HUBSPOT INC COM 443573100 583 863 SH SOLE 0 0 863 ILLINOIS TOOL WKS INC COM 452308109 1184 5728 SH SOLE 0 0 5728 ILLUMINA INC COM 452327109 333 821 SH SOLE 0 0 821 IMMUNOGEN INC COM 45253H101 195 34315 SH SOLE 0 0 34315 INSPIRE MED SYS INC COM 457730109 303 1300 SH SOLE 0 0 1300 INTEL CORP COM 458140100 1969 36957 SH SOLE 0 0 36957 INTERCONTINENTAL EXCHANGE IN COM 45866F104 433 3767 SH SOLE 0 0 3767 INTERNATIONAL BUSINESS MACHS COM 459200101 1179 8484 SH SOLE 0 0 8484 INTERNATIONAL PAPER CO COM 460146103 479 8560 SH SOLE 0 0 8560 INVESCO EXCHANGE TRADED FD T DYNMC PHRMCTLS 46137V662 243 3135 SH SOLE 0 0 3135 INVESCO EXCHANGE TRADED FD T S&P MDCP400 PR 46137V217 927 4200 SH SOLE 0 0 4200 INVESCO EXCHANGE TRADED FD T BUYBACK ACHIEV 46137V308 640 7100 SH SOLE 0 0 7100 INVESCO EXCHANGE TRADED FD T DYNMC LEISURE 46137V720 930 18475 SH SOLE 0 0 18475 INVESCO EXCHANGE TRADED FD T INTL DIVI ACHI 46137V548 351 20000 SH SOLE 0 0 20000 INVESCO EXCHANGE TRADED FD T AEROSPACE DEFN 46137V100 1582 22000 SH SOLE 0 0 22000 INVESCO QQQ TR UNIT SER 1 46090E103 30404 84936 SH SOLE 0 0 84936 INVESTORS BANCORP INC NEW COM 46146L101 259 17150 SH SOLE 0 0 17150 IONIS PHARMACEUTICALS INC COM 462222100 260 7740 SH SOLE 0 0 7740 IQVIA HLDGS INC COM 46266C105 498 2080 SH SOLE 0 0 2080 ISHARES INC CORE MSCI EMKT 46434G103 430 6957 SH SOLE 0 0 6957 ISHARES TR RUS 2000 GRW ETF 464287648 348 1187 SH SOLE 0 0 1187 ISHARES TR U.S. PHARMA ETF 464288836 253 1380 SH SOLE 0 0 1380 ISHARES TR 20 YR TR BD ETF 464287432 213 1473 SH SOLE 0 0 1473 ISHARES TR RUS 2000 VAL ETF 464287630 238 1483 SH SOLE 0 0 1483 ISHARES TR CORE S&P500 ETF 464287200 804 1865 SH SOLE 0 0 1865 ISHARES TR MICRO-CAP ETF 464288869 289 2000 SH SOLE 0 0 2000 ISHARES TR MSCI ACWI ETF 464288257 216 2162 SH SOLE 0 0 2162 ISHARES TR RUS 1000 ETF 464287622 583 2413 SH SOLE 0 0 2413 ISHARES TR ISHARES SEMICDTR 464287523 1177 2640 SH SOLE 0 0 2640 ISHARES TR CORE S&P MCP ETF 464287507 824 3131 SH SOLE 0 0 3131 ISHARES TR S&P MC 400GR ETF 464287606 322 4064 SH SOLE 0 0 4064 ISHARES TR MSCI USA QLT FCT 46432F339 721 5474 SH SOLE 0 0 5474 ISHARES TR SELECT DIVID ETF 464287168 638 5560 SH SOLE 0 0 5560 ISHARES TR RUS MID CAP ETF 464287499 486 6208 SH SOLE 0 0 6208 ISHARES TR ISHARES BIOTECH 464287556 1058 6543 SH SOLE 0 0 6543 ISHARES TR RUS MD CP GR ETF 464287481 757 6756 SH SOLE 0 0 6756 ISHARES TR S&P SML 600 GWT 464287887 881 6778 SH SOLE 0 0 6778 ISHARES TR GLB INFRASTR ETF 464288372 314 6841 SH SOLE 0 0 6841 ISHARES TR MSCI EMG MKT ETF 464287234 346 6862 SH SOLE 0 0 6862 ISHARES TR MSCI EAFE ETF 464287465 761 9751 SH SOLE 0 0 9751 ISHARES TR RUS 1000 GRW ETF 464287614 2937 10718 SH SOLE 0 0 10718 ISHARES TR CORE MSCI EAFE 46432F842 801 10789 SH SOLE 0 0 10789 ISHARES TR RUS 1000 VAL ETF 464287598 1837 11735 SH SOLE 0 0 11735 ISHARES TR MSCI UK ETF NEW 46435G334 387 12000 SH SOLE 0 0 12000 ISHARES TR CORE S&P SCP ETF 464287804 1626 14887 SH SOLE 0 0 14887 ISHARES TR GLOBAL TECH ETF 464287291 1088 19196 SH SOLE 0 0 19196 ISHARES TR RUSSELL 2000 ETF 464287655 4720 21576 SH SOLE 0 0 21576 ISHARES TR U.S. TECH ETF 464287721 2331 23024 SH SOLE 0 0 23024 ISHARES TR RUS MDCP VAL ETF 464287473 3142 27745 SH SOLE 0 0 27745 ISHARES TR CORE HIGH DV ETF 46429B663 2792 29618 SH SOLE 0 0 29618 ISHARES TR CHINA LG-CAP ETF 464287184 1856 47681 SH SOLE 0 0 47681 ISHARES TR S&P 500 GRWT ETF 464287309 3928 53152 SH SOLE 0 0 53152 ISHARES TR EXPANDED TECH 464287515 24549 61497 SH SOLE 0 0 61497 ISHARES TR SP SMCP600VL ETF 464287879 7037 69901 SH SOLE 0 0 69901 ISHARES TR MSCI INTL QUALTY 46434V456 8103 213916 SH SOLE 0 0 213916 ISHARES TR U.S. MED DVC ETF 464288810 19356 308309 SH SOLE 0 0 308309 ISHARES TR CORE DIV GRWTH 46434V621 58941 1173113 SH SOLE 0 0 1173113 JOHNSON & JOHNSON COM 478160104 6572 40690 SH SOLE 0 0 40690 JOHNSON CTLS INTL PLC SHS G51502105 5428 79726 SH SOLE 0 0 79726 JPMORGAN CHASE & CO COM 46625H100 26870 164099 SH SOLE 0 0 164099 KIMBERLY-CLARK CORP COM 494368103 581 4388 SH SOLE 0 0 4388 KINDER MORGAN INC DEL COM 49456B101 217 12960 SH SOLE 0 0 12960 KINIKSA PHARMACEUTICALS LTD COM CL A G5269C101 130 11440 SH SOLE 0 0 11440 KINROSS GOLD CORP COM 496902404 54 10000 SH SOLE 0 0 10000 KKR & CO INC COM 48251W104 8338 136950 SH SOLE 0 0 136950 KRAFT HEINZ CO COM 500754106 228 6192 SH SOLE 0 0 6192 L3HARRIS TECHNOLOGIES INC COM 502431109 2495 11330 SH SOLE 0 0 11330 LARIMAR THERAPEUTICS INC COM 517125100 117 10105 SH SOLE 0 0 10105 LIBERTY BROADBAND CORP COM SER C 530307305 13580 78631 SH SOLE 0 0 78631 LIBERTY GLOBAL PLC SHS CL C G5480U120 306 10386 SH SOLE 0 0 10386 LIBERTY MEDIA ACQUISITION CO *W EXP 01/22/202 53073L112 76 52135 SH SOLE 0 0 52135 LIBERTY MEDIA CORP DEL COM SER C FRMLA 531229854 227 4412 SH SOLE 0 0 4412 LIBERTY MEDIA CORP DEL COM A SIRIUSXM 531229409 314 6648 SH SOLE 0 0 6648 LIBERTY MEDIA CORP DEL COM C SIRIUSXM 531229607 664 13978 SH SOLE 0 0 13978 LIGAND PHARMACEUTICALS INC COM NEW 53220K504 261 1876 SH SOLE 0 0 1876 LILLY ELI & CO COM 532457108 8002 34634 SH SOLE 0 0 34634 LITTELFUSE INC COM 537008104 273 1000 SH SOLE 0 0 1000 LOCKHEED MARTIN CORP COM 539830109 482 1398 SH SOLE 0 0 1398 LYFT INC CL A COM 55087P104 323 6030 SH SOLE 0 0 6030 MACROGENICS INC COM 556099109 209 10000 SH SOLE 0 0 10000 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 2535 55621 SH SOLE 0 0 55621 MAIDEN HOLDINGS LTD SHS G5753U112 156 49524 SH SOLE 0 0 49524 MARSH & MCLENNAN COS INC COM 571748102 235 1555 SH SOLE 0 0 1555 MARTIN MARIETTA MATLS INC COM 573284106 882 2581 SH SOLE 0 0 2581 MASTERCARD INCORPORATED CL A 57636Q104 2134 6130 SH SOLE 0 0 6130 MATCH GROUP INC NEW COM 57667L107 493 3140 SH SOLE 0 0 3140 MCDONALDS CORP COM 580135101 1733 7188 SH SOLE 0 0 7188 MEDTRONIC PLC SHS G5960L103 385 3070 SH SOLE 0 0 3070 MERCK & CO INC COM 58933Y105 5723 76190 SH SOLE 0 0 76190 MERIDIAN CORPORATION COM 58958P104 479 16667 SH SOLE 0 0 16667 METLIFE INC COM 59156R108 4727 76519 SH SOLE 0 0 76519 METTLER TOLEDO INTERNATIONAL COM 592688105 3242 2354 SH SOLE 0 0 2354 MGM RESORTS INTERNATIONAL COM 552953101 550 12750 SH SOLE 0 0 12750 MICROSOFT CORP COM 594918104 36596 129578 SH SOLE 0 0 129578 MODERNA INC COM 60770K107 1309 3400 SH SOLE 0 0 3400 MONDELEZ INTL INC CL A 609207105 1513 25998 SH SOLE 0 0 25998 MONSTER BEVERAGE CORP NEW COM 61174X109 390 4387 SH SOLE 0 0 4387 MORGAN STANLEY COM NEW 617446448 1480 15212 SH SOLE 0 0 15212 MPLX LP COM UNIT REP LTD 55336V100 11444 401978 SH SOLE 0 0 401978 NETFLIX INC COM 64110L106 1711 2803 SH SOLE 0 0 2803 NIKE INC CL B 654106103 1402 9653 SH SOLE 0 0 9653 NORTHERN TR CORP COM 665859104 207 1920 SH SOLE 0 0 1920 NORTHROP GRUMMAN CORP COM 666807102 308 856 SH SOLE 0 0 856 NUCOR CORP COM 670346105 217 2200 SH SOLE 0 0 2200 NUVEEN QUALITY MUNCP INCOME COM 67066V101 171 10959 SH SOLE 0 0 10959 NVIDIA CORPORATION COM 67066G104 6272 30276 SH SOLE 0 0 30276 OAKTREE SPECIALTY LENDING CO COM 67401P108 611 86500 SH SOLE 0 0 86500 OCCIDENTAL PETE CORP COM 674599105 1654 55903 SH SOLE 0 0 55903 OCULAR THERAPEUTIX INC COM 67576A100 140 14015 SH SOLE 0 0 14015 OKTA INC CL A 679295105 232 975 SH SOLE 0 0 975 OMNICELL COM COM 68213N109 594 4000 SH SOLE 0 0 4000 ORACLE CORP COM 68389X105 286 3284 SH SOLE 0 0 3284 ORGANON & CO COMMON STOCK 68622V106 282 8590 SH SOLE 0 0 8590 ORION GROUP HLDGS INC COM 68628V308 375 69016 SH SOLE 0 0 69016 PAYCHEX INC COM 704326107 337 3000 SH SOLE 0 0 3000 PAYPAL HLDGS INC COM 70450Y103 2220 8533 SH SOLE 0 0 8533 PENTAIR PLC SHS G7S00T104 406 5595 SH SOLE 0 0 5595 PEPSICO INC COM 713448108 3566 23706 SH SOLE 0 0 23706 PERRIGO CO PLC SHS G97822103 519 10975 SH SOLE 0 0 10975 PETMED EXPRESS INC COM 716382106 269 10000 SH SOLE 0 0 10000 PFIZER INC COM 717081103 68890 1601720 SH SOLE 0 0 1601720 PHILIP MORRIS INTL INC COM 718172109 3414 36018 SH SOLE 0 0 36018 PHILLIPS 66 COM 718546104 375 5350 SH SOLE 0 0 5350 PHILLIPS 66 PARTNERS LP COM UNIT REP INT 718549207 2678 74700 SH SOLE 0 0 74700 PIMCO ETF TR ACTIVE BD ETF 72201R775 2186 19775 SH SOLE 0 0 19775 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 27487 269662 SH SOLE 0 0 269662 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 1083 106500 SH SOLE 0 0 106500 PNC FINL SVCS GROUP INC COM 693475105 4929 25194 SH SOLE 0 0 25194 PPD INC COM 69355F102 866 18500 SH SOLE 0 0 18500 PRECIGEN INC COM 74017N105 1069 214209 SH SOLE 0 0 214209 PROCTER AND GAMBLE CO COM 742718109 3665 26216 SH SOLE 0 0 26216 QUALCOMM INC COM 747525103 251 1943 SH SOLE 0 0 1943 QURATE RETAIL INC COM SER A 74915M100 231 22663 SH SOLE 0 0 22663 RAYTHEON TECHNOLOGIES CORP COM 75513E101 382 4444 SH SOLE 0 0 4444 REGENERON PHARMACEUTICALS COM 75886F107 1115 1843 SH SOLE 0 0 1843 RIO TINTO PLC SPONSORED ADR 767204100 321 4800 SH SOLE 0 0 4800 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 440 9950 SH SOLE 0 0 9950 SALESFORCE COM INC COM 79466L302 2254 8309 SH SOLE 0 0 8309 SCHLUMBERGER LTD COM STK 806857108 306 10336 SH SOLE 0 0 10336 SCHWAB CHARLES CORP COM 808513105 7324 100554 SH SOLE 0 0 100554 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 291 2800 SH SOLE 0 0 2800 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 593 7985 SH SOLE 0 0 7985 SEA LTD SPONSORD ADS 81141R100 509 1600 SH SOLE 0 0 1600 SEAGATE TECHNOLOGY HLDNGS PL ORD SHS G7997R103 1498 18156 SH SOLE 0 0 18156 SEAGEN INC COM 81181C104 323 1900 SH SOLE 0 0 1900 SELECT SECTOR SPDR TR ENERGY 81369Y506 703 13493 SH SOLE 0 0 13493 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1980 15551 SH SOLE 0 0 15551 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 1268 16031 SH SOLE 0 0 16031 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 1088 17038 SH SOLE 0 0 17038 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 736 19616 SH SOLE 0 0 19616 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 2030 20746 SH SOLE 0 0 20746 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 1864 23271 SH SOLE 0 0 23271 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 14991 100392 SH SOLE 0 0 100392 SHELL MIDSTREAM PARTNERS L P UNIT LTD INT 822634101 6581 559096 SH SOLE 0 0 559096 SIXTH STREET SPECIALTY LENDN COM 83012A109 577 26000 SH SOLE 0 0 26000 SMITH & NEPHEW PLC SPDN ADR NEW 83175M205 285 8300 SH SOLE 0 0 8300 SMUCKER J M CO COM NEW 832696405 240 2000 SH SOLE 0 0 2000 SONOCO PRODS CO COM 835495102 495 8300 SH SOLE 0 0 8300 SPDR GOLD TR GOLD SHS 78463V107 1869 11380 SH SOLE 0 0 11380 SPDR INDEX SHS FDS ASIA PACIF ETF 78463X301 508 4091 SH SOLE 0 0 4091 SPDR S&P 500 ETF TR TR UNIT 78462F103 56873 132529 SH SOLE 0 0 132529 SPDR SER TR HLTH CR EQUIP 78464A581 535 4272 SH SOLE 0 0 4272 SPDR SER TR COMP SOFTWARE 78464A599 873 5083 SH SOLE 0 0 5083 SPDR SER TR S&P DIVID ETF 78464A763 1066 9064 SH SOLE 0 0 9064 SPDR SER TR PRTFLO S&P500 GW 78464A409 2306 36015 SH SOLE 0 0 36015 SPDR SER TR S&P 600 SML CAP 78464A813 4361 46032 SH SOLE 0 0 46032 SPECTRUM PHARMACEUTICALS INC COM 84763A108 22 10000 SH SOLE 0 0 10000 SQUARE INC CL A 852234103 1314 5479 SH SOLE 0 0 5479 STARBUCKS CORP COM 855244109 1663 15073 SH SOLE 0 0 15073 STRYKER CORPORATION COM 863667101 1075 4076 SH SOLE 0 0 4076 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 394 3527 SH SOLE 0 0 3527 TE CONNECTIVITY LTD REG SHS H84989104 1280 9329 SH SOLE 0 0 9329 TECHNIPFMC PLC COM G87110105 200 26600 SH SOLE 0 0 26600 TELEFLEX INCORPORATED COM 879369106 320 850 SH SOLE 0 0 850 TESLA INC COM 88160R101 887 1144 SH SOLE 0 0 1144 THERMO FISHER SCIENTIFIC INC COM 883556102 3751 6565 SH SOLE 0 0 6565 THREDUP INC CL A 88556E102 1265 58338 SH SOLE 0 0 58338 THRYV HLDGS INC COM NEW 886029206 253 8422 SH SOLE 0 0 8422 TJX COS INC NEW COM 872540109 1205 18264 SH SOLE 0 0 18264 TORTOISE ENERGY INFRA CORP COM 89147L886 228 8400 SH SOLE 0 0 8400 TRANE TECHNOLOGIES PLC SHS G8994E103 1421 8230 SH SOLE 0 0 8230 TWITTER INC COM 90184L102 1199 19853 SH SOLE 0 0 19853 UNION PAC CORP COM 907818108 267 1361 SH SOLE 0 0 1361 UNITED PARCEL SERVICE INC CL B 911312106 762 4189 SH SOLE 0 0 4189 UNITEDHEALTH GROUP INC COM 91324P102 2418 6189 SH SOLE 0 0 6189 VANECK ETF TRUST AGRIBUSINESS ETF 92189F700 971 10647 SH SOLE 0 0 10647 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 611 7145 SH SOLE 0 0 7145 VANGUARD INDEX FDS SML CP GRW ETF 922908595 661 2358 SH SOLE 0 0 2358 VANGUARD INDEX FDS VALUE ETF 922908744 540 3989 SH SOLE 0 0 3989 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 1544 6534 SH SOLE 0 0 6534 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 1371 9819 SH SOLE 0 0 9819 VANGUARD INDEX FDS SM CP VAL ETF 922908611 1730 10220 SH SOLE 0 0 10220 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 6744 17099 SH SOLE 0 0 17099 VANGUARD INDEX FDS TOTAL STK MKT 922908769 32133 144705 SH SOLE 0 0 144705 VANGUARD INDEX FDS GROWTH ETF 922908736 202395 697477 SH SOLE 0 0 697477 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 318 6358 SH SOLE 0 0 6358 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 1658 25277 SH SOLE 0 0 25277 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 3289 53946 SH SOLE 0 0 53946 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 69006 449251 SH SOLE 0 0 449251 VANGUARD WHITEHALL FDS INTL HIGH ETF 921946794 405 6125 SH SOLE 0 0 6125 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 56117 542981 SH SOLE 0 0 542981 VANGUARD WORLD FDS COMM SRVC ETF 92204A884 234 1660 SH SOLE 0 0 1660 VANGUARD WORLD FDS INF TECH ETF 92204A702 947 2359 SH SOLE 0 0 2359 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 568 3171 SH SOLE 0 0 3171 VANGUARD WORLD FDS ENERGY ETF 92204A306 595 8056 SH SOLE 0 0 8056 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 11327 122252 SH SOLE 0 0 122252 VARONIS SYS INC COM 922280102 639 10500 SH SOLE 0 0 10500 VERIZON COMMUNICATIONS INC COM 92343V104 1423 26346 SH SOLE 0 0 26346 VERTEX PHARMACEUTICALS INC COM 92532F100 1657 9137 SH SOLE 0 0 9137 VIATRIS INC COM 92556V106 2075 153123 SH SOLE 0 0 153123 VISA INC COM CL A 92826C839 2101 9415 SH SOLE 0 0 9415 WALMART INC COM 931142103 1315 9433 SH SOLE 0 0 9433 WASTE MGMT INC DEL COM 94106L109 4890 32738 SH SOLE 0 0 32738 WELLS FARGO CO NEW COM 949746101 253 5451 SH SOLE 0 0 5451 WESTERN DIGITAL CORP. COM 958102105 702 12433 SH SOLE 0 0 12433 WILLIS TOWERS WATSON PLC LTD SHS G96629103 767 3300 SH SOLE 0 0 3300 WISDOMTREE TR US QTLY DIV GRT 97717X669 1199 20379 SH SOLE 0 0 20379 WISDOMTREE TR US MIDCAP FUND 97717W570 2782 53485 SH SOLE 0 0 53485 WORKDAY INC CL A 98138H101 306 1223 SH SOLE 0 0 1223 ZOETIS INC CL A 98978V103 8283 42667 SH SOLE 0 0 42667 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 204 779 SH SOLE 0 0 779 ZSCALER INC COM 98980G102 464 1770 SH SOLE 0 0 1770